New York — Form D filings
Grouped by the issuer's stored business address, not the location of investors or use of proceeds. Available records may not cover every filing.
Available filing dates: Jan 2, 2025 through Nov 2, 2026. Counts include original notices and amendments, not unique offerings or completed funding rounds.
Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.
Two completed calendar months
October 2026: 868 filings from 843 issuer CIKs. September 2026: 858 filings from 823 issuer CIKs.
Filing count difference: 10 (1.2%). Calculation: (later month − earlier month) ÷ earlier month × 100.
This category contains 15.0% of the 5780 eligible dataset filings in October 2026. This is a share of stored records, not national market share.
These are differences in stored submissions, not growth in funding. Completed calendar periods can still have incomplete imports. The partial current month is excluded from this comparison.
Monthly submission history
One observation per accession number. Issuers are distinct CIKs within each month; do not add monthly issuer counts to get a unique annual count. The current month is partial. A zero means no stored records in that bucket.
| Month | Filings | Issuer CIKs | Initial notices | Amendments |
|---|---|---|---|---|
| Dec 2025 | 826 | 798 | 474 | 352 |
| Jan 2026 | 873 | 830 | 439 | 434 |
| Feb 2026 | 764 | 744 | 379 | 385 |
| Mar 2026 | 893 | 873 | 462 | 431 |
| Apr 2026 | 875 | 837 | 482 | 393 |
| May 2026 | 769 | 748 | 410 | 359 |
| Jun 2026 | 847 | 815 | 482 | 365 |
| Jul 2026 | 936 | 910 | 501 | 435 |
| Aug 2026 | 754 | 726 | 414 | 340 |
| Sep 2026 | 858 | 823 | 489 | 369 |
| Oct 2026 | 868 | 843 | 495 | 373 |
| Nov 2026 (partial) | 48 | 46 | 35 | 13 |
Compare this state with another
How to research issuer filing history · Search and export a filtered set
Issuers by filing activity
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GS Finance Corp.
52 filings
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Munee M & A, Inc.
21 filings
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AQ Sunshine Parent, LLC
21 filings
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Sky Holdco Corp
17 filings
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HC Focus Fund, LP
16 filings
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NEXROC SVCV, Inc.
16 filings
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JWCM Vivian, DST
15 filings
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Outsquare MD, INC
15 filings
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Reformation Inc.
14 filings
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OSP Rita Holdings LLC
14 filings
Top industries
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Pooled Investment Fund
13507
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Other
1191
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Other Technology
775
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Other Real Estate
385
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REITS and Finance
327
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Other Banking and Financial Services
230
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Investing
201
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Commercial
148
All filings
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Supervest Investments, LLC, Series DD/A · Nov 2, 2026 · Other Banking and Financial ServicesOffered: $28.3MView filing →
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Supervest Investments, LLC, Series AD/A · Nov 2, 2026 · Other Banking and Financial ServicesOffered: $13.3MView filing →
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PWP EIV LLC (Series E)D/A · Nov 2, 2026 · Pooled Investment Fund
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Overlook X1 LP Series G1AD/A · Nov 2, 2026 · Pooled Investment FundOffered: $5MView filing →
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NB Secondary Opportunities Offshore Fund VI LPD/A · Nov 2, 2026 · Pooled Investment Fund
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NB Secondary Opportunities Fund VI LPD/A · Nov 2, 2026 · Pooled Investment Fund
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Investment Group of Abdiel LPD/A · Nov 2, 2026 · Pooled Investment Fund
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INF-YGW Partners Fund LPD/A · Nov 2, 2026 · Pooled Investment Fund
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Emmett Partners, LPD/A · Nov 2, 2026 · Pooled Investment Fund
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Electron Global Fund, L.P.D/A · Nov 2, 2026 · Pooled Investment Fund
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CF Westshore Multifamily DSTD/A · Nov 2, 2026 · ResidentialOffered: $64MView filing →
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AX Diversified Retail Portfolio, DSTD/A · Nov 2, 2026 · Other Real EstateOffered: $89.5MView filing →
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AG Core Plus Realty Fund IV, L.P.D/A · Nov 2, 2026 · Pooled Investment Fund
