THE PUTNEY FINANCIAL GROUP LLC
SEC file number 801-62638
· SAN RAFAEL, CA
https://putney.work ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$177.1M
Discretionary AUM
$174.9M
Employees
7
Clients
262
Firm
- Address
- 100 SMITH RANCH ROAD
SAN RAFAEL, CA 94903 - Phone
- —
- Website
- https://putney.work
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 2, 2026
Possible Form D name matches (not verified)
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