Investment Banking — Form D filings
Filings in this dataset
90
Distinct issuers (CIKs)
25
Last 365 days
58
Amendments (D/A)
1
Available filing dates: Jan 2, 2025 through Oct 27, 2026. Counts include original notices and amendments, not unique offerings or completed funding rounds.
Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.
How to research issuer filing history · Search and export a filtered set
Issuers by filing activity
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GS Finance Corp.
52 filingsLatest: Oct 27, 2026
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Paulson Capital Holding Company, LLC
5 filingsLatest: Feb 3, 2026
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Leerink Aggregator LP
5 filingsLatest: Sep 1, 2026
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Vontobel Holding Ltd.
3 filingsLatest: Jul 10, 2026
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Marathon Capital, LLC
3 filingsLatest: Apr 7, 2026
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Daiwa Securities Group Inc.
2 filingsLatest: Jul 9, 2026
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AmTru AI Inference Ventures, LLC
2 filingsLatest: Apr 7, 2026
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GUGGENHEIM SECURITIES, LLC
1 filingsLatest: Apr 15, 2026
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Munee M & A, Inc.
1 filingsLatest: Jul 20, 2026
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Prairie Capital Holdings, Inc.
1 filingsLatest: Oct 14, 2026
All filings
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GS Finance Corp.D · Oct 27, 2026 · NYOffered: $220.8KView filing →
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GS Finance Corp.D · Oct 27, 2026 · NYOffered: $220.8KView filing →
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GS Finance Corp.D · Oct 27, 2026 · NYOffered: $294.4KView filing →
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AmTru Ambient Ventures LLCD · Oct 22, 2026 · CAOffered: $3MView filing →
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Prairie Capital Holdings, Inc.D · Oct 14, 2026 · ILOffered: $200KView filing →
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GS Finance Corp.D · Oct 8, 2026 · NYOffered: $15.9MView filing →
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GS Finance Corp.D · Sep 30, 2026 · NYOffered: $1.3MView filing →
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GS Finance Corp.D · Sep 30, 2026 · NYOffered: $3.9MView filing →
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GS Finance Corp.D · Sep 28, 2026 · NYOffered: $2.8MView filing →
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GS Finance Corp.D · Sep 18, 2026 · NYOffered: $1.1MView filing →
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Forests VC LLCD · Sep 15, 2026 · DEOffered: $6MView filing →
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GS Finance Corp.D · Sep 11, 2026 · NYOffered: $8.7MView filing →
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GS Finance Corp.D · Sep 4, 2026 · NYOffered: $2MView filing →
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GS Finance Corp.D · Sep 4, 2026 · NYOffered: $17.1MView filing →
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GS Finance Corp.D · Sep 4, 2026 · NYOffered: $14.4MView filing →
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Leerink Aggregator LPD · Sep 1, 2026 · MAOffered: $196.5KView filing →
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AmTru AI Inference Ventures II, LLCD · Sep 1, 2026 · CAOffered: $3.8MView filing →
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GS Finance Corp.D · Aug 19, 2026 · NYOffered: $300KView filing →
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GS Finance Corp.D · Aug 14, 2026 · NYOffered: $1MView filing →
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GS Finance Corp.D · Jul 29, 2026 · NYOffered: $249.3KView filing →
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GS Finance Corp.D · Jul 29, 2026 · NYOffered: $249.3KView filing →
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GS Finance Corp.D · Jul 29, 2026 · NYOffered: $332.5KView filing →
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Munee M & A, Inc.D · Jul 20, 2026 · NYOffered: $3.5MView filing →
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Vontobel Holding Ltd.D · Jul 10, 2026 · V8Offered: $994.4KView filing →
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Daiwa Securities Group Inc.D/A · Jul 9, 2026 · M0
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Bright Capital Group, LLCD · Jul 7, 2026 · AL
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LIMEN MARKETS SERIES 2026-A LLCD · Jun 29, 2026 · WY
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GS Finance Corp.D · May 15, 2026 · NYOffered: $399KView filing →
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Fourcore Capital Inc.D · May 11, 2026 · GAOffered: $15MView filing →
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GS Finance Corp.D · May 8, 2026 · NYOffered: $247KView filing →
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GS Finance Corp.D · May 5, 2026 · NYOffered: $184.5KView filing →
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GS Finance Corp.D · May 5, 2026 · NYOffered: $322.8KView filing →
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GS Finance Corp.D · May 5, 2026 · NYOffered: $184.4KView filing →
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GS Finance Corp.D · Apr 23, 2026 · NYOffered: $1.2MView filing →
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GS Finance Corp.D · Apr 16, 2026 · NYOffered: $784KView filing →
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GS Finance Corp.D · Apr 16, 2026 · NYOffered: $130KView filing →
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GUGGENHEIM SECURITIES, LLCD · Apr 15, 2026 · NY
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TAG Capital Group Ltd.D · Apr 9, 2026 · X0Offered: $400MView filing →
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AmTru AI Inference Ventures, LLCD · Apr 7, 2026 · CAOffered: $11.4MView filing →
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Marathon Capital, LLCD · Apr 7, 2026 · ILOffered: $16.8MView filing →
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GS Finance Corp.D · Apr 6, 2026 · NYOffered: $3.7MView filing →
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GS Finance Corp.D · Apr 2, 2026 · NYOffered: $17.9MView filing →
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GS Finance Corp.D · Mar 19, 2026 · NYOffered: $847KView filing →
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AmTru Medical Device Ventures LLCD · Mar 2, 2026 · CAOffered: $6MView filing →
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Crumbly Aaron B BeyD · Feb 27, 2026 · FLOffered: $2MView filing →
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GS Finance Corp.D · Feb 10, 2026 · NYOffered: $587.3KView filing →
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GS Finance Corp.D · Feb 10, 2026 · NYOffered: $720.7KView filing →
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GS Finance Corp.D · Feb 10, 2026 · NYOffered: $724.6KView filing →
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Paulson Capital Holding Company, LLCD · Feb 3, 2026 · OROffered: $3.5MView filing →
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Vontobel Holding Ltd.D · Jan 7, 2026 · V8Offered: $1.7MView filing →