Form D Explorer

California — Form D filings

Grouped by the issuer's stored business address, not the location of investors or use of proceeds. Available records may not cover every filing.

Filings in this dataset
13555
Distinct issuers (CIKs)
10167
Last 365 days
7847
Amendments (D/A)
4699

Available filing dates: Jan 2, 2025 through Nov 2, 2026. Counts include original notices and amendments, not unique offerings or completed funding rounds.

Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.

Two completed calendar months

October 2026: 763 filings from 724 issuer CIKs. September 2026: 629 filings from 595 issuer CIKs.

Filing count difference: 134 (21.3%). Calculation: (later month − earlier month) ÷ earlier month × 100.

This category contains 13.2% of the 5780 eligible dataset filings in October 2026. This is a share of stored records, not national market share.

These are differences in stored submissions, not growth in funding. Completed calendar periods can still have incomplete imports. The partial current month is excluded from this comparison.

Monthly submission history

One observation per accession number. Issuers are distinct CIKs within each month; do not add monthly issuer counts to get a unique annual count. The current month is partial. A zero means no stored records in that bucket.

Twelve months of available records; calendar months may have incomplete import coverage.
MonthFilingsIssuer CIKsInitial noticesAmendments
Dec 2025690639431259
Jan 2026614593441173
Feb 2026603586399204
Mar 2026662615462200
Apr 2026780751469311
May 2026666644411255
Jun 2026619591438181
Jul 2026665632467198
Aug 2026613592432181
Sep 2026629595429200
Oct 2026763724491272
Nov 2026 (partial)3029237

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