Reported exemption usage
2026-10-01–2026-10-31 · 5780 stored accessions · 5520 distinct CIKs.
Calculated 2026-11-02T09:25:56.078309+00:00. These are computed observations, not an independently reviewed editorial edition.
| Measure or category | Filings |
|---|---|
| 04 | 27 |
| 04.1 | 8 |
| 04.2 | 7 |
| 04.3 | 8 |
| 06b | 5,041 |
| 06c | 696 |
| 3C | 3,773 |
| 3C.1 | 1,969 |
| 3C.10 | 7 |
| 3C.11 | 7 |
| 3C.12 | 7 |
| 3C.13 | 7 |
| 3C.14 | 7 |
| 3C.2 | 7 |
| 3C.3 | 7 |
| 3C.4 | 9 |
| 3C.5 | 116 |
| 3C.6 | 16 |
| 3C.7 | 2,060 |
| 3C.9 | 11 |
| 4a5 | 19 |
Sample and calculation
Unique stored accessions; issuers are distinct CIKs. Counts describe this dataset, not the entire market. No monetary amounts are summed.
Display values round to two decimals where needed. Downloads retain the calculation values.
- Not extracted or classification unavailable
- 0
- Scope filings
- 5,780
Traceable sample sources
The following are source examples, not a certification of every observation.
- 0002163169-26-000001 · 2026-10-30 · Inspect fields
- 0002163135-26-000001 · 2026-10-30 · Inspect fields
- 0002163119-26-000001 · 2026-10-30 · Inspect fields
- 0002163097-26-000001 · 2026-10-30 · Inspect fields
- 0002163060-26-000002 · 2026-10-30 · Inspect fields