B R A S S PARTNERSHIP IN COMMENDAM

Likely investment adviser (not guaranteed)

Best-effort name match against Form ADV. Click through for AUM, employees, and disciplinary disclosures.

• B. RILEY ASSET MANAGEMENT, LLC
  high CRD 801-78852
• B. RILEY CAPITAL MANAGEMENT, LLC
  high CRD 801-73824
• B. RILEY WEALTH ADVISORS, INC.
  high