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Tempo Investments LPD · Nov 2, 2026 · Pooled Investment Fund
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Tempo Investments Feeder LPD · Nov 2, 2026 · Pooled Investment Fund
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Summer, PBCD · Nov 2, 2026 · Other TechnologyOffered: $3MView filing →
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Snowball VC, a Series of Decile Start Fund, LPD · Nov 2, 2026 · Pooled Investment FundOffered: $275KView filing →
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Sagard Private Income Fund Inc.D · Nov 2, 2026 · Pooled Investment FundOffered: $110KView filing →
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R Venice Co-Invest UB, L.P.D · Nov 2, 2026 · Pooled Investment Fund
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Queen Oberon Ltd Liability CoD · Nov 2, 2026 · OtherOffered: $6MView filing →
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Q Multi-Strategy Holdings LtdD · Nov 2, 2026 · Pooled Investment Fund
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Q Multi-Strategy Holdings LLCD · Nov 2, 2026 · Pooled Investment Fund
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Overlook X1 LP Series G1AD · Nov 2, 2026 · Pooled Investment FundOffered: $5MView filing →
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Onex Partners VI LPD · Nov 2, 2026 · Pooled Investment Fund
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Onex Partners VI B LPD · Nov 2, 2026 · Pooled Investment Fund
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Onex Partners VI A LPD · Nov 2, 2026 · Pooled Investment Fund
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Onex Partners Financial Services LPD · Nov 2, 2026 · Pooled Investment Fund
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Onex Partners Financial Services A LPD · Nov 2, 2026 · Pooled Investment Fund
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Onex Partners Aerospace & Aviation LPD · Nov 2, 2026 · Pooled Investment Fund
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Onex Partners Aerospace & Aviation A LPD · Nov 2, 2026 · Pooled Investment Fund
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NEXROC SVCV, Inc.D · Nov 2, 2026 · Other Banking and Financial ServicesOffered: $300MView filing →
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Multi-Asset Strategies - Private Credit Offshore LPD · Nov 2, 2026 · Pooled Investment Fund
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MRC JDC Continuation Vehicle, L.P.D · Nov 2, 2026 · Pooled Investment Fund
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LifeX NoTraffic LLCD · Nov 2, 2026 · Pooled Investment Fund
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LifeX Capable LLCD · Nov 2, 2026 · Pooled Investment Fund
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LOGOSFI, Inc.D · Nov 2, 2026 · Other TechnologyOffered: $3.4MView filing →
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H10i Ventures AI Fund 27, a Series of Decile Start Fund, LPD · Nov 2, 2026 · Pooled Investment FundOffered: $200KView filing →
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Gulf Stream Investments, LLCD · Nov 2, 2026 · Pooled Investment FundOffered: $12.7MView filing →
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Geek Ventures Sta SPV, a series of Decile SPV, LLCD · Nov 2, 2026 · Pooled Investment FundOffered: $126KView filing →
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Geek Ventures Aal SPV, a series of Decile SPV, LLCD · Nov 2, 2026 · Pooled Investment FundOffered: $240KView filing →
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Gate34, a Series of Decile Start Fund, LPD · Nov 2, 2026 · Pooled Investment FundOffered: $110KView filing →
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EquityZen Growth Technology Fund LLC - Series 2418D · Nov 2, 2026 · Pooled Investment FundOffered: $460.5KView filing →
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EquityZen Growth Technology Fund LLC - Series 2396D · Nov 2, 2026 · Pooled Investment FundOffered: $265.8KView filing →
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Energetic Events, Inc.D · Nov 2, 2026 · OtherOffered: $500.1KView filing →
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Definition II-F LLCD · Nov 2, 2026 · OtherOffered: $15.2MView filing →
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Definition II-F LLCD · Nov 2, 2026 · OtherOffered: $10.2MView filing →
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Definition II-A LLCD · Nov 2, 2026 · OtherOffered: $19.5MView filing →
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Brix Investment Holdings, LLCD · Nov 2, 2026 · Other Banking and Financial ServicesOffered: $6MView filing →
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VanEck Opportunities Vehicle, LLC - Erebor SeriesD/A · Oct 30, 2026 · Pooled Investment Fund
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Tekne Long Only Partners, L.P.D/A · Oct 30, 2026 · Pooled Investment Fund