CARROLL FINANCIAL ASSOCIATES INC
SEC file number 801-15517
· CHARLOTTE, NC
https://carrollu.edu ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$4.09B
Discretionary AUM
$3.92B
Employees
52
Clients
8
Firm
- Address
- 4521 SHARON ROAD, SUITE 400
CHARLOTTE, NC 28211 - Phone
- —
- Website
- https://carrollu.edu
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 29, 2026
Possible Form D name matches (not verified)
- 1200 West Carroll Investments, LLC Low name-match confidence · CIK 2089400 · IL
- 200 Carrollwood LLC Low name-match confidence · CIK 2088011 · NY
- Carrollton SRE LLC Low name-match confidence · CIK 2082611 · TX
- Carrollwood Capital Evergreen, LP Low name-match confidence · CIK 2009582 · FL
- East Carroll Holdings, LLC Low name-match confidence · CIK 2094333 · IL
- MDHI Carrollton LLC Low name-match confidence · CIK 2055945 · GA
- MDS Carroll Luxury Homes, LP Low name-match confidence · CIK 2163175 · PA
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MDS Carroll Luxury Homes, LP · D · Nov 3, 2026$100M
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East Carroll Holdings, LLC · D · Nov 5, 2025$287K
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1200 West Carroll Investments, LLC · D · Oct 7, 2025$18M
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200 Carrollwood LLC · D · Sep 24, 2025$3M
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Carrollton SRE LLC · D · Aug 20, 2025$3M
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MDHI Carrollton LLC · D · Jun 2, 2025$2.1M
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Carrollwood Capital Evergreen, LP · D/A · Feb 13, 2025