ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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CARRINGTON CAPITAL MANAGEMENT, LLCCRD 801-72366 · SEC# 801-72366 · OLD GREENWICH, CT · 44 employees$4.13B AUM
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BATTERY GLOBAL ADVISORS, LLCCRD 801-73308 · SEC# 801-73308 · BOSTON, MA · 35 employees$4.12B AUM
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USCA RIA LLCCRD 801-72105 · SEC# 801-72105 · HOUSTON, TX · 72 employees$4.12B AUM
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B RILEY WEALTH MANAGEMENT, INC.CRD 801-67275 · SEC# 801-67275 · MEMPHIS, TN · 250 employees$4.12B AUM
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AMUNDI INVESTMENTS USA, LLCCRD 801-72274 · SEC# 801-72274 · NEW YORK, NY$4.11B AUM
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FB INCOME ADVISOR, LLCCRD 801-69111 · SEC# 801-69111 · PHILADELPHIA, PA · 171 employees$4.10B AUM
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FRONTIER WEALTH MANAGEMENT, LLCCRD 801-68048 · SEC# 801-68048 · KANSAS CITY, MO · 50 employees$4.10B AUM
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RYAN LABS, INC.CRD 801-33707 · SEC# 801-33707 · NEW YORK, NY · 20 employees$4.10B AUM
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RNC CAPITAL MANAGEMENT LLCCRD 801-55484 · SEC# 801-55484 · LOS ANGELES, CA · 65 employees$4.10B AUM
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TCI WEALTH ADVISORS, INC.CRD 801-37083 · SEC# 801-37083 · TUCSON, AZ · 54 employees$4.09B AUM
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CENTER COAST CAPITAL ADVISORS, LPCRD 801-67957 · SEC# 801-67957 · HOUSTON, TX · 12 employees$4.09B AUM
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CARROLL FINANCIAL ASSOCIATES INCCRD 801-15517 · SEC# 801-15517 · CHARLOTTE, NC · 52 employees$4.09B AUM
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FCP FUND MANAGER, L.P.CRD 801-74428 · SEC# 801-74428 · CHEVY CHASE, MD · 86 employees$4.08B AUM
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BARON CAPITAL MANAGEMENT, INC.CRD 801-18656 · SEC# 801-18656 · NEW YORK, NY · 210 employees$4.08B AUM
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FARALLON CAPITAL EUROPE LLPCRD 801-65852 · SEC# 801-65852 · 37 employees$4.08B AUM
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PRESIDIO CAPITAL ADVISORS LLCCRD 801-55261 · SEC# 801-55261 · SAN FRANCISCO, CA · 28 employees$4.07B AUM
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WATERSTONE CAPITAL MANAGEMENT, L.P.CRD 801-65161 · SEC# 801-65161 · PLYMOUTH, MN · 30 employees$4.07B AUM
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VECTOR CAPITAL MANAGEMENT, L.P.CRD 801-79800 · SEC# 801-79800 · SAN FRANCISCO, CA · 48 employees$4.07B AUM
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GENTRUST, LLCCRD 801-72707 · SEC# 801-72707 · MIAMI, FL · 36 employees$4.06B AUM
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VAN BERKOM AND ASSOCIATES INC.CRD 801-62340 · SEC# 801-62340 · 31 employees$4.06B AUM
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SKY HARBOR CAPITAL MANAGEMENT, LLCCRD 801-72729 · SEC# 801-72729 · GREENWICH, CT · 19 employees$4.06B AUM
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CYRUS CAPITAL PARTNERS, L.P.CRD 801-64816 · SEC# 801-64816 · NEW YORK, NY · 36 employees$4.05B AUM
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FINACCESS ADVISORS, LLCCRD 801-71013 · SEC# 801-71013 · MIAMI, FL · 12 employees$4.05B AUM
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RIDGEWOOD ENERGY CORPORATIONCRD 801-67440 · SEC# 801-67440 · HOUSTON, TX · 68 employees$4.04B AUM
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DONALD SMITH & CO., INC.CRD 801-10798 · SEC# 801-10798 · NEW YORK, NY · 9 employees$4.03B AUM
