ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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OMEGA FINANCIAL GROUP, LLCCRD 801-77745 · SEC# 801-77745 · SANTA BARBARA, CA · 6 employees$409.7M AUM
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DEAN, JACOBSON FINANCIAL SERVICES, LLCCRD 801-77262 · SEC# 801-77262 · FORT WORTH, TX · 6 employees$409.5M AUM
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SIGNATOR FINANCIAL SERVICES, INC.CRD 801-66750 · SEC# 801-66750 · BOSTON, MA · 73 employees$409.4M AUM
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WHITENER CAPITAL MANAGEMENT, INCCRD 801-31219 · SEC# 801-31219 · ROCKY MOUNT, NC · 10 employees$409.2M AUM
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COOK PINE CAPITAL LLCCRD 801-64533 · SEC# 801-64533 · GREENWICH, CT · 7 employees$409.2M AUM
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STOKES CAPITAL ADVISORS, LLCCRD 801-106810 · SEC# 801-106810 · GREENWOOD, SC · 2 employees$409.1M AUM
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ASHTON THOMAS SECURITIES, LLCCRD 801-69225 · SEC# 801-69225 · ROCHESTER, NY · 24 employees$409.1M AUM
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KEELER & NADLER FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLCCRD 801-80394 · SEC# 801-80394 · DUBLIN, OH · 10 employees$409M AUM
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PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.CRD 801-79412 · SEC# 801-79412 · WAYZATA, MN · 4 employees$408.8M AUM
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WELLINGTON SHIELDS & CO., LLCCRD 801-70755 · SEC# 801-70755 · NEW YORK, NY · 24 employees$408.7M AUM
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ASTURIAS CAPITAL LLCCRD 801-80901 · SEC# 801-80901 · NEW YORK, NY · 7 employees$408.6M AUM
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MORRIS FINANCIAL CONCEPTS, INC.CRD 801-60830 · SEC# 801-60830 · MOUNT PLEASANT, SC · 10 employees$408.3M AUM
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KEN STERN & ASSOCIATES INCCRD 801-56991 · SEC# 801-56991 · SAN DIEGO, CA · 9 employees$408.2M AUM
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QUANTITATIVE PROCESS, LLCCRD 801-79279 · SEC# 801-79279 · CHARLOTTE, NC · 3 employees$408.2M AUM
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WATERMARK ASSET MANAGEMENT, INC.CRD 801-57796 · SEC# 801-57796 · SAN RAMON, CA · 10 employees$408.1M AUM
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STELLAR CAPITAL MANAGEMENT LLCCRD 801-57690 · SEC# 801-57690 · PHOENIX, AZ · 8 employees$407.7M AUM
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BROPHY WEALTH MANAGEMENT, LLCCRD 801-78964 · SEC# 801-78964 · BEDFORD, NH · 8 employees$407.3M AUM
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INCAPITAL ASSET MANAGEMENT LLCCRD 801-72863 · SEC# 801-72863 · CHICAGO, IL · 13 employees$407M AUM
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ARCHER CAPITAL MANAGEMENT, L.P.CRD 801-73684 · SEC# 801-73684 · BEVERLY HILLS, CA · 4 employees$406.9M AUM
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HANSBERGER GROWTH INVESTORS, LPCRD 801-79676 · SEC# 801-79676 · MADISON, WI · 4 employees$406.8M AUM
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NORTHROAD CAPITAL MANAGEMENT LLCCRD 801-61270 · SEC# 801-61270 · NEW YORK, NY · 8 employees$406.7M AUM
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TMFS ADVISORY SERVICES, LLCCRD 801-70545 · SEC# 801-70545 · OVERLAND PARK, KS · 6 employees$406.7M AUM
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HARVEST FINANCIAL ADVISORS, LLCCRD 801-68507 · SEC# 801-68507 · WEST CHESTER, OH · 10 employees$406.3M AUM
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CLIFFORD CAPITAL PARTNERS, LLCCRD 801-78911 · SEC# 801-78911 · ALPINE, UT · 10 employees$406.3M AUM
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CLEARSHARES LLCCRD 801-72414 · SEC# 801-72414 · MARCO ISLAND, FL · 3 employees$405.6M AUM
