ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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STERLING GROUP WEALTH MANAGEMENT, LLCCRD 801-77006 · SEC# 801-77006 · PASADENA, CA · 7 employees$342.7M AUM
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LOGEN ASSET MANAGEMENT LPCRD 801-100370 · SEC# 801-100370 · NEW YORK, NY · 9 employees$342.7M AUM
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HALL CAPITAL MANAGEMENT COMPANY, INC.CRD 801-54286 · SEC# 801-54286 · BARRINGTON, RI · 8 employees$342.7M AUM
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HEALTH EVOLUTION MANAGEMENT CO., LLCCRD 801-74038 · SEC# 801-74038 · SAN FRANCISCO, CA · 5 employees$342.6M AUM
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GEORGINA ASSET MANAGEMENT LLCCRD 801-57689 · SEC# 801-57689 · SANTA MONICA, CA · 3 employees$342.5M AUM
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M.D. SASS ASSOCIATES INC.CRD 801-8670 · SEC# 801-8670 · NEW YORK, NY · 20 employees$342.5M AUM
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NOVA FINANCIAL LLCCRD 801-79612 · SEC# 801-79612 · TUCSON, AZ · 7 employees$342.5M AUM
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HAZARD & SIEGEL ADVISORY SERVICES LLCCRD 801-70690 · SEC# 801-70690 · DEWITT, NY · 26 employees$342.5M AUM
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FAIRBANKS CAPITAL MANAGEMENT, INC.CRD 801-50869 · SEC# 801-50869 · RANCHO SANTA FE, CA · 8 employees$342.3M AUM
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SANCHEZ WEALTH MANAGEMENT GROUP, LLCCRD 801-78772 · SEC# 801-78772 · JACKSONVILLE, FL · 2 employees$342.2M AUM
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MARYLAND CAPITAL ADVISORS, INC.CRD 801-68593 · SEC# 801-68593 · CHESTER, MD · 6 employees$342.1M AUM
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LEJEUNE PUETZ INVESTMENT COUNSEL, LLCCRD 801-54913 · SEC# 801-54913 · TRAVERSE CITY, MI · 1 employees$342M AUM
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NEWPORT WEALTH STRATEGIES, INC.CRD 801-72831 · SEC# 801-72831 · IRVINE, CA · 5 employees$342M AUM
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CASCADE INVESTMENT GROUP, INC.CRD 801-53819 · SEC# 801-53819 · COLORADO SPRINGS, CO · 7 employees$341.9M AUM
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TEXAN CAPITAL MANAGEMENT, INC.CRD 801-63372 · SEC# 801-63372 · HOUSTON, TX · 4 employees$341.8M AUM
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GUINNESS ATKINSON ASSET MANAGEMENT, INC.CRD 801-61667 · SEC# 801-61667 · PASADENA, CA · 24 employees$341.6M AUM
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PALO CAPITAL, INC.CRD 801-69026 · SEC# 801-69026 · NEWPORT BEACH, CA · 7 employees$341.4M AUM
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AEGIS FINANCIAL CORPORATIONCRD 801-46901 · SEC# 801-46901 · MCLEAN, VA · 5 employees$341.4M AUM
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COOPER LAPMAN FINANCIAL, LLCCRD 801-79674 · SEC# 801-79674 · BOSTON, MA · 4 employees$341.4M AUM
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FINANCIAL ASSET MANAGEMENT CORPCRD 801-27858 · SEC# 801-27858 · CHAPPAQUA, NY · 3 employees$341.3M AUM
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ALPHA OMEGA GROUP, INC.CRD 801-77736 · SEC# 801-77736 · RESTON, VA · 12 employees$341.3M AUM
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CONCORDE FINANCIAL CORPORATIONCRD 801-16625 · SEC# 801-16625 · DALLAS, TX · 5 employees$341.2M AUM
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BLAKENEY LLPCRD 801-73181 · SEC# 801-73181 · 13 employees$341M AUM
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RETIREMENT STRATEGIES, INC.CRD 801-64010 · SEC# 801-64010 · JACKSONVILLE, FL · 10 employees$340.9M AUM
