Connecticut — Form D filings
Grouped by the issuer's stored business address, not the location of investors or use of proceeds. Available records may not cover every filing.
Filings in this dataset
2925
Distinct issuers (CIKs)
1928
Last 365 days
1828
Amendments (D/A)
1610
Available filing dates: Jan 2, 2025 through Oct 30, 2026. Counts include original notices and amendments, not unique offerings or completed funding rounds.
Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.
How to research issuer filing history · Search and export a filtered set
Issuers by filing activity
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ROM Technologies, Inc.
34 filings
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AQR TA Delphi Long Short Equity Fund, LLC
11 filings
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AQR TA Legacy Fund, LLC
10 filings
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HPI Farmhouse DST
9 filings
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AQR Delphi Long-Short Equity Fund, L.P.
7 filings
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AQR TA Global Equity Market Neutral Fund, L.P.
7 filings
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HPI Tremont DST
7 filings
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AQR Flex 1 Series LLC - Series C7
6 filings
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AQR Flex 1 Series LLC - Series C5
6 filings
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AQR Flex 1 Series LLC - Series C4
6 filings
Top industries
All filings
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HPI Tremont DSTD/A · Dec 9, 2025 · Other Real EstateOffered: $21.6MView filing →
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FWC EM ABSOLUTE RETURN CREDIT U.S. FUND LPD/A · Dec 9, 2025 · Pooled Investment Fund
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Arbour Lane Credit Opportunity Fund IV, L.P.D/A · Dec 9, 2025 · Pooled Investment Fund
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Scaffold Fremont LLCD · Dec 9, 2025 · Other Real EstateOffered: $1.1MView filing →
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Ares Credit Secondaries (Unlevered) LPD · Dec 9, 2025 · Pooled Investment Fund
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ARES CREDIT SECONDARIES OFFSHORE LPD/A · Dec 8, 2025 · Pooled Investment Fund
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ARES CREDIT SECONDARIES LPD/A · Dec 8, 2025 · Pooled Investment Fund
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ARES CREDIT SECONDARIES (LUX) SCSPD/A · Dec 8, 2025 · Pooled Investment Fund
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FOX RUN ALPHA FUND LPD/A · Dec 5, 2025 · Pooled Investment Fund
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Ellington Opportunities Fund LPD/A · Dec 5, 2025 · Pooled Investment Fund
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CFPE U.S. Private Equity Partners XIII, L.P.D/A · Dec 5, 2025 · Pooled Investment FundOffered: $300MView filing →
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CFPE International Partners XII, L.P.D/A · Dec 5, 2025 · Pooled Investment FundOffered: $200MView filing →
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CFPE Global Private Equity Partners V, L.P.D/A · Dec 5, 2025 · Pooled Investment FundOffered: $400MView filing →
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CF Private Equity Co-Investment Opportunities V, L.P.D/A · Dec 5, 2025 · Pooled Investment FundOffered: $175MView filing →
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X9, Inc.D · Dec 5, 2025 · OtherOffered: $33MView filing →
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Saranac Holdings, L.P.D · Dec 5, 2025 · Pooled Investment Fund
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K2 II, a series of Human Element Master Fund LPD · Dec 5, 2025 · Pooled Investment Fund
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Yakira Partners, L.P.D/A · Dec 4, 2025 · Pooled Investment Fund
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CoreCommodity Management - Founders I Fund, LLCD/A · Dec 4, 2025 · Pooled Investment Fund
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CoreCommodity Management - Founders Absolute Return Fund, LLCD/A · Dec 4, 2025 · Pooled Investment Fund
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TAUNTON WOODS LLCD · Dec 4, 2025 · Other Real EstateOffered: $6.4MView filing →
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T-X Hammer Co-Invest LPD · Dec 4, 2025 · Pooled Investment Fund
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Full Circle Debt Fund I, LPD · Dec 4, 2025 · Pooled Investment FundOffered: $60.2MView filing →
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Stormfield Real Estate Income Fund LPD/A · Dec 2, 2025 · Pooled Investment Fund
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Glade Brook Private Investors LIV LPD · Dec 2, 2025 · Pooled Investment Fund
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Convexity Scientific Inc.D · Dec 2, 2025 · Other Health CareOffered: $6.2MView filing →
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BD BF CONSANO II LLCD · Dec 2, 2025 · InvestingOffered: $1.5MView filing →
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Activant SPV VI, LPD · Dec 2, 2025 · Pooled Investment Fund
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Reef Pass Investors EVA, LPD · Dec 1, 2025 · Pooled Investment FundOffered: $15.8MView filing →
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OVP-Axiado LLCD · Dec 1, 2025 · Pooled Investment Fund
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GAMCO MEDICAL OPPORTUNITIES, L.P.D/A · Nov 28, 2025 · Pooled Investment Fund
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GABELLI PERFORMANCE PARTNERSHIP L.P.D/A · Nov 28, 2025 · Pooled Investment Fund
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GABELLI INTERMEDIATE CREDIT FUND, L.P.D/A · Nov 28, 2025 · Pooled Investment Fund
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GABELLI ASSOCIATES FUND II L.P.D/A · Nov 28, 2025 · Pooled Investment Fund
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GABELLI ASSOCIATES FUNDD/A · Nov 28, 2025 · Pooled Investment Fund
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RetroActv Merch, Inc.D/A · Nov 26, 2025 · OtherOffered: $625KView filing →
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HPI Tremont DSTD/A · Nov 26, 2025 · Other Real EstateOffered: $21.6MView filing →
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Intellihealth, Inc.D · Nov 26, 2025 · Other Health CareOffered: $10MView filing →
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ENRICH BIOSYSTEMS INC.D · Nov 26, 2025 · BiotechnologyOffered: $1.5MView filing →
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Links Funding V, LLCD · Nov 25, 2025 · Other Real EstateOffered: $6.5MView filing →
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Stride Terra LLCD/A · Nov 24, 2025 · Pooled Investment Fund
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Stride Astella LLCD/A · Nov 24, 2025 · Pooled Investment Fund
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Prime Benefit Group LLCD · Nov 24, 2025 · InsuranceOffered: $800KView filing →
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PineBridge Private Credit IV, L.P.D · Nov 24, 2025 · Pooled Investment Fund
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PCA Opportunities Fund 2026, L.P. - Series F (Teton)D · Nov 24, 2025 · Pooled Investment Fund
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Arkview Capital Fund I NT LPD · Nov 24, 2025 · Pooled Investment Fund
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Lone Mountain Pine, L.P.D · Nov 21, 2025 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series B5D · Nov 21, 2025 · Pooled Investment Fund
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Global Alpha International Small Cap Fund LPD/A · Nov 20, 2025 · Pooled Investment Fund
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L Catterton HL SPV, L.P.D · Nov 20, 2025 · Pooled Investment Fund