Form D Explorer

K3 — Form D filings

Grouped by the issuer's stored business address, not the location of investors or use of proceeds. Available records may not cover every filing.

Filings in this dataset
275
Distinct issuers (CIKs)
194
Last 365 days
148
Amendments (D/A)
166

Available filing dates: Jan 3, 2025 through Oct 28, 2026. Counts include original notices and amendments, not unique offerings or completed funding rounds.

Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.

Two completed calendar months

October 2026: 9 filings from 9 issuer CIKs. September 2026: 11 filings from 11 issuer CIKs.

Filing count difference: -2 (-18.2%). Calculation: (later month − earlier month) ÷ earlier month × 100.

This category contains 0.2% of the 5780 eligible dataset filings in October 2026. This is a share of stored records, not national market share.

These are differences in stored submissions, not growth in funding. Completed calendar periods can still have incomplete imports. The partial current month is excluded from this comparison.

Monthly submission history

One observation per accession number. Issuers are distinct CIKs within each month; do not add monthly issuer counts to get a unique annual count. The current month is partial. A zero means no stored records in that bucket.

Twelve months of available records; calendar months may have incomplete import coverage.
MonthFilingsIssuer CIKsInitial noticesAmendments
Dec 2025131358
Jan 202629291019
Feb 20268817
Mar 2026161479
Apr 2026151478
May 20265532
Jun 20263330
Jul 2026121093
Aug 2026111038
Sep 2026111147
Oct 20269909
Nov 2026 (partial)0000

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