RBC CAPITAL MARKETS, LLC
SEC file number 801-13059
· NEW YORK, NY
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$201.26B
Discretionary AUM
$148.28B
Employees
8204
Clients
1799
Firm
- Address
- 200 VESEY ST.
NEW YORK, NY 10281 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- MARS Markets Corp. Medium name-match confidence · CIK 1916127 · NJ
- VV Markets LLC Medium name-match confidence · CIK 1822911
- Robin Markets Inc Medium name-match confidence · CIK 2087467 · CO
- 370 Markets LLC Medium name-match confidence · CIK 1832034
- CCM Capital Markets LP Medium name-match confidence · CIK 2156554 · FL
- SFM Capital Markets, L.P. Medium name-match confidence · CIK 1451211 · MD
- EDGE Markets, Inc. Medium name-match confidence · CIK 1929358 · DE
- Monark Markets, Inc. Medium name-match confidence · CIK 2005459 · NY
- SMART MARKETS FUND, L.P. Medium name-match confidence · CIK 1529935 · CA
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CCM Capital Markets LP · D · Oct 5, 2026
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SMART MARKETS FUND, L.P. · D/A · Sep 10, 2026
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MARS Markets Corp. · D · May 6, 2026$11M
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EDGE Markets, Inc. · D · Mar 27, 2026$7.8M
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Monark Markets, Inc. · D · Feb 12, 2026$8.1M
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SFM Capital Markets, L.P. · D · Jan 26, 2026
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Monark Markets, Inc. · D · Jan 22, 2026$2.2M
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Monark Markets, Inc. · D · Jan 22, 2026$600K
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Monark Markets, Inc. · D · Jan 22, 2026$916.7K
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Robin Markets Inc · D · Sep 23, 2025$100M
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SMART MARKETS FUND, L.P. · D · Sep 11, 2025
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MARS Markets Corp. · D · Aug 13, 2025$1M