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Form ADV search
SEC-registered investment advisers from Form ADV, cross-linked to Form D filings.
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13950 results, page 14 of 279.
13950 advisers
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RBC CAPITAL MARKETS, LLCSEC file number 801-13059 · NEW YORK, NY · 8204 employees$201.26B AUM
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SEI INVESTMENTS MANAGEMENT CORPSEC file number 801-24593 · OAKS, PA · 411 employees$194.80B AUM
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JENNISON ASSOCIATES LLCSEC file number 801-5608 · NEW YORK, NY · 366 employees$194.43B AUM
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FRANKLIN TEMPLETON FUND ADVISER, LLCSEC file number 801-66785 · NEW YORK, NY$191.60B AUM
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MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUSTSEC file number 801-32108 · PHILADELPHIA, PA · 657 employees$190.96B AUM
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PRINCIPAL MANAGEMENT CORPSEC file number 801-8144 · DES MOINES, IA · 189 employees$190.74B AUM
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JOHN HANCOCK INVESTMENT MANAGEMENT LLCSEC file number 801-8124 · BOSTON, MA · 403 employees$189.59B AUM
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MANULIFE INVESTMENT MANAGEMENT (US) LLCSEC file number 801-42023 · BOSTON, MA · 246 employees$188.78B AUM
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BAILLIE GIFFORD OVERSEAS LTDSEC file number 801-21051 · 1729 employees$186.63B AUM
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ABRDN INVESTMENTS LIMITEDSEC file number 801-75074 · 1537 employees$183.69B AUM
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CLEARBRIDGE INVESTMENTS, LLCSEC file number 801-64710 · NEW YORK, NY · 214 employees$180.79B AUM
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COMMONWEALTH EQUITY SERVICES, LLCSEC file number 801-41541 · WALTHAM, MA · 4500 employees$177.03B AUM
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U.S. BANCORP ASSET MANAGEMENT, INC.SEC file number 801-60125 · MINNEAPOLIS, MN · 77 employees$176.09B AUM
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CREATIVE PLANNING, LLCSEC file number 801-18564 · OVERLAND PARK, KS · 1319 employees$175.27B AUM
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DWS INVESTMENT MANAGEMENT AMERICAS, INC.SEC file number 801-252 · NEW YORK, NY · 487 employees$173.04B AUM
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BRIDGEWATER ASSOCIATES, LPSEC file number 801-35875 · WESTPORT, CT · 1196 employees$171.75B AUM
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BROOKFIELD ASSET MANAGEMENT PIC US, LLCSEC file number 801-72031 · NEW YORK, NY · 1592 employees$170.92B AUM
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APG ASSET MANAGEMENT US, INCSEC file number 801-74200 · NEW YORK, NY · 185 employees$164.12B AUM
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OAKTREE CAPITAL MANAGEMENT, L.P.SEC file number 801-48923 · LOS ANGELES, CA · 853 employees$161.48B AUM
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HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITEDSEC file number 801-71863 · 424 employees$160.70B AUM
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NORTHERN TRUST GLOBAL INVESTMENTS LTDSEC file number 801-60152 · 94 employees$160.06B AUM
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MACKENZIE FINANCIAL CORPORATIONSEC file number 801-25226 · 1496 employees$158.22B AUM
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SBI FUNDS MANAGEMENT LIMITEDSEC file number 801-67514 · 2035 employees$156.58B AUM
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EQUITABLE INVESTMENT MANAGEMENT GROUP, LLCSEC file number 801-72220 · NEW YORK, NY · 63 employees$156.51B AUM
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCSEC file number 801-57434 · ST. LOUIS, MO · 3227 employees$154.19B AUM
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MARINER INVESTMENT GROUP, LLCSEC file number 801-62016 · HARRISON, NY · 120 employees$154.06B AUM
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PFM ASSET MANAGEMENT LLCSEC file number 801-60449 · HARRISBURG, PA · 227 employees$153.84B AUM
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MORGAN STANLEY INVESTMENT MANAGEMENT LIMITEDSEC file number 801-26847 · 206 employees$151.56B AUM
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NUVEEN ALTERNATIVES ADVISORS LLCSEC file number 801-74475 · NEW YORK, NY · 47 employees$151.50B AUM
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HARBOURVEST PARTNERS, LLCSEC file number 801-53287 · BOSTON, MA · 1103 employees$151.35B AUM
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ARTISAN PARTNERS LIMITED PARTNERSHIPSEC file number 801-70101 · MILWAUKEE, WI · 503 employees$151.33B AUM
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VICTORY CAPITAL MANAGEMENT INC.SEC file number 801-46878 · SAN ANTONIO, TX · 481 employees$151.26B AUM
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HSBC GLOBAL ASSET MANAGEMENT (USA) INC.SEC file number 801-25999 · NEW YORK, NY · 105 employees$150.50B AUM
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NUVEEN FUND ADVISORS, LLCSEC file number 801-14147 · CHICAGO, IL · 146 employees$150.37B AUM
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LAZARD ASSET MANAGEMENT LLCSEC file number 801-61701 · NEW YORK, NY · 518 employees$150.33B AUM
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STIFEL, NICOLAUS & COMPANY, INCORPORATEDSEC file number 801-10746 · ST LOUIS, MO · 6534 employees$149.25B AUM
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USAA ASSET MANAGEMENT COMPANYSEC file number 801-72896 · SAN ANTONIO, TX · 100 employees$148.27B AUM
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IFM INVESTORS PTY LTDSEC file number 801-78649 · 726 employees$143.91B AUM
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PAYDEN & RYGELSEC file number 801-19762 · LOS ANGELES, CA · 183 employees$142.28B AUM
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TPG GLOBAL ADVISORS, LLCSEC file number 801-72942 · FORT WORTH, TX · 1036 employees$141.93B AUM
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GLOBAL RETIREMENT PARTNERS LLCSEC file number 801-80074 · SAN RAFAEL, CA · 505 employees$140.72B AUM
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COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLCSEC file number 801-70159 · JERSEY CITY, NJ · 511 employees$139.89B AUM
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MACKAY SHIELDS LLCSEC file number 801-5594 · NEW YORK, NY · 223 employees$139.12B AUM
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THOMA BRAVO, L.P.SEC file number 801-73780 · CHICAGO, IL · 224 employees$137.68B AUM
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INSIGHT NORTH AMERICA LLCSEC file number 801-69964 · NEW YORK, NY · 212 employees$136.71B AUM
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SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INCSEC file number 801-15834 · NEW YORK, NY · 314 employees$135.40B AUM
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PRIMECAP MANAGEMENT COSEC file number 801-19765 · PASADENA, CA · 40 employees$134.48B AUM
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EMPOWER ADVISORY GROUP, LLCSEC file number 801-58105 · GREENWOOD VILLAGE, CO · 766 employees$134.28B AUM
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BRIGHTHOUSE INVESTMENT ADVISERS, LLCSEC file number 801-47459 · CHARLOTTE, NC · 29 employees$133.62B AUM
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GC ADVISORS LLCSEC file number 801-70448 · CHICAGO, IL · 836 employees$132.77B AUM