Form D Explorer

COMMONWEALTH EQUITY SERVICES, LLC

SEC file number 801-41541 · WALTHAM, MA

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM
$177.03B
Discretionary AUM
$171.30B
Employees
4500
Clients
19600

Firm

Address
29 SAWYER ROAD
WALTHAM, MA 02453-3483
Phone
—
Website
—
Disciplinary
Unknown — verify on SEC IAPD

Sources

Possible Form D name matches (not verified)