ASHTON THOMAS SECURITIES, LLC
SEC file number 801-69225
· ROCHESTER, NY
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$409.1M
Discretionary AUM
$291.3M
Employees
24
Clients
—
Firm
- Address
- 200 CANAL VIEW BLVD.
ROCHESTER, NY 14623 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- THG Securities Fund, L.P. Medium name-match confidence · CIK 1827454 · CA
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THG Securities Fund, L.P. · D/A · Apr 15, 2026
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THG Securities Fund, L.P. · D/A · Feb 21, 2025