ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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SIMON FINANCIAL GROUP, INC.CRD 801-71503 · SEC# 801-71503 · BALA CYNWYD, PA · 5 employees$36M AUM
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THE SEB GROUP, INC.CRD 801-63965 · SEC# 801-63965$36M AUM
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CLEARVEST ADVISERS, LLCCRD 801-106663 · SEC# 801-106663 · NEW YORK, NY · 5 employees$35.9M AUM
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RESOURCE 1, INC.CRD 801-71075 · SEC# 801-71075 · NORFOLK, VA$35.9M AUM
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NORTHLAND CAPITAL MANAGEMENT, LLCCRD 801-71059 · SEC# 801-71059 · DULUTH, MN$35.9M AUM
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ANNADEL CAPITAL, INC.CRD 801-63416 · SEC# 801-63416 · SAN RAFAEL, CA$35.8M AUM
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CORWELL ASSET MANAGEMENT INCCRD 801-57427 · SEC# 801-57427$35.8M AUM
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MIMOSA INVESTMENT MANAGEMENT, LLCCRD 801-60543 · SEC# 801-60543 · WINSTON-SALEM, NC$35.8M AUM
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CAPITAL CITY ASSET MANAGEMENT GROUP, LLCCRD 801-64792 · SEC# 801-64792 · COLUMBUS, OH · 16 employees$35.8M AUM
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JOHNSON CUSTOM STRATEGIES INCCRD 801-41621 · SEC# 801-41621 · GREENWICH, CT · 4 employees$35.8M AUM
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MONTAGE INVESTMENTS, LLCCRD 801-71142 · SEC# 801-71142 · LEAWOOD, KS · 48 employees$35.8M AUM
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COOKE WEALTH MANAGEMENT, LLCCRD 801-67551 · SEC# 801-67551 · NEWPORT BEACH, CA$35.8M AUM
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C. G. HUGHES COMPANY, LLCCRD 801-56496 · SEC# 801-56496 · BAY SHORE, NY · 2 employees$35.6M AUM
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MOSAIC WEALTH MANAGEMENT, L.L.C.CRD 801-67434 · SEC# 801-67434$35.6M AUM
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GPS INVESTMENT GROUP LLCCRD 801-69293 · SEC# 801-69293 · WAYNE, PA$35.6M AUM
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WELTY CAPITAL MANAGEMENT LLCCRD 801-40722 · SEC# 801-40722 · LAFAYETTE, CA$35.6M AUM
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DIVI-VEST ADVISORSCRD 801-61293 · SEC# 801-61293 · BRYN MAWR, PA$35.6M AUM
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ORION CAPITAL MANAGEMENT L.L.C.CRD 801-65878 · SEC# 801-65878 · NEW YORK, NY$35.6M AUM
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CATALYST INVESTMENT MANAGEMENT CO LLCCRD 801-56077 · SEC# 801-56077 · NEW YORK, NY · 3 employees$35.6M AUM
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GAIA CAPITAL MANAGEMENT, INC.CRD 801-77624 · SEC# 801-77624 · 2 employees$35.6M AUM
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TALBOT CAPITAL MANAGEMENT INC.CRD 801-67766 · SEC# 801-67766 · PINE BLUFF, AR$35.5M AUM
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O'CONNOR CAPITAL ADVISORY, LLCCRD 801-70988 · SEC# 801-70988$35.5M AUM
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HANSEN, BRIAN BENNETTCRD 801-47199 · SEC# 801-47199$35.4M AUM
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BERTOLET CAPITAL LLCCRD 801-61782 · SEC# 801-61782 · NEW YORK, NY · 1 employees$35.4M AUM
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SPRUCE INVESTMENT ADVISORS LLCCRD 801-61918 · SEC# 801-61918 · STAMFORD, CT · 2 employees$35.4M AUM
