Connecticut — Form D filings
Grouped by the issuer's stored business address, not the location of investors or use of proceeds. Available records may not cover every filing.
Filings in this dataset
2925
Distinct issuers (CIKs)
1928
Last 365 days
1828
Amendments (D/A)
1610
Available filing dates: Jan 2, 2025 through Oct 30, 2026. Counts include original notices and amendments, not unique offerings or completed funding rounds.
Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.
How to research issuer filing history · Search and export a filtered set
Issuers by filing activity
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ROM Technologies, Inc.
34 filings
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AQR TA Delphi Long Short Equity Fund, LLC
11 filings
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AQR TA Legacy Fund, LLC
10 filings
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HPI Farmhouse DST
9 filings
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AQR Delphi Long-Short Equity Fund, L.P.
7 filings
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AQR TA Global Equity Market Neutral Fund, L.P.
7 filings
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HPI Tremont DST
7 filings
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AQR Flex 1 Series LLC - Series C7
6 filings
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AQR Flex 1 Series LLC - Series C5
6 filings
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AQR Flex 1 Series LLC - Series C4
6 filings
Top industries
All filings
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NANOVIRICIDES, INC.D · Feb 25, 2026 · PharmaceuticalsOffered: $6MView filing →
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Duracrin, LLCD · Feb 25, 2026 · BiotechnologyOffered: $1MView filing →
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2320 Conway Investor, LLcD · Feb 25, 2026 · CommercialOffered: $11.1MView filing →
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Wheelock Street Real Estate Long Term Value Fund, LPD/A · Feb 24, 2026 · Other Real Estate
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TPIP Investments LLCD/A · Feb 24, 2026 · Pooled Investment Fund
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Occam Crest Fund LPD/A · Feb 24, 2026 · Pooled Investment Fund
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NIGHT OWL PARTNERS LPD/A · Feb 24, 2026 · Pooled Investment Fund
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Starboard-TP LLCD · Feb 24, 2026 · Pooled Investment FundOffered: $1.1MView filing →
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Jadian Evergreen Fund, LPD · Feb 24, 2026 · Pooled Investment Fund
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Crimson Point, L.P.D · Feb 24, 2026 · Pooled Investment Fund
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2 Mile CMG SPV III LLCD · Feb 24, 2026 · Pooled Investment FundOffered: $39.4MView filing →
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NPC Diversified Income Ratings Passthrough Feeder Fund LLCD/A · Feb 23, 2026 · Pooled Investment Fund
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NPC CREDIT OPPORTUNITIES ONSHORE FUND, LPD/A · Feb 23, 2026 · Pooled Investment Fund
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Ellington Strategic Mortgage Institutional Fund, L.P.D/A · Feb 23, 2026 · Pooled Investment Fund
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Ellington Strategic Mortgage Fund, L.P.D/A · Feb 23, 2026 · Pooled Investment Fund
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ELLINGTON CREDIT OPPORTUNITIES PARTNERS LPD/A · Feb 23, 2026 · Pooled Investment Fund
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ELLINGTON CREDIT OPPORTUNITIES FUND LTDD/A · Feb 23, 2026 · Pooled Investment Fund
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Inventure, LLCD · Feb 23, 2026 · PharmaceuticalsOffered: $200KView filing →
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Glade Brook Private Investors LVII LPD · Feb 23, 2026 · Pooled Investment Fund
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Glade Brook Private Investors LVI LPD · Feb 23, 2026 · Pooled Investment Fund
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CHELSEA PIERS CONNECTICUT LLCD · Feb 23, 2026 · OtherOffered: $6.1MView filing →
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AQR Flex 1 Series LLC - Series F7D · Feb 23, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series F18D · Feb 23, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series E5D · Feb 23, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C13D · Feb 23, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C11D · Feb 23, 2026 · Pooled Investment Fund
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P.A.W. SMALL CAP PARTNERS, L.P.D/A · Feb 20, 2026 · Pooled Investment Fund
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Meditation Capital Partners LPD/A · Feb 20, 2026 · Pooled Investment Fund
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Dayah Alpha Partners, LPD/A · Feb 20, 2026 · Pooled Investment Fund
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Dayah Alpha Partners (Cayman), LPD/A · Feb 20, 2026 · Pooled Investment Fund
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OVP-GAMALON LLCD · Feb 20, 2026 · Pooled Investment Fund
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DreamFi, Inc.D · Feb 20, 2026 · Other Banking and Financial ServicesOffered: $1.8MView filing →
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DreamFi, Inc.D · Feb 20, 2026 · Other Banking and Financial ServicesOffered: $7MView filing →
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DANBURY SURGICAL CENTER LPD · Feb 20, 2026 · Other Health CareOffered: $324KView filing →
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ROM Technologies, Inc.D/A · Feb 19, 2026 · Other Health Care
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QA Capital Partners LPD/A · Feb 19, 2026 · Pooled Investment Fund
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Hardman Johnston Global Equity Fund, L.P.D/A · Feb 19, 2026 · Pooled Investment Fund
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Western Connecticut Orthopedic Surgical Center, LLCD · Feb 19, 2026 · Other Health CareOffered: $1.5MView filing →
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Q30 Sports Science, LLCD · Feb 19, 2026 · OtherOffered: $3.3MView filing →
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Little River Capital Partners SLP, LPD · Feb 19, 2026 · Pooled Investment Fund
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Culture Fresh Foods, Inc.D · Feb 19, 2026 · ManufacturingOffered: $3.6MView filing →
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AIF SEED FUND VI LLCD · Feb 19, 2026 · Pooled Investment FundOffered: $1.7MView filing →
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Long Path Opportunities Fund II, LPD/A · Feb 17, 2026 · Pooled Investment Fund
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VRC Spectre, a series of Allocations 2026 Master, LLCD · Feb 17, 2026 · Pooled Investment FundOffered: $755KView filing →
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A.P. Gilfoyle Long-Short Equity Fund, L.P.D · Feb 17, 2026 · Pooled Investment Fund
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SummerHaven Commodity Fund, LPD/A · Feb 13, 2026 · Pooled Investment Fund
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OHPC LPD/A · Feb 13, 2026 · Pooled Investment Fund
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Land & Buildings Capital Growth Fund LPD/A · Feb 13, 2026 · Pooled Investment Fund
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L&B Onshore Fund LPD/A · Feb 13, 2026 · Pooled Investment Fund
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Contrarian Credit Feeder Fund, L.P.D/A · Feb 13, 2026 · Pooled Investment Fund