Connecticut — Form D filings
Grouped by the issuer's stored business address, not the location of investors or use of proceeds. Available records may not cover every filing.
Available filing dates: Jan 2, 2025 through Oct 30, 2026. Counts include original notices and amendments, not unique offerings or completed funding rounds.
Offering amounts describe securities offered; amounts sold are issuer-reported as of each filing. Amendments can repeat earlier amounts. We do not add these figures into a capital-raised total. Missing amounts are not zero. Data coverage and methodology · How to interpret the amounts.
Two completed calendar months
October 2026: 223 filings from 221 issuer CIKs. September 2026: 189 filings from 187 issuer CIKs.
Filing count difference: 34 (18.0%). Calculation: (later month − earlier month) ÷ earlier month × 100.
This category contains 3.9% of the 5780 eligible dataset filings in October 2026. This is a share of stored records, not national market share.
These are differences in stored submissions, not growth in funding. Completed calendar periods can still have incomplete imports. The partial current month is excluded from this comparison.
Monthly submission history
One observation per accession number. Issuers are distinct CIKs within each month; do not add monthly issuer counts to get a unique annual count. The current month is partial. A zero means no stored records in that bucket.
| Month | Filings | Issuer CIKs | Initial notices | Amendments |
|---|---|---|---|---|
| Dec 2025 | 133 | 132 | 133 | 0 |
| Jan 2026 | 148 | 145 | 148 | 0 |
| Feb 2026 | 130 | 127 | 130 | 0 |
| Mar 2026 | 167 | 166 | 167 | 0 |
| Apr 2026 | 143 | 141 | 143 | 0 |
| May 2026 | 125 | 124 | 105 | 20 |
| Jun 2026 | 171 | 168 | 81 | 90 |
| Jul 2026 | 173 | 171 | 99 | 74 |
| Aug 2026 | 124 | 120 | 71 | 53 |
| Sep 2026 | 189 | 187 | 85 | 104 |
| Oct 2026 | 223 | 221 | 94 | 129 |
| Nov 2026 (partial) | 0 | 0 | 0 | 0 |
Compare this state with another
How to research issuer filing history · Search and export a filtered set
Issuers by filing activity
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ROM Technologies, Inc.
34 filings
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AQR TA Delphi Long Short Equity Fund, LLC
11 filings
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AQR TA Legacy Fund, LLC
10 filings
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HPI Farmhouse DST
8 filings
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AQR Delphi Long-Short Equity Fund, L.P.
7 filings
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AQR TA Global Equity Market Neutral Fund, L.P.
7 filings
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HPI Tremont DST
7 filings
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AQR Flex 1 Series LLC - Series C7
6 filings
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AQR Flex 1 Series LLC - Series C5
6 filings
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AQR Flex 1 Series LLC - Series C4
6 filings
Top industries
All filings
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BCK Capital Onshore Fund LPD/A · Oct 30, 2026 · Pooled Investment Fund
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ABS Investment Fund LLCD/A · Oct 29, 2026 · Pooled Investment Fund
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ABS Direct Equity Fund LLCD/A · Oct 29, 2026 · Pooled Investment Fund
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PAT01, a series of Get Access Master Partnership, LPD · Oct 29, 2026 · Pooled Investment FundOffered: $200KView filing →
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IV Series 39A, a Series of Ineffable Ventures Series, LLCD · Oct 29, 2026 · Pooled Investment Fund
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IV Series 38A, a Series of Ineffable Ventures Series, LLCD · Oct 29, 2026 · Pooled Investment Fund
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IV Series 37A, a Series of Ineffable Ventures Series, LLCD · Oct 29, 2026 · Pooled Investment Fund
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IV Series 36A, a Series of Ineffable Ventures Series, LLCD · Oct 29, 2026 · Pooled Investment Fund
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BEP Core VIII Investors A L.P.D · Oct 29, 2026 · Pooled Investment FundOffered: $87MView filing →
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AQR Flex 1 Series LLC - Series N10D · Oct 29, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series K26D · Oct 29, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series J98D · Oct 29, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series J97D · Oct 29, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series J100D · Oct 29, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series F53D · Oct 29, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series D17D · Oct 29, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series A105D · Oct 29, 2026 · Pooled Investment Fund
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AQR Custom Low Beta Fund, LLCD · Oct 29, 2026 · Pooled Investment Fund
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Ellington M Credit Partners LPD/A · Oct 28, 2026 · Pooled Investment Fund
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Ellington M Credit Fund Ltd.D/A · Oct 28, 2026 · Pooled Investment Fund
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SumZero Capital, LPD/A · Oct 27, 2026 · Pooled Investment Fund
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HPI Deer Creek DSTD/A · Oct 27, 2026 · Other Real EstateOffered: $27.9MView filing →
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Bridgewater Pure Alpha Fund II, LLCD/A · Oct 27, 2026 · Pooled Investment Fund
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Bridgewater All Weather Portfolio II, LLCD/A · Oct 27, 2026 · Pooled Investment Fund
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All Weather@12, LLCD/A · Oct 27, 2026 · Pooled Investment Fund
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All Weather Portfolio, LLCD/A · Oct 27, 2026 · Pooled Investment Fund
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Vesey Ventures SPV-III a series of Allocations 2026 Master, LLCD · Oct 27, 2026 · Pooled Investment FundOffered: $512.6KView filing →
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AQR TA Legacy Fund, LLCD/A · Oct 26, 2026 · Pooled Investment Fund
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AQR TA Delphi Long Short Equity Fund, LLCD/A · Oct 26, 2026 · Pooled Investment Fund
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AQR TA Delphi Long Short Equity Fund II, LLCD/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C8D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C7D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C5D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C4D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C3D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C2D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C17D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C16D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C15D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C14D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C13D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C11D/A · Oct 26, 2026 · Pooled Investment Fund
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AQR Flex 1 Series LLC - Series C1D/A · Oct 26, 2026 · Pooled Investment Fund
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March Altus Fund LPD/A · Oct 23, 2026 · Pooled Investment Fund
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ABS Opportunities Ltd.D/A · Oct 23, 2026 · Pooled Investment Fund
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ABS Limited PartnershipD/A · Oct 23, 2026 · Pooled Investment Fund
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ABS Emerging Markets Strategic Portfolio, LPD/A · Oct 23, 2026 · Pooled Investment Fund
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ABS Emerging Markets LPD/A · Oct 23, 2026 · Pooled Investment Fund
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A&M Capital Secondaries, LPD/A · Oct 23, 2026 · Pooled Investment FundOffered: $500MView filing →
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Ren Fund I C6, LPD · Oct 23, 2026 · Pooled Investment Fund