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THORNE ASSET MANAGEMENT, INC.CRD 801-67572 · SEC# 801-67572 · SAN FRANCISCO, CA$35.4M AUM
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CLARITY WEALTH ADVISORS, LLCCRD 801-72386 · SEC# 801-72386 · SAN RAMON, CA$35.4M AUM
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SAZDANOFF DONALD LOUISCRD 801-68573 · SEC# 801-68573$35.4M AUM
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LEGACY PRIVATE CLIENT GROUP, INC.CRD 801-72808 · SEC# 801-72808 · KAMAS, UT · 1 employees$35.4M AUM
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GREAT LAKES & ATLANTIC WEALTH MANAGEMENT AND ADVISORY PARTNERSCRD 801-78965 · SEC# 801-78965 · CHICAGO, IL · 5 employees$35.3M AUM
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APPALACHIAN CAPITAL MANAGEMENT LTDCRD 801-68697 · SEC# 801-68697 · ST. CLAIRSVILLE, OH$35.3M AUM
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CIRA SCM, LLCCRD 801-64194 · SEC# 801-64194 · PHILADELPHIA, PA · 2 employees$35.3M AUM
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CHARLES DEROSE, INC.CRD 801-30155 · SEC# 801-30155$35.3M AUM
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MIDDLETON DICKINSON CAPITAL MANAGEMENT, LLCCRD 801-66187 · SEC# 801-66187 · GENEVA, IL · 2 employees$35.3M AUM
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METROPOLITAN CAPITAL PARTNERS IV, LPCRD 801-70570 · SEC# 801-70570 · NEW YORK, NY · 9 employees$35.2M AUM
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FORESIGHT WEALTH MANAGEMENT, LLCCRD 801-71605 · SEC# 801-71605 · SANDY, UT$35.2M AUM
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VERDANT CAPITAL MANAGEMENT INC.CRD 801-67307 · SEC# 801-67307$35.2M AUM
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LA JOLLA ASSET MANAGEMENT, INC.CRD 801-57829 · SEC# 801-57829 · SAN DIEGO, CA$35.2M AUM
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FOCUS ASSET MANAGEMENT COMPANYCRD 801-68102 · SEC# 801-68102 · VIRGINIA BEACH, VA$35.1M AUM
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OHIGGINS ASSET MANAGEMENT INCCRD 801-13770 · SEC# 801-13770 · MIAMI BEACH, FL$35.1M AUM
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SHIELDS JOHN MICHAELCRD 801-57109 · SEC# 801-57109$35.1M AUM
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PEAK INVESTMENT SOLUTIONS, LLCCRD 801-64263 · SEC# 801-64263 · ROSEVILLE, CA$35.1M AUM
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NORTHWEST CRITERION ASSET MANAGEMENT, L.L.C.CRD 801-67376 · SEC# 801-67376 · PRINCETON, NJ$35.1M AUM
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FOCUS FINANCIAL PLANNING, LLCCRD 801-66766 · SEC# 801-66766 · BINGHAM FARMS, MI$35.1M AUM
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ARIA PARTNERS GP, LLCCRD 801-60797 · SEC# 801-60797 · LOS ANGELES, CA · 4 employees$35M AUM
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CRABB FINANCIAL STRATEGIES, INC.CRD 801-70793 · SEC# 801-70793 · NEW MARKET, MD$35M AUM
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AMM ACCOUNTING SERVICES INCCRD 801-66577 · SEC# 801-66577 · NORTHBROOK, IL$35M AUM
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ARMORY FUNDS, LLCCRD 801-70081 · SEC# 801-70081 · MANHATTAN BEACH, CA$35M AUM
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COHEN CAPITAL MANAGEMENT, LLCCRD 801-78055 · SEC# 801-78055 · BROOKLYN, NY · 2 employees$35M AUM
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FFR ADVISORY LLCCRD 801-55033 · SEC# 801-55033 · SEAL BEACH, CA$35M AUM