GUGGENHEIM SECURITIES, LLC · CIK 1009953

GUGGENHEIM SECURITIES, LLC

CIK 1009953 · Limited Liability Company · Inc. DELAWARE · NEW YORK, NY · Investment Banking

Filings

Original notices

Amendments

Activity

Apr 15, 2026
through Apr 15, 2026

Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.

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Latest available filing snapshot

Form D · Apr 15, 2026

Reported offering amount: —
Reported amount sold: $13,200,000

This is one filing's disclosure, not the issuer's lifetime fundraising or current offering status.

Contact info

Likely investment adviser (not guaranteed)

Best-effort name match against Form ADV. Click through for AUM, employees, and disciplinary disclosures.

GID SECURITIES LLC
medium CRD 801-73690
GWN SECURITIES INC.
medium CRD 801-62547
M HOLDINGS SECURITIES, INC.
medium CRD 801-57304

Form D filings (1)

0000929638-26-001510
D · Apr 15, 2026 · Investment Banking

Sold: $13,200,000