GUGGENHEIM SECURITIES, LLC research brief

CIK 1009953 Copy CIK

Generated Nov. 7, 2026, 9:29 p.m. from up to 100 stored Form D disclosures. A CIK identifies a filer, not a single offering.

Current stored business address: NEW YORK NY. Reported legal jurisdiction: DELAWARE. These do not establish investor residence or where funds were deployed.

• April 15, 2026 · D · 0000929638-26-001510 · Source evidence

  Reported offering amount: Unavailable USD. Reported amount sold: 13200000 USD.

Reviewed offering links

• No independently reviewed offering relationship is recorded. Adjacent filings are not assumed to belong to one offering.

Citation: Form D Explorer, “GUGGENHEIM SECURITIES, LLC research brief,” CIK 1009953, retrieved Nov. 7, 2026, 9:29 p.m.. Cite the specific accessions used. No amounts have been summed.