OTTO & ASSOCIATES, INC.
SEC file number 801-58024
· NORWICH, VT
https://ottoinsurance.com ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$223.5M
Discretionary AUM
$223.5M
Employees
6
Clients
2
Firm
- Address
- 16 BEAVER MEADOW ROAD
NORWICH, VT 05055 - Phone
- —
- Website
- https://ottoinsurance.com
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 2, 2026
Possible Form D name matches (not verified)
- A&G Associates LLC Medium name-match confidence · CIK 1965711 · WA
- AFFL ASSOCIATES, INC. Medium name-match confidence · CIK 1690433 · NY
- Ayres Associates Inc. Medium name-match confidence · CIK 1922916 · WI
- DEF Associates LP Medium name-match confidence · CIK 1506964 · NY
- DEF Associates Ltd. Medium name-match confidence · CIK 754094 · D8
- Alpha Associates LP Medium name-match confidence · CIK 1404488 · NY
- Tran Associates, LP Medium name-match confidence · CIK 1965318 · CA
- ELLIOTT ASSOCIATES, L.P. Medium name-match confidence · CIK 904495 · FL
- 120E9 ASSOCIATES, LLC Medium name-match confidence · CIK 2081597 · PA
- PRESCOTT ASSOCIATES L.P. Medium name-match confidence · CIK 1236417 · FL
- Tier One & Associates, LP Medium name-match confidence · CIK 1885837 · KS
- OVERSTONE ASSOCIATES Ltd Medium name-match confidence · CIK 2036572 · X0
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PRESCOTT ASSOCIATES L.P. · D/A · Oct 16, 2026
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DEF Associates Ltd. · D/A · Aug 13, 2026
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Tran Associates, LP · D · May 6, 2026
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Tier One & Associates, LP · D · Mar 27, 2026
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Ayres Associates Inc. · D · Mar 25, 2026$1M
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ELLIOTT ASSOCIATES, L.P. · D · Mar 20, 2026
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DEF Associates LP · D · Feb 11, 2026
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OVERSTONE ASSOCIATES Ltd · D · Nov 26, 2025$58.5K
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PRESCOTT ASSOCIATES L.P. · D · Oct 17, 2025
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120E9 ASSOCIATES, LLC · D · Aug 18, 2025$1.6M
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DEF Associates Ltd. · D · Aug 14, 2025
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Tran Associates, LP · D · May 22, 2025
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Ayres Associates Inc. · D · May 7, 2025$1M
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Tier One & Associates, LP · D · Mar 31, 2025
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Alpha Associates LP · D · Mar 21, 2025
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Alpha Associates LP · D · Mar 21, 2025
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DEF Associates LP · D · Feb 12, 2025