ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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FOUNDATIONS ASSET MANAGEMENT, LLCCRD 801-68861 · SEC# 801-68861 · ANCHORAGE, AK · 4 employees$177.7M AUM
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IROQUOIS CAPITAL MANAGEMENT, LLCCRD 801-74361 · SEC# 801-74361 · NEW YORK, NY · 8 employees$177.6M AUM
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SHAMROCK ASSET MANAGEMENT LLCCRD 801-54702 · SEC# 801-54702 · DALLAS, TX · 5 employees$177.4M AUM
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SADDLE ROAD PARTNERS, LLCCRD 801-81101 · SEC# 801-81101 · 1 employees$177.4M AUM
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LAFITTE CAPITAL MANAGEMENT LPCRD 801-79602 · SEC# 801-79602 · AUSTIN, TX · 3 employees$177.4M AUM
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UP CAPITAL MANAGEMENT, INC.CRD 801-79503 · SEC# 801-79503 · 3 employees$177.3M AUM
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ALEGRIA ENERGY, LLCCRD 801-106712 · SEC# 801-106712 · KANSAS CITY, MO · 4 employees$177.1M AUM
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SPECTRUM GROUP MANAGEMENT LLCCRD 801-74070 · SEC# 801-74070 · HUNTINGTON, NY · 6 employees$177.1M AUM
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THE PUTNEY FINANCIAL GROUP LLCCRD 801-62638 · SEC# 801-62638 · SAN RAFAEL, CA · 7 employees$177.1M AUM
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ARIAS RESOURCE CAPITAL MANAGEMENT LPCRD 801-72548 · SEC# 801-72548 · MIAMI, FL · 8 employees$177M AUM
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GENESIS WEALTH ADVISORS, LLCCRD 801-72604 · SEC# 801-72604 · BRAINTREE, MA · 7 employees$177M AUM
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VIRGINIA CAPITAL STRATEGIES INCCRD 801-70187 · SEC# 801-70187 · ROANOKE, VA · 4 employees$176.9M AUM
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PARALLEL INVESTMENT PARTNERS, LLCCRD 801-73478 · SEC# 801-73478 · DALLAS, TX · 6 employees$176.7M AUM
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SACKS & ASSOCIATES, LLCCRD 801-80934 · SEC# 801-80934 · BRIDGEWATER, NJ · 5 employees$176.7M AUM
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REVIEW SERVICES INCCRD 801-39487 · SEC# 801-39487 · BROOKFIELD, WI · 3 employees$176.7M AUM
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KENNETH FRENKE & CO., INC.CRD 801-56310 · SEC# 801-56310 · ARDEN, NC · 3 employees$176.7M AUM
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COE CAPITAL MANAGEMENT, LLCCRD 801-56483 · SEC# 801-56483 · HIGHLAND PARK, IL · 4 employees$176.5M AUM
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NIXON PEABODY FINANCIAL ADVISORS LLCCRD 801-64472 · SEC# 801-64472 · ROCHESTER, NY · 9 employees$176.4M AUM
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NATIONAL RETIREMENT CONSULTANTS INCCRD 801-54046 · SEC# 801-54046 · HAMILTON, OH · 4 employees$176.4M AUM
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CLIENTFIRST FINANCIAL STRATEGIES, INC.CRD 801-71080 · SEC# 801-71080 · DAYTON, OH · 4 employees$176.4M AUM
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BISHOP WEALTH MANAGEMENT, LLCCRD 801-80886 · SEC# 801-80886 · SAN FRANCISCO, CA · 1 employees$176.2M AUM
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ADAMAS PARTNERS, LLCCRD 801-73406 · SEC# 801-73406 · BOSTON, MA · 3 employees$176.2M AUM
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FINANCIAL DESIGN & MANAGEMENT, INC.CRD 801-63233 · SEC# 801-63233 · FORT COLLINS, CO · 7 employees$176.1M AUM
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OCEAN STATE ASSET MANAGEMENT, LLCCRD 801-64243 · SEC# 801-64243 · PROVIDENCE, RI$176.1M AUM
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13D MANAGEMENT LLCCRD 801-72869 · SEC# 801-72869 · NEW YORK, NY · 9 employees$176M AUM
