Form D Explorer

KEN STERN & ASSOCIATES INC

SEC file number 801-56991 · SAN DIEGO, CA
https://kenstern.ca ↗ (name-match guess, not verified)

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM
$408.2M
Discretionary AUM
$358.1M
Employees
9
Clients
—

Firm

Address
3655 NOBEL DRIVE
SAN DIEGO, CA 92122
Phone
—
Website
https://kenstern.ca
(name-match guess, not verified)
Disciplinary
Unknown — verify on SEC IAPD

Sources

Possible Form D name matches (not verified)