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Form ADV search
SEC-registered investment advisers from Form ADV, cross-linked to Form D filings.
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13950 results, page 172 of 279.
13950 advisers
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CLASSIC CAPITAL, INC.SEC file number 801-56336 · 3 employees$226M AUM
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ROCWOOD CAPITAL MANAGEMENT LPSEC file number 801-71459 · NEW YORK, NY · 8 employees$225.8M AUM
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COVE CAPITAL MANAGEMENT INC.SEC file number 801-74356 · GREENWICH, CT$225.8M AUM
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PACWEST FINANCIAL MANAGEMENT, INC.SEC file number 801-55059 · PHOENIX, AZ · 6 employees$225.8M AUM
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OMC FINANCIAL SERVICES LTDSEC file number 801-29406 · DEWITT, NY · 7 employees$225.7M AUM
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TRUEHAND, INC.SEC file number 801-61530 · 3 employees$225.6M AUM
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WINDMARK INVESTMENT PARTNERS, INC.SEC file number 801-63587 · WILMINGTON, DE · 15 employees$225.6M AUM
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CORPORATE FINANCIAL SOLUTIONS, INC.SEC file number 801-72089 · IRONDALE, AL$225.4M AUM
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WRENN FINANCIAL STRATEGIES, INC.SEC file number 801-57183 · RALEIGH, NC · 3 employees$225.4M AUM
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INVESTMENT PARTNERS ASSET MANAGEMENTSEC file number 801-61906 · METUCHEN, NJ · 5 employees$225.4M AUM
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FPL ASSET MANAGEMENT, LLCSEC file number 801-61411 · MONROE, LA · 6 employees$225.4M AUM
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COMPASS WEALTH MANAGEMENT, LLCSEC file number 801-72172 · ATLANTA, GA · 5 employees$225.3M AUM
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CAFG WEALTH MANAGEMENT, INC.SEC file number 801-77473 · NORTH BARRINGTON, IL · 4 employees$225.2M AUM
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GUIRY CAPITAL MANAGEMENT, LLCSEC file number 801-61356 · PALM BEACH GARDENS, FL · 2 employees$225M AUM
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DBL INVESTORS, LLCSEC file number 801-69033 · SAN FRANCISCO, CA$225M AUM
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PEARSON CREEK CAPITAL MANAGEMENT LLCSEC file number 801-88179 · CHICAGO, IL · 1 employees$225M AUM
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WALLACE ADVISORY GROUP, LLCSEC file number 801-106666 · LAFAYETTE, CA · 2 employees$225M AUM
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FIRST FINANCIAL ADVISORY SERVICES INCSEC file number 801-20623 · WESTERLY, RI · 6 employees$225M AUM
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PEG CAPITAL MANAGEMENT INCSEC file number 801-16104$224.9M AUM
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EMERALD ASSET ADVISORS LLCSEC file number 801-56946 · WESTON, FL · 7 employees$224.8M AUM
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UWHARRIE INVESTMENT ADVISORS, INC.SEC file number 801-63767 · ALBEMARLE, NC · 17 employees$224.7M AUM
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HICKORY ASSET MANAGEMENT, INC.SEC file number 801-78647 · CONCORD, OH · 3 employees$224.6M AUM
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LANG ADVISORS LLCSEC file number 801-80798 · COVINGTON, KY · 10 employees$224.4M AUM
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WELCH INVESTMENTS, LLCSEC file number 801-56718 · BIRMINGHAM, AL · 4 employees$224.4M AUM
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TWIN SECURITIES, INC.SEC file number 801-73786 · NEW YORK, NY · 5 employees$224.3M AUM
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BELVOIR WEALTH MANAGEMENT AGSEC file number 801-62473 · 5 employees$224.3M AUM
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LOMBARD INVESTMENTS, INC.SEC file number 801-74099 · DALY CITY, CA · 9 employees$224M AUM
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STREETER MOORE & STIPE LLCSEC file number 801-68644 · TULSA, OK · 5 employees$224M AUM
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CHICAGO GROWTH PARTNERS, LLCSEC file number 801-73539 · CHICAGO, IL · 7 employees$224M AUM
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THE PROGRAM WORKS, INC.SEC file number 801-63724 · NEWTON, MA · 4 employees$224M AUM
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OXFORD INVESTMENT PARTNERS, LLCSEC file number 801-61873 · PHOENIX, AZ$223.7M AUM
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IGUANA HEALTHCARE MANAGEMENT, LLCSEC file number 801-72314 · NEW YORK, NY · 5 employees$223.6M AUM
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R.H. BLUESTEIN & CO LLCSEC file number 801-37951 · BIRMINGHAM, MI · 23 employees$223.6M AUM
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SABBY MANAGEMENT, LLCSEC file number 801-78289 · SPICEWOOD, TX · 5 employees$223.5M AUM
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OTTO & ASSOCIATES, INC.SEC file number 801-58024 · NORWICH, VT · 6 employees$223.5M AUM
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MADDEN ADVISORY SERVICES, INC.SEC file number 801-62774 · JACKSONVILLE, FL · 5 employees$223.4M AUM
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SHORELINE FINANCIAL ADVISORS, LLCSEC file number 801-68688 · GUILFORD, CT · 4 employees$223.3M AUM
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FLOYD, BENJAMIN JOSEPHSEC file number 801-60539 · TEXARKANA, TX · 3 employees$222.8M AUM
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BRIGGS WEALTH MANAGEMENT, INC.SEC file number 801-66556 · GLASTONBURY, CT · 6 employees$222.7M AUM
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CAPITAL Z ASSET MANAGEMENT, LLCSEC file number 801-79988 · 3 employees$222.7M AUM
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CENTENNIAL ENERGY MANGEMENT, INC.SEC file number 801-73559 · NEW YORK, NY$222.2M AUM
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HIGH POINTE CAPITAL MANAGEMENT, LLCSEC file number 801-61446 · CHICAGO, IL · 6 employees$221.9M AUM
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MOSELEY KELLY FRENCH CORP.SEC file number 801-79070 · ATLANTA, GA · 7 employees$221.8M AUM
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EVERGREEN ASSET MANAGEMENT, LLCSEC file number 801-63734 · GIG HARBOR, WA · 2 employees$221.6M AUM
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CLIENTFIRST WEALTH MANAGEMENT, LLCSEC file number 801-67589 · LITTLE ROCK, AR · 2 employees$221.6M AUM
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EUROPANEL RESEARCH & ALTERNATIVE ASSET MANAGEMENTSEC file number 801-67358 · 6 employees$221.6M AUM
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INVESTCORP INVESTMENT ADVISERS LIMITEDSEC file number 801-64003 · 9 employees$221.5M AUM
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HEARTLAND INDUSTRIAL GROUP, LLCSEC file number 801-74048 · STAMFORD, CT · 6 employees$221.4M AUM
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HEP PARTNERS LLCSEC file number 801-74116 · DALLAS, TX · 9 employees$221.4M AUM
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PIERMONT WEALTH MANAGEMENT INC.SEC file number 801-61254 · MELVILLE, NY · 3 employees$221.4M AUM