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MCCARTHY PARTNERS MANAGEMENT, LLCCRD 801-72709 · SEC# 801-72709 · OMAHA, NE · 29 employees$4.03B AUM
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ONE RIVER ASSET MANAGEMENT, LLCCRD 801-78232 · SEC# 801-78232 · STAMFORD, CT · 32 employees$4.03B AUM
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BROWNSON, REHMUS & FOXWORTH, INC.CRD 801-79878 · SEC# 801-79878 · CHICAGO, IL · 25 employees$4.03B AUM
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MAINSTAY CAPITAL MANAGEMENT, LLCCRD 801-58099 · SEC# 801-58099 · GRAND BLANC, MI · 31 employees$4.02B AUM
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ADVANCE CAPITAL MANAGEMENT INCCRD 801-28092 · SEC# 801-28092 · SOUTHFIELD, MI · 53 employees$4.02B AUM
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CORMORANT ASSET MANAGEMENT, LPCRD 801-79513 · SEC# 801-79513 · BOSTON, MA · 14 employees$4.02B AUM
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FINEPOINT CAPITAL LPCRD 801-79330 · SEC# 801-79330 · BOSTON, MA · 20 employees$4.02B AUM
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BEACON INVESTMENT ADVISORY SERVICES, INC.CRD 801-96256 · SEC# 801-96256 · MORRISTOWN, NJ · 45 employees$4.02B AUM
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LOURD CAPITAL, LLCCRD 801-66803 · SEC# 801-66803 · BEVERLY HILLS, CA · 26 employees$4.02B AUM
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TRANSWESTERN INVESTMENT MANAGEMENT, LLCCRD 801-76546 · SEC# 801-76546 · DALLAS, TX · 31 employees$4.02B AUM
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ALASKA PERMANENT CAPITAL MANAGEMENT COCRD 801-40501 · SEC# 801-40501 · ANCHORAGE, AK · 13 employees$4.01B AUM
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KIBBLE & PRENTICE HOLDING COMPANYCRD 801-62209 · SEC# 801-62209 · SEATTLE, WA · 288 employees$4.01B AUM
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HERITAGE WEALTH ADVISORS, LLCCRD 801-64803 · SEC# 801-64803 · RICHMOND, VA · 35 employees$4B AUM
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THAMES RIVER CAPITAL LLPCRD 801-72504 · SEC# 801-72504$4B AUM
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FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITEDCRD 801-60477 · SEC# 801-60477 · 69 employees$4B AUM
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MOLEWSKI FINANCIAL SOLUTIONS LLCCRD 801-57622 · SEC# 801-57622 · BETHLEHEM, PA · 26 employees$4B AUM
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CHICAGO PACIFIC CAPITAL, L.P.CRD 801-80330 · SEC# 801-80330 · CHICAGO, IL · 29 employees$4B AUM
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WESTERN ASSET MANAGEMENT COMPANY PTE LTDCRD 801-67298 · SEC# 801-67298 · 20 employees$3.99B AUM
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WHITESTAR ASSET MANAGEMENT LLCCRD 801-78493 · SEC# 801-78493 · DALLAS, TX · 45 employees$3.99B AUM
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THE CLARIUS GROUP, LLCCRD 801-80681 · SEC# 801-80681 · SEATTLE, WA · 35 employees$3.99B AUM
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AVIOR WEALTH MANAGEMENT, LLCCRD 801-69773 · SEC# 801-69773 · OMAHA, NE · 204 employees$3.99B AUM
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MID-CONTINENT CAPITAL LLCCRD 801-54732 · SEC# 801-54732 · CHICAGO, IL · 17 employees$3.99B AUM
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PENNANTPARK INVESTMENT ADVISERS, LLCCRD 801-67622 · SEC# 801-67622 · MIAMI BEACH, FL · 67 employees$3.98B AUM
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JERICHO CAPITAL ASSET MANAGEMENT L.P.CRD 801-73924 · SEC# 801-73924 · NEW YORK, NY · 11 employees$3.97B AUM
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SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATEDCRD 801-53815 · SEC# 801-53815 · CHICAGO, IL · 18 employees$3.97B AUM