FRANCIS FINANCIAL, INC.
SEC file number 801-76703
· NEW YORK, NY
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$509.7M
Discretionary AUM
$453.6M
Employees
12
Clients
25
Firm
- Address
- 39 BROADWAY
NEW YORK, NY 10006 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- M FINANCIAL HOLDINGS INC Medium name-match confidence · CIK 1047852 · OR
- W FINANCIAL FUND, LP Medium name-match confidence · CIK 1248244 · NY
- F&M FINANCIAL CORP Medium name-match confidence · CIK 802119 · TN
- Range Financial Corp Medium name-match confidence · CIK 2072545 · MI
- BNH Financial Medium name-match confidence · CIK 1886472 · NH
- ENB Financial Corp Medium name-match confidence · CIK 1437479 · PA
- HBT Financial, Inc. Medium name-match confidence · CIK 775215 · IL
- IMA Financial Group, Inc. Medium name-match confidence · CIK 1673769 · KS
- Jet Financial Corp. Medium name-match confidence · CIK 1905510 · TX
- LIT Financial Corporation, Inc. Medium name-match confidence · CIK 2090234 · MI
- PCB Financial, Inc Medium name-match confidence · CIK 2002066 · CA
- RCB Financial Corp Medium name-match confidence · CIK 1871178 · GA
-
PCB Financial, Inc · D/A · Sep 29, 2026$16.5M
-
IMA Financial Group, Inc. · D · Sep 14, 2026$1.7M
-
RCB Financial Corp · D · Jul 21, 2026$15M
-
IMA Financial Group, Inc. · D · May 12, 2026$4.1M
-
PCB Financial, Inc · D/A · Apr 21, 2026$16.5M
-
PCB Financial, Inc · D · Apr 20, 2026$16.5M
-
HBT Financial, Inc. · D · Apr 9, 2026$85M
-
BNH Financial · D · Apr 3, 2026$40M
-
LIT Financial Corporation, Inc. · D · Mar 18, 2026$2.5M
-
M FINANCIAL HOLDINGS INC · D · Mar 13, 2026$8.9M
-
IMA Financial Group, Inc. · D · Jan 30, 2026$4.2M
-
IMA Financial Group, Inc. · D · Jan 30, 2026$1.2M
-
IMA Financial Group, Inc. · D · Jan 29, 2026$86.9M
-
W FINANCIAL FUND, LP · D/A · Jan 23, 2026
-
Jet Financial Corp. · D/A · Jan 14, 2026$5M
-
PCB Financial, Inc · D · Jan 12, 2026$16.5M
-
ENB Financial Corp · D · Dec 22, 2025$42.5M
-
LIT Financial Corporation, Inc. · D · Nov 10, 2025$10M
-
LIT Financial Corporation, Inc. · D · Nov 3, 2025$4M
-
F&M FINANCIAL CORP · D · Jul 16, 2025$60M
-
Range Financial Corp · D · Jun 12, 2025$10M
-
M FINANCIAL HOLDINGS INC · D · Mar 17, 2025$6.8M
-
W FINANCIAL FUND, LP · D/A · Jan 29, 2025
-
Jet Financial Corp. · D/A · Jan 17, 2025$5M