New York — Form D filings
Grouped by the issuer's stored business address, not the location of investors or use of proceeds. Available records may not cover every filing.
Filings in this dataset
17637
Distinct issuers (CIKs)
12538
Last 365 days
9972
Amendments (D/A)
8398
Available filing dates: Jan 2, 2025 through Nov 6, 2026. Counts include original notices and amendments, not unique offerings or completed funding rounds.
Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.
How to research issuer filing history · Search and export a filtered set
Issuers by filing activity
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GS Finance Corp.
54 filings
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Munee M & A, Inc.
21 filings
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AQ Sunshine Parent, LLC
21 filings
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Sky Holdco Corp
17 filings
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HC Focus Fund, LP
16 filings
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JWCM Vivian, DST
15 filings
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Outsquare MD, INC
15 filings
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Reformation Inc.
14 filings
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OSP Rita Holdings LLC
14 filings
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BREX Parker MF DST
14 filings
Top industries
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Pooled Investment Fund
13630
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Other
1199
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Other Technology
785
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Other Real Estate
388
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REITS and Finance
328
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Other Banking and Financial Services
221
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Investing
204
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Commercial
150
All filings
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TRUCK CAPITAL VIETNAM OPPORTUNITY PARTNERS LPD/A · Aug 22, 2025 · Pooled Investment Fund
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RichBrook Offshore Segregated Portfolio D - Agency MBSD/A · Aug 22, 2025 · Pooled Investment Fund
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RichBrook Offshore Segregated Portfolio B - Illiquid MBS/ABS FundD/A · Aug 22, 2025 · Pooled Investment Fund
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RichBrook Offshore Segregated Portfolio A - Agency MBSD/A · Aug 22, 2025 · Pooled Investment Fund
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RichBrook Fund, LP Portfolio E - Home Equity AccessD/A · Aug 22, 2025 · Pooled Investment Fund
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RichBrook Fund, LP Portfolio B - Illiquid MBS/ABSD/A · Aug 22, 2025 · Pooled Investment Fund
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RichBrook Fund, LP Portfolio A - Agency MBSD/A · Aug 22, 2025 · Pooled Investment Fund
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Marathon Securitized Credit Fund, L.P.D/A · Aug 22, 2025 · Pooled Investment Fund
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Marathon Secured Income Fund, L.P.D/A · Aug 22, 2025 · Pooled Investment Fund
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Marathon Emerging Markets Bond Fund II, L.P.D/A · Aug 22, 2025 · Pooled Investment Fund
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LibreMax Structured Opportunities Partners II, LPD/A · Aug 22, 2025 · Pooled Investment Fund
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LibreMax Structured Opportunities Partners I, LPD/A · Aug 22, 2025 · Pooled Investment Fund
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Highbridge Tactical Credit Institutional Fund, Ltd.D/A · Aug 22, 2025 · Pooled Investment Fund
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Highbridge Tactical Credit Fund, Ltd.D/A · Aug 22, 2025 · Pooled Investment Fund
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Highbridge Tactical Credit Fund, L.P.D/A · Aug 22, 2025 · Pooled Investment Fund
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GreenWood Builders Fund II, LPD/A · Aug 22, 2025 · Pooled Investment Fund
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CHARLES STREET SECTOR ANALYSIS FUND, L.P.D/A · Aug 22, 2025 · Pooled Investment Fund
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Blockchain Builders Fund I, LPD/A · Aug 22, 2025 · Pooled Investment FundOffered: $27.5MView filing →
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AB Real Estate Equity Plus Fund L.P.D/A · Aug 22, 2025 · Pooled Investment Fund
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AB Commercial Real Estate Private Debt Fund, LLCD/A · Aug 22, 2025 · REITS and Finance
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XYZ Research Inc.D · Aug 22, 2025 · OtherOffered: $4.3MView filing →
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TGNL Management Pool LLCD · Aug 22, 2025 · OtherOffered: $4View filing →
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Rookery Labs, Inc.D · Aug 22, 2025 · Other Health CareOffered: $300KView filing →
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LIGHTNING SHARK CAPITAL GROUP LTD.D · Aug 22, 2025 · Investing
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DST Global X Access Offshore LPD · Aug 22, 2025 · Pooled Investment Fund
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DST Global X Access LLCD · Aug 22, 2025 · Pooled Investment Fund
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Applause Group, Inc.D · Aug 22, 2025 · Other TechnologyOffered: $15MView filing →
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ASY5 LLCD · Aug 22, 2025 · Pooled Investment FundOffered: $95.5MView filing →
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Abacus Multi-Family Partners VII LPD · Aug 22, 2025 · Pooled Investment FundOffered: $2BView filing →
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ACTE II Starship Co-Invest, L.P.D · Aug 22, 2025 · Pooled Investment Fund
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Warburg Pincus Financial Sector III-E, L.P.D/A · Aug 21, 2025 · Pooled Investment Fund
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Warburg Pincus Financial Sector III, L.P.D/A · Aug 21, 2025 · Pooled Investment Fund
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Warburg Pincus Financial Sector III Partners, L.P.D/A · Aug 21, 2025 · Pooled Investment Fund
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Irenic Capital Evergreen US Fund LPD/A · Aug 21, 2025 · Pooled Investment Fund
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Irenic Capital Evergreen Cayman Fund Ltd.D/A · Aug 21, 2025 · Pooled Investment Fund
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Gravesend Season 3 LLCD/A · Aug 21, 2025 · OtherOffered: $13MView filing →
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Endowment Total Core Hedged & Absolute Fund, L.P.D/A · Aug 21, 2025 · Pooled Investment Fund
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Beekman Investment Partners V-A, LPD/A · Aug 21, 2025 · Pooled Investment Fund
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AlphaQuest Original LLCD/A · Aug 21, 2025 · Pooled Investment Fund
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West Street Strategic Solutions II Employee Offshore Fund LPD · Aug 21, 2025 · Pooled Investment Fund
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West Street Strategic Solutions II Employee Fund LPD · Aug 21, 2025 · Pooled Investment Fund
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West Street Infrastructure Partners V Employee Offshore Fund LPD · Aug 21, 2025 · Pooled Investment Fund
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West Street Infrastructure Partners V Employee Fund LPD · Aug 21, 2025 · Pooled Investment Fund
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West Street Growth Equity Partners II Employee Offshore Fund LPD · Aug 21, 2025 · Pooled Investment Fund
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West Street Growth Equity Partners II Employee Fund LPD · Aug 21, 2025 · Pooled Investment Fund
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WallStreetX ETFs, Inc.D · Aug 21, 2025 · Other Banking and Financial ServicesOffered: $5MView filing →
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Vintage X Employee LPD · Aug 21, 2025 · Pooled Investment Fund
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Vintage Infrastructure Partners II Employee LPD · Aug 21, 2025 · Pooled Investment Fund
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USI Advantage Corp.D · Aug 21, 2025 · Other
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USI Advantage Corp.D · Aug 21, 2025 · Other