Field dictionary
These definitions describe display fields and their source limits. A field’s availability depends on the form, filing date, source format and extraction status. Source evidence shows the original text and XML location when available. No missing field is converted into zero.
| Field | Dataset | Meaning and limits |
|---|---|---|
| Accession number | Form D, C and Reg A | Identifies one submission, including an amendment; it is not an offering or issuer identifier. |
| CIK | Issuer disclosures | The filer identifier. Similar names with different CIKs remain separate. |
| Filing date | Issuer disclosures | The SEC index filing date. Same-day ordering does not establish a sequence without acceptance metadata. |
| Acceptance timestamp | Source evidence | A source SEC acceptance timestamp when actually preserved; never inferred from a filing date. |
| Offering amount | Form D | Reported total offering size in source USD; indefinite, absent and invalid text remain separate value states. |
| Amount sold | Form D | Reported amount sold as of that disclosure, not independently verified cash. Amendments may repeat prior figures. |
| Minimum investment | Form D | Source-reported USD minimum, not an average contribution or investment recommendation. |
| Investor count | Form D | A count reported in one disclosure; counts across amendments are not summed. |
| Commissions and finder fees | Source evidence | Separate source compensation fields; an estimate qualifier is retained when present. |
| Maximum offering amount | Form C | The maximum reported offering amount when extracted. Availability varies across submission types and source schemas. |
| Offering amount and tier | Reg A | As extracted from the source offering statement. A filing or stated tier does not establish SEC qualification or completed sales. |
| Regulatory AUM | Form ADV | Reported regulatory assets under management in USD, not a capital raise, revenue measure or client return. |
| CRD / SEC identifier | Form ADV | The firm identifier actually stored. An SEC identifier is not substituted into a CRD-based IAPD link. |
| State / business address | Issuer profile | Current stored business address; not investor residence, capital deployment or historical location. Individual source evidence retains available historical addresses. |
| Industry and fund type | Form D | Issuer-reported classifications. They are not independent business-model or investment-quality assessments. |
| Estimated / approximate | Source evidence | A qualifier taken from the original field when available, separate from its numeric value. |
| Document status | Source evidence | Stored, unsupported, missing or awaiting review describes extraction availability, not filing validity. |
For the source schema, use the SEC Form D data dictionary, the linked original filing, or the adviser’s IAPD record. Research glossary.