SHIELDS JOHN MICHAEL
SEC file number 801-57109
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$35.1M
Discretionary AUM
$35.1M
Employees
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Clients
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Firm
- Address
- Phone
- —
- Website
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- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- High Yield Corporate Bond Series, a series of MacKay Shields Series Fund LLC Low name-match confidence · CIK 2049646 · NY
- MacKay Shields Core Fixed Income Fund LP Low name-match confidence · CIK 1529525 · NY
- MacKay Shields Defensive Bond Arbitrage Fund Ltd. Low name-match confidence · CIK 1502133 · D0
- MacKay Shields High Yield Active Core Fund LP Low name-match confidence · CIK 1502130 · NY
- MacKay Shields Intermediate Bond Fund LP Low name-match confidence · CIK 1715261 · NY
- Plainview Funds PLC - MacKay Shields Emerging Markets Debt Portfolio Low name-match confidence · CIK 1913476 · L2
- Securitized Credit Opportunities Series, a series of MacKay Shields Series Fund LLC Low name-match confidence · CIK 2009635 · NY
- Shields Bowline LLC Low name-match confidence · CIK 2074202 · FL
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MacKay Shields High Yield Active Core Fund LP · D/A · Oct 2, 2026
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MacKay Shields Defensive Bond Arbitrage Fund Ltd. · D/A · Oct 2, 2026
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MacKay Shields Intermediate Bond Fund LP · D/A · Sep 11, 2026
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MacKay Shields Core Fixed Income Fund LP · D · Mar 4, 2026
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Plainview Funds PLC - MacKay Shields Emerging Markets Debt Portfolio · D · Feb 26, 2026
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High Yield Corporate Bond Series, a series of MacKay Shields Series Fund LLC · D · Dec 23, 2025
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MacKay Shields High Yield Active Core Fund LP · D · Oct 3, 2025
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MacKay Shields Defensive Bond Arbitrage Fund Ltd. · D · Oct 3, 2025
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MacKay Shields Intermediate Bond Fund LP · D · Sep 11, 2025
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Shields Bowline LLC · D · Aug 25, 2025$6M
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MacKay Shields Core Fixed Income Fund LP · D · Mar 4, 2025
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Plainview Funds PLC - MacKay Shields Emerging Markets Debt Portfolio · D · Feb 26, 2025