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LATITUDE ADVISORS, LLCCRD 801-70420 · SEC# 801-70420 · 74 employees$340.4M AUM
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CALYPSO CAPITAL MANAGEMENT, LPCRD 801-65212 · SEC# 801-65212 · NEW YORK, NY$340.1M AUM
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BERNARDI ASSET MANAGEMENT, LLCCRD 801-68608 · SEC# 801-68608 · NORTHFIELD, IL · 21 employees$339.9M AUM
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PROFESSIONAL FINANCIAL ADVISORS INCCRD 801-38963 · SEC# 801-38963 · RADNOR, PA · 14 employees$339.9M AUM
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BERNARD CAROLI WEALTH MANAGEMENT INC.CRD 801-89173 · SEC# 801-89173 · RUMSON, NJ · 6 employees$339.9M AUM
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DELESSERT FINANCIAL SERVICES INCCRD 801-46245 · SEC# 801-46245 · WALTHAM, MA$339.8M AUM
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KV SERVICES LIMITEDCRD 801-62394 · SEC# 801-62394 · 12 employees$339.7M AUM
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DW ADVISORS LLCCRD 801-78657 · SEC# 801-78657 · CORONA DEL MAR, CA · 16 employees$339.5M AUM
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CONDUIT CAPITAL PARTNERS, LLCCRD 801-73939 · SEC# 801-73939 · NEW YORK, NY$339.4M AUM
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WEALTH MANAGEMENT RESOURCES, INC.CRD 801-57281 · SEC# 801-57281 · SMITHFIELD, RI · 10 employees$339.3M AUM
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TIMONIER FAMILY OFFICE, LTD.CRD 801-70341 · SEC# 801-70341 · WINSTON SALEM, NC · 7 employees$339M AUM
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CAIRN CAPITAL NORTH AMERICA INC.CRD 801-77548 · SEC# 801-77548 · STAMFORD, CT · 4 employees$339M AUM
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CARPENTER FUND MANAGER GP, LLCCRD 801-68765 · SEC# 801-68765 · IRVINE, CA · 7 employees$338.9M AUM
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BUSEY CAPITAL MANAGEMENT, INC.CRD 801-62359 · SEC# 801-62359 · URBANA, IL · 18 employees$338.8M AUM
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THE CAPITAL CHART ROOM, LTDCRD 801-60779 · SEC# 801-60779 · FORT WORTH, TX · 7 employees$338.7M AUM
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THE GLOWACKI GROUP, LLCCRD 801-56353 · SEC# 801-56353 · LOS ANGELES, CA · 10 employees$338.6M AUM
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HARRINGTON INVESTMENTS, INCORPORATEDCRD 801-17932 · SEC# 801-17932 · NAPA, CA · 5 employees$338.2M AUM
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G&S CAPITAL LLCCRD 801-79801 · SEC# 801-79801 · DENVER, CO · 8 employees$338M AUM
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CONTINENTAL ADVISORS LLCCRD 801-58243 · SEC# 801-58243 · CHICAGO, IL · 7 employees$338M AUM
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T2 ADVISERS, LLCCRD 801-64377 · SEC# 801-64377 · GREENWICH, CT$338M AUM
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OAKUM BAY CAPITAL, LLCCRD 801-77379 · SEC# 801-77379 · NEW YORK, NY · 7 employees$337.9M AUM
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CASCADE FINANCIAL MANAGEMENT, INC.CRD 801-64346 · SEC# 801-64346 · DENVER, CO · 18 employees$337.2M AUM
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ALLARD PARTNERS LIMITEDCRD 801-66071 · SEC# 801-66071 · 8 employees$337.2M AUM
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MANNERS PAUL & ASSOCIATES, INC.CRD 801-14470 · SEC# 801-14470 · ATLANTA, GA · 3 employees$337.2M AUM
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BARD ASSOCIATES INCCRD 801-28820 · SEC# 801-28820 · CHICAGO, IL · 9 employees$337.1M AUM
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RIVERPARK CAPITAL MANAGEMENT LLCCRD 801-70410 · SEC# 801-70410 · NEW YORK, NY · 16 employees$337M AUM