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Form ADV search
SEC-registered investment advisers from Form ADV, cross-linked to Form D filings.
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13950 results, page 126 of 279.
13950 advisers
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AFA INC.SEC file number 801-62611 · LAWRENCE, KS · 20 employees$518.1M AUM
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O'ROURKE & COMPANY, INCORPORATEDSEC file number 801-64660 · BOSTON, MA · 4 employees$518.1M AUM
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ACCUVEST GLOBAL ADVISORS, INC.SEC file number 801-68887 · PROVO, UT · 6 employees$518M AUM
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POWELL INVESTMENT ADVISORS, LLCSEC file number 801-74420 · MIAMI, FL · 2 employees$517.9M AUM
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LION POINT CAPITAL, LPSEC file number 801-81004 · NEW YORK, NY · 9 employees$517.7M AUM
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ARAVT GLOBAL LLCSEC file number 801-100458 · NEW YORK, NY · 7 employees$517.7M AUM
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ROMAN BUTLER FULLERTON & COSEC file number 801-20351 · ST. LOUIS, MO · 18 employees$517.5M AUM
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BPU INVESTMENT MANAGEMENT, INC.SEC file number 801-60229 · PITTSBURGH, PA · 24 employees$517.1M AUM
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NORTHEAST ADVISERS INCSEC file number 801-57720 · PAOLI, PA · 4 employees$517.1M AUM
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SUMMIT WEALTH MANAGEMENTSEC file number 801-29339 · ATLANTA, GA$517M AUM
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WEST BRANCH CAPITAL LLCSEC file number 801-78332 · AMHERST, MA · 11 employees$516.4M AUM
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GOSHEN INVESTMENTS, L.L.C.SEC file number 801-73454 · NEW YORK, NY · 6 employees$516M AUM
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WEALTH CARE LLCSEC file number 801-67132 · 3 employees$515.8M AUM
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FAMILY INVESTMENT CENTER, INC.SEC file number 801-63744 · SAINT JOSEPH, MO · 16 employees$515.7M AUM
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CM INVESTMENT PARTNERS LLCSEC file number 801-78877 · NEW YORK, NY · 13 employees$515.6M AUM
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THE ITHAKA GROUP, LLCSEC file number 801-69086 · ARLINGTON, VA · 8 employees$515.2M AUM
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KIELY WEALTH ADVISORY GROUP, INC.SEC file number 801-55450 · 5 employees$515M AUM
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COBBLE HILL FINANCIAL SERVICES, INC.SEC file number 801-56798 · MOORESTOWN, NJ$514.9M AUM
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SHAH CAPITAL MANAGEMENT, INCSEC file number 801-63881 · RALEIGH, NC · 5 employees$514.6M AUM
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MERIDIAN WEALTH MANAGEMENT LLCSEC file number 801-76586 · BOULDER, CO · 7 employees$514.5M AUM
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PURKISS CAPITAL ADVISORS, LLCSEC file number 801-64777 · 7 employees$514.2M AUM
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THOR INVESTMENT MANAGEMENT INCSEC file number 801-40745 · CINCINNATI, OH · 10 employees$514.1M AUM
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KECALP INC.SEC file number 801-17277 · NEW YORK, NY$514M AUM
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SCOTT & SELBER, INC. CAPITAL MANAGEMENTSEC file number 801-28446 · HOUSTON, TX · 3 employees$513.9M AUM
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MANATUCK HILL PARTNERS, LLCSEC file number 801-73765 · WESTPORT, CT · 6 employees$513.5M AUM
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US SELECT ASSET MANAGEMENT, INC.SEC file number 801-85167 · JERSEY CITY, NJ · 7 employees$513.4M AUM
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AMERICAN INDEPENDENT SECURITIES GROUP, LLCSEC file number 801-69138 · EAGLE, ID · 33 employees$513.3M AUM
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MANSKE WEALTH MANAGEMENT, LLCSEC file number 801-79212 · HOUSTON, TX · 10 employees$513.3M AUM
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BELLATORE FINANCIAL, INC.SEC file number 801-68251 · THE WOODLANDS, TX · 4 employees$513.3M AUM
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HFR WEALTH MANAGEMENT, LLCSEC file number 801-50326 · 6 employees$513.3M AUM
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KUTSCHER BENNER BARSNESS & STEVENS, INC.SEC file number 801-49160 · SEATTLE, WA · 7 employees$513.2M AUM
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SIVIA CAPITAL PARTNERS, LLCSEC file number 801-79173 · MILL VALLEY, CA · 3 employees$512.9M AUM
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INTERVEST CAPITAL PARTNERS LLCSEC file number 801-72908 · NEW YORK, NY · 32 employees$512.1M AUM
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SEASTONE CAPITAL MANAGEMENT, L.P.SEC file number 801-76591 · NEW YORK, NY · 9 employees$512M AUM
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ADVISOR FINANCIAL SERVICES, LLPSEC file number 801-60222 · WOODSTOCK, GA · 16 employees$512M AUM
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LINGOHR & PARTNER NORTH AMERICA, INC.SEC file number 801-72589 · 2 employees$511.9M AUM
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ABG CONSULTANTS, LLCSEC file number 801-69619 · SALT LAKE CITY, UT · 4 employees$511.9M AUM
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OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIPSEC file number 801-63889 · 39 employees$511.8M AUM
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BIEGEL & WALLER LLCSEC file number 801-57900 · COLUMBIA, MD · 11 employees$511.6M AUM
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WILSEY ASSET MANAGEMENT INCORPORATEDSEC file number 801-70297 · SAN DIEGO, CA · 8 employees$511.4M AUM
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ATERNALIS CAPITAL LLCSEC file number 801-81066 · NEW YORK, NY · 3 employees$511.3M AUM
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WOODWARD FINANCIAL ADVISORS, INC.SEC file number 801-70279 · CHAPEL HILL, NC · 6 employees$511.2M AUM
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WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.SEC file number 801-79053 · 8 employees$511.1M AUM
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HOLDERNESS INVESTMENTS COSEC file number 801-49875 · GREENSBORO, NC · 6 employees$510.8M AUM
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CLEAN YIELD GROUP INCSEC file number 801-28225 · NORWICH, VT · 8 employees$510.7M AUM
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ASYMMETRY CAPITAL MANAGEMENT, L.P.SEC file number 801-106498 · SAN FRANCISCO, CA · 7 employees$510.4M AUM
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GRYPHON ADVISORS, LLCSEC file number 801-65911 · EVANSTON, IL · 9 employees$510.3M AUM
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HUGHES FINANCIAL SERVICES, LLCSEC file number 801-80866 · HERNDON, VA · 10 employees$510M AUM
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FRANCIS FINANCIAL, INC.SEC file number 801-76703 · NEW YORK, NY · 12 employees$509.7M AUM
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LAWRENCE W. KELLY & ASSOCIATES, INC.SEC file number 801-24322 · PASADENA, CA · 5 employees$509.6M AUM