Connecticut — Form D filings
Grouped by the issuer's stored business address, not the location of investors or use of proceeds. Available records may not cover every filing.
Filings in this dataset
2929
Distinct issuers (CIKs)
1930
Last 365 days
1832
Amendments (D/A)
1612
Available filing dates: Jan 2, 2025 through Nov 2, 2026. Counts include original notices and amendments, not unique offerings or completed funding rounds.
Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.
How to research issuer filing history · Search and export a filtered set
Issuers by filing activity
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ROM Technologies, Inc.
34 filings
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AQR TA Delphi Long Short Equity Fund, LLC
11 filings
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AQR TA Legacy Fund, LLC
10 filings
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HPI Farmhouse DST
9 filings
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AQR Delphi Long-Short Equity Fund, L.P.
7 filings
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AQR TA Global Equity Market Neutral Fund, L.P.
7 filings
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HPI Tremont DST
7 filings
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AQR Flex 1 Series LLC - Series C7
6 filings
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AQR Flex 1 Series LLC - Series C5
6 filings
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AQR Flex 1 Series LLC - Series C4
6 filings
Top industries
All filings
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PCA, LPD/A · Nov 10, 2025 · Pooled Investment Fund
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Eagle Point Core Income Fund Non-US LPD/A · Nov 10, 2025 · Pooled Investment Fund
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COMMONFUND OCIO GLOBAL EQUITY, LLCD/A · Nov 10, 2025 · Pooled Investment Fund
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Ultraspice Opportunity - ALP, LPD · Nov 10, 2025 · Pooled Investment Fund
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Long Path Co-Investment Fund #6, LPD · Nov 10, 2025 · Pooled Investment FundOffered: $80MView filing →
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Kneads Holding Group Inc.D · Nov 10, 2025 · RestaurantsOffered: $2MView filing →
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IV Series 17A, a Series of Ineffable Ventures Series, LLCD · Nov 10, 2025 · Pooled Investment Fund
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HPI Tremont DSTD/A · Nov 7, 2025 · Other Real EstateOffered: $21.6MView filing →
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CenterBook Centaur Global Active Extension Fund LPD/A · Nov 7, 2025 · Pooled Investment Fund
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CenterBook Centaur Global Alpha Fund LPD/A · Nov 7, 2025 · Pooled Investment Fund
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Ellington Valley Technologies, Inc.D · Nov 7, 2025 · Other TechnologyOffered: $910KView filing →
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Empower Annuity Insurance CoD/A · Nov 6, 2025 · Insurance
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SamVed Ventures I LPD · Nov 6, 2025 · Pooled Investment Fund
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Relevant Search Inc.D · Nov 6, 2025 · Other TechnologyOffered: $5.2MView filing →
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Vertical Partners L.P.D/A · Nov 5, 2025 · Pooled Investment Fund
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Meditation Capital Partners LPD/A · Nov 5, 2025 · Pooled Investment Fund
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Eastwing Fund I LPD/A · Nov 5, 2025 · Pooled Investment FundOffered: $100MView filing →
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BEP Core Fund VIII L.P.D/A · Nov 5, 2025 · Pooled Investment Fund
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Energea Portfolio 4 USA LPD · Nov 5, 2025 · Other Banking and Financial ServicesOffered: $200MView filing →
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Eagle Point Trinity Senior Secured Lending CoD · Nov 5, 2025 · Pooled Investment Fund
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Ares Credit Acquisition Fund 10 Stellar LPD · Nov 5, 2025 · Pooled Investment Fund
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Solas Capital Partners, LPD/A · Nov 4, 2025 · Pooled Investment Fund
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HPI Tremont DSTD/A · Nov 4, 2025 · Other Real EstateOffered: $21.6MView filing →
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PCA Opportunities Fund 2026, L.P. - Series C (Bain Insurance II)D · Nov 4, 2025 · Pooled Investment Fund
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KMX Technologies, Inc.D · Nov 4, 2025 · Other TechnologyOffered: $6MView filing →
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Chilton Trust Royal Palm Growth Fund, LPD · Nov 4, 2025 · Pooled Investment Fund
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Aware Recovery Care, Inc.D · Nov 4, 2025 · Other Health CareOffered: $6.9MView filing →
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Amrak Integrated Marketing, Inc.D · Nov 4, 2025 · Business Services
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Oxford Gate, LLCD/A · Nov 3, 2025 · Pooled Investment Fund
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Edge Partners LLC, Series L Base PowerD/A · Nov 3, 2025 · Pooled Investment FundOffered: $4.5MView filing →
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PooPoof, Inc.D · Nov 3, 2025 · Other TechnologyOffered: $1MView filing →
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Abax Health, Inc.D · Nov 3, 2025 · Other TechnologyOffered: $4.8MView filing →
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Long Path Partners Fund, LPD/A · Oct 31, 2025 · Pooled Investment Fund
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BCK Charter Oak Onshore Fund LPD/A · Oct 31, 2025 · Pooled Investment Fund
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BCK Capital Onshore Fund LPD/A · Oct 31, 2025 · Pooled Investment Fund
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Sterling Investment Partners XK Opportunities Fund-A, L.P.D · Oct 31, 2025 · Pooled Investment FundOffered: $881.2MView filing →
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Sterling Investment Partners XK Opportunities Fund, L.P.D · Oct 31, 2025 · Pooled Investment FundOffered: $881.2MView filing →
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Ellington Real Estate Income Trust, Inc.D · Oct 31, 2025 · REITS and FinanceOffered: $287.5MView filing →
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Silver Point Select Overflow Fund, L.P.D/A · Oct 30, 2025 · Pooled Investment Fund
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Gray's Creek Capital Partners Fund I, LPD/A · Oct 29, 2025 · Pooled Investment Fund
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ABS Japan Strategic Portfolio, LPD/A · Oct 29, 2025 · Pooled Investment Fund
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ABS Investment Fund LLCD/A · Oct 29, 2025 · Pooled Investment Fund
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ABS Direct Equity Fund LLCD/A · Oct 29, 2025 · Pooled Investment Fund
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Reflex I, a series of Human Element Master Fund LPD · Oct 29, 2025 · Pooled Investment Fund
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IV Series 16A, a Series of Ineffable Ventures Series, LLCD · Oct 29, 2025 · Pooled Investment Fund
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IV Series 14A, a Series of Ineffable Ventures Series, LLCD · Oct 29, 2025 · Pooled Investment Fund
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SHELTER GROWTH AAA CMBS INCOME FUND LPD/A · Oct 28, 2025 · Pooled Investment Fund
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Ellington M Credit Partners LPD/A · Oct 28, 2025 · Pooled Investment Fund
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Ellington M Credit Fund Ltd.D/A · Oct 28, 2025 · Pooled Investment Fund
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Veradermics, IncD · Oct 28, 2025 · Other Health CareOffered: $150MView filing →