Monthly Form D filing activity
This report separates submission activity from financing outcomes. An issuer can submit more than one notice, and an amendment can repeat an earlier amount. Counts measure records available here, rather than completed rounds or dollars raised.
Two completed calendar months
October 2026: 5780 filings from 5520 issuer CIKs. September 2026: 5667 filings from 5417 issuer CIKs.
Filing count difference: 113 (2.0%). Calculation: (later month − earlier month) ÷ earlier month × 100.
These are differences in stored submissions, not growth in funding. Completed calendar periods can still have incomplete imports. The partial current month is excluded from this comparison.
Monthly submission history
One observation per accession number. Issuers are distinct CIKs within each month; do not add monthly issuer counts to get a unique annual count. The current month is partial. A zero means no stored records in that bucket.
| Month | Filings | Issuer CIKs | Initial notices | Amendments |
|---|---|---|---|---|
| Dec 2025 | 5246 | 5007 | 5246 | 0 |
| Jan 2026 | 5239 | 4998 | 5239 | 0 |
| Feb 2026 | 4840 | 4671 | 4840 | 0 |
| Mar 2026 | 5650 | 5425 | 5650 | 0 |
| Apr 2026 | 5977 | 5708 | 5977 | 0 |
| May 2026 | 5020 | 4820 | 4098 | 922 |
| Jun 2026 | 5528 | 5274 | 3527 | 2001 |
| Jul 2026 | 5587 | 5343 | 3668 | 1919 |
| Aug 2026 | 4700 | 4484 | 3117 | 1583 |
| Sep 2026 | 5667 | 5417 | 3508 | 2159 |
| Oct 2026 | 5780 | 5520 | 3677 | 2103 |
| Nov 2026 (partial) | 0 | 0 | 0 | 0 |
How to use this comparison
If total filings change, inspect initial notices and amendments separately before attributing the difference to new offerings. Compare distinct issuer counts with filing counts to see whether repeated submissions are contributing. Import changes can also change the observed series; confirm coverage in EDGAR before drawing a market-wide conclusion.
Compare two categories using the same periods · Inspect amendment and missing-field coverage
Field definitions: SEC Form D and instructions. Data are issuer-reported; a filing does not establish SEC approval, investment merit or cash receipt.