Form D Explorer

New York — Form D filings

Grouped by the issuer's stored business address, not the location of investors or use of proceeds. Available records may not cover every filing.

Filings in this dataset
17489
Distinct issuers (CIKs)
12452
Last 365 days
9964
Amendments (D/A)
8333

Available filing dates: Jan 2, 2025 through Nov 2, 2026. Counts include original notices and amendments, not unique offerings or completed funding rounds.

Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.

Two completed calendar months

October 2026: 868 filings from 843 issuer CIKs. September 2026: 858 filings from 823 issuer CIKs.

Filing count difference: 10 (1.2%). Calculation: (later month − earlier month) ÷ earlier month × 100.

This category contains 15.0% of the 5780 eligible dataset filings in October 2026. This is a share of stored records, not national market share.

These are differences in stored submissions, not growth in funding. Completed calendar periods can still have incomplete imports. The partial current month is excluded from this comparison.

Monthly submission history

One observation per accession number. Issuers are distinct CIKs within each month; do not add monthly issuer counts to get a unique annual count. The current month is partial. A zero means no stored records in that bucket.

Twelve months of available records; calendar months may have incomplete import coverage.
MonthFilingsIssuer CIKsInitial noticesAmendments
Dec 2025826798474352
Jan 2026873830439434
Feb 2026764744379385
Mar 2026893873462431
Apr 2026875837482393
May 2026769748410359
Jun 2026847815482365
Jul 2026936910501435
Aug 2026754726414340
Sep 2026858823489369
Oct 2026868843495373
Nov 2026 (partial)48463513

Compare this state with another

How to research issuer filing history · Search and export a filtered set

Issuers by filing activity

Top industries

All filings