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EQUIFIN CAPITAL MANAGEMENT II LLCCRD 801-73771 · SEC# 801-73771 · NEW YORK, NY · 9 employees$405.5M AUM
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DONNELLY WEALTH ADVISORS, INC.CRD 801-60531 · SEC# 801-60531 · SAN DIEGO, CA · 7 employees$405.4M AUM
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WHITE PINE INVESTMENT COMPANYCRD 801-55054 · SEC# 801-55054 · LIVONIA, MI · 6 employees$405.2M AUM
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SILVERHAWK ASSET MANAGEMENT, LLCCRD 801-78166 · SEC# 801-78166 · SCOTTSDALE, AZ · 9 employees$405.2M AUM
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KILDONAN CASTLE ASSET MANAGEMENT, L.P.CRD 801-72930 · SEC# 801-72930 · NEW YORK, NY · 8 employees$405M AUM
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FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INCCRD 801-37185 · SEC# 801-37185 · DALLAS, TX · 9 employees$405M AUM
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FOUNTAIN FINANCIAL ASSOCIATES, INC.CRD 801-81086 · SEC# 801-81086 · WILMINGTON, NC · 11 employees$404.9M AUM
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COBURN & MEREDITH, INC.CRD 801-69509 · SEC# 801-69509 · SIMSBURY, CT · 24 employees$404.7M AUM
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PEAK FINANCIAL MANAGEMENT INCCRD 801-39737 · SEC# 801-39737 · WELLESLEY, MA · 9 employees$404.7M AUM
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PARKVIEW LTD.CRD 801-73069 · SEC# 801-73069 · 7 employees$404.6M AUM
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AFFILIATED FINANCIAL ADVISORS INCCRD 801-57519 · SEC# 801-57519 · MILWAUKEE, WI · 4 employees$404.5M AUM
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TOTAL MANAGEMENT GROUP, INC.CRD 801-61749 · SEC# 801-61749 · MELVILLE, NY · 6 employees$404.1M AUM
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JEFFERY ASSET MANAGEMENT LLCCRD 801-60784 · SEC# 801-60784 · NEW YORK, NY · 2 employees$404.1M AUM
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ACCESS WEALTH PLANNING, LLCCRD 801-60406 · SEC# 801-60406 · EAST HANOVER, NJ · 6 employees$404M AUM
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ACCESS FINANCIAL SERVICES, INC.CRD 801-66457 · SEC# 801-66457 · MINNEAPOLIS, MN · 11 employees$403.9M AUM
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IFRAH FINANCIAL SERVICES, INC.CRD 801-64962 · SEC# 801-64962 · LITTLE ROCK, AR · 13 employees$403.6M AUM
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LOWE WEALTH ADVISORS, LLCCRD 801-72431 · SEC# 801-72431 · COLUMBIA, MD · 9 employees$403.5M AUM
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SILVERLEAFE CAPITAL PARTNERS, LLCCRD 801-63594 · SEC# 801-63594 · GERMANTOWN, TN · 4 employees$403.4M AUM
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FISCHER INVESTMENT GROUP, INC.CRD 801-30304 · SEC# 801-30304 · PITTSFORD, NY · 4 employees$403.2M AUM
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INTERMARKET CORPORATIONCRD 801-74328 · SEC# 801-74328 · NEW YORK, NY · 8 employees$403.2M AUM
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DANISON & ASSOCIATES INCCRD 801-42489 · SEC# 801-42489 · COLUMBUS, OH · 3 employees$403.2M AUM
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GLOBAL TRUST ASSET MANAGEMENT, LLCCRD 801-68778 · SEC# 801-68778 · WEST PALM BEACH, FL · 11 employees$403M AUM
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MANIKAY PARTNERS, LLCCRD 801-72877 · SEC# 801-72877 · NEW YORK, NY · 4 employees$403M AUM
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F&V CAPITAL MANAGEMENT, L.L.C.CRD 801-68848 · SEC# 801-68848 · BOCA RATON, FL · 7 employees$402.9M AUM
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HARBOR ADVISORY CORPORATIONCRD 801-8915 · SEC# 801-8915 · PORTSMOUTH, NH · 3 employees$402.8M AUM