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BREWSTER FINANCIAL PLANNING LLCCRD 801-77668 · SEC# 801-77668 · BROOKLYN, NY · 4 employees$175.9M AUM
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POLARIS ADVISORS, LLCCRD 801-63453 · SEC# 801-63453 · FRAMINGHAM, MA · 5 employees$175.8M AUM
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CLARIUM CAPITAL MANAGEMENT LLCCRD 801-65470 · SEC# 801-65470 · SAN FRANCISCO, CA · 6 employees$175.8M AUM
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THOMAS WEISEL ASSET MANAGEMENT LLCCRD 801-60537 · SEC# 801-60537 · SAN FRANCISCO, CA$175.8M AUM
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FINANCIAL MANAGEMENT CONCEPTSCRD 801-62030 · SEC# 801-62030 · WINTER SPRINGS, FL · 5 employees$175.6M AUM
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NEW VISTA INVESTMENT GROUP, LLCCRD 801-70345 · SEC# 801-70345 · CHICAGO, IL · 4 employees$175.6M AUM
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CUSTOM PORTFOLIO GROUP LLCCRD 801-80949 · SEC# 801-80949 · ENGLEWOOD, CO · 4 employees$175.6M AUM
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BRUCE S. BRICKMAN & ASSOCIATES, INC.CRD 801-73778 · SEC# 801-73778 · GREENWICH, CT · 15 employees$175.5M AUM
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THE ROBARE GROUP, LTD.CRD 801-61767 · SEC# 801-61767 · HOUSTON, TX · 8 employees$175.5M AUM
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LUMIN FINANCIAL, LLCCRD 801-72205 · SEC# 801-72205 · SOUTHFIELD, MI · 7 employees$175.5M AUM
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INTEGRITY WEALTH PARTNERS, LLCCRD 801-77910 · SEC# 801-77910 · WALNUT CREEK, CA · 2 employees$175.4M AUM
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TOPSPIN MANAGEMENT COMPANY LLCCRD 801-78669 · SEC# 801-78669 · ROSLYN HEIGHTS, NY · 3 employees$175.3M AUM
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BALL & COMPANY WEALTH MANAGEMENT, INC.CRD 801-78146 · SEC# 801-78146 · 4 employees$175.2M AUM
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FAMILYWEALTH ASSET MANAGEMENTCRD 801-69660 · SEC# 801-69660 · DALLAS, TX · 4 employees$175.1M AUM
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CAMELOT ACQUISITION SECONDARY OPPORTUNITIES MANAGEMENT, LLCCRD 801-77143 · SEC# 801-77143 · NEW YORK, NY · 10 employees$175M AUM
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ONE OAK CAPITAL MANAGEMENT, LLCCRD 801-79144 · SEC# 801-79144 · PURCHASE, NY · 2 employees$175M AUM
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SUCCESSFUL MONEY STRATEGIES INCCRD 801-43656 · SEC# 801-43656 · FALL RIVER, MA · 3 employees$174.9M AUM
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PLOTKIN FINANCIAL ADVISORS, LLCCRD 801-85168 · SEC# 801-85168 · CHEVY CHASE, MD · 5 employees$174.9M AUM
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STERLING CAPITAL MANAGEMENT INCCRD 801-31743 · SEC# 801-31743 · ST.LOUIS, MO · 3 employees$174.9M AUM
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FIRELAKE CAPITAL MANAGEMENT LLCCRD 801-61052 · SEC# 801-61052 · PALO ALTO, CA · 3 employees$174.9M AUM
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QUANTITATIVE EQUITY STRATEGIES, LLCCRD 801-63531 · SEC# 801-63531 · HIGHLANDS RANCH, CO$174.9M AUM
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NEXPOINT ADVISORS, L.P.CRD 801-75490 · SEC# 801-75490 · DALLAS, TX · 35 employees$174.8M AUM
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TEAM FINANCIAL MANAGERS, INC.CRD 801-61069 · SEC# 801-61069 · HARRISBURG, PA · 6 employees$174.6M AUM
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SOUTHPORT STATION FINANCIAL MANAGEMENT, LLCCRD 801-68863 · SEC# 801-68863 · SOUTHPORT, CT · 3 employees$174.5M AUM
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CAPGEN CAPITAL ADVISERS, LLCCRD 801-73576 · SEC# 801-73576 · NEW YORK, NY · 7 employees$174.5M AUM