Form D Explorer

GUINNESS ATKINSON ASSET MANAGEMENT, INC.

SEC file number 801-61667 · PASADENA, CA
https://gafunds.com ↗ (name-match guess, not verified)

This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.

Regulatory AUM
$341.6M
Discretionary AUM
$341.6M
Employees
24
Clients
—

Firm

Address
251 SOUTH LAKE AVE, SUITE 800
PASADENA, CA 91101
Phone
—
Website
https://gafunds.com
(name-match guess, not verified)
Disciplinary
Unknown — verify on SEC IAPD

Sources

Possible Form D name matches (not verified)