{
  "slug": "exemptions",
  "title": "Reported exemption usage",
  "dataset": "d",
  "start": "2026-10-01",
  "end": "2026-10-31",
  "calculated_at": "2026-11-02T10:02:28.671384+00:00",
  "totals": {
    "filings": 5780,
    "issuers": 5520,
    "amendments": 2103,
    "originals": 3677,
    "offering_known": 3114,
    "earliest": "2026-10-01"
  },
  "filters": {
    "state": "",
    "industry": "",
    "initial": ""
  },
  "rows": [
    {
      "label": "04",
      "filings": 27
    },
    {
      "label": "04.1",
      "filings": 8
    },
    {
      "label": "04.2",
      "filings": 7
    },
    {
      "label": "04.3",
      "filings": 8
    },
    {
      "label": "06b",
      "filings": 5041
    },
    {
      "label": "06c",
      "filings": 696
    },
    {
      "label": "3C",
      "filings": 3773
    },
    {
      "label": "3C.1",
      "filings": 1969
    },
    {
      "label": "3C.10",
      "filings": 7
    },
    {
      "label": "3C.11",
      "filings": 7
    },
    {
      "label": "3C.12",
      "filings": 7
    },
    {
      "label": "3C.13",
      "filings": 7
    },
    {
      "label": "3C.14",
      "filings": 7
    },
    {
      "label": "3C.2",
      "filings": 7
    },
    {
      "label": "3C.3",
      "filings": 7
    },
    {
      "label": "3C.4",
      "filings": 9
    },
    {
      "label": "3C.5",
      "filings": 116
    },
    {
      "label": "3C.6",
      "filings": 16
    },
    {
      "label": "3C.7",
      "filings": 2060
    },
    {
      "label": "3C.9",
      "filings": 11
    },
    {
      "label": "4a5",
      "filings": 19
    }
  ],
  "sample": {
    "not_extracted_or_classification_unavailable": 0,
    "scope_filings": 5780
  },
  "method": "Unique stored accessions; issuers are distinct CIKs. Counts describe this dataset, not the entire market. No monetary amounts are summed.",
  "limitations": [
    "A completed calendar period does not prove complete SEC coverage.",
    "Filed disclosures are not SEC approval or investment recommendations.",
    "Only extracted source classifications are counted; a filing may report multiple classifications. Unextracted records are not evidence of no classification."
  ],
  "sources": [
    {
      "accession_number": "0002163169-26-000001",
      "issuer__cik": "2163169",
      "filing_date": "2026-10-30",
      "url": "https://www.sec.gov/Archives/edgar/data/2163169/000216316926000001/0002163169-26-000001-index.htm"
    },
    {
      "accession_number": "0002163135-26-000001",
      "issuer__cik": "2163135",
      "filing_date": "2026-10-30",
      "url": "https://www.sec.gov/Archives/edgar/data/2163135/000216313526000001/0002163135-26-000001-index.htm"
    },
    {
      "accession_number": "0002163119-26-000001",
      "issuer__cik": "2163119",
      "filing_date": "2026-10-30",
      "url": "https://www.sec.gov/Archives/edgar/data/2163119/000216311926000001/0002163119-26-000001-index.htm"
    },
    {
      "accession_number": "0002163097-26-000001",
      "issuer__cik": "2163097",
      "filing_date": "2026-10-30",
      "url": "https://www.sec.gov/Archives/edgar/data/2163097/000216309726000001/0002163097-26-000001-index.htm"
    },
    {
      "accession_number": "0002163060-26-000002",
      "issuer__cik": "2163060",
      "filing_date": "2026-10-30",
      "url": "https://www.sec.gov/Archives/edgar/data/2163060/000216306026000002/0002163060-26-000002-index.htm"
    }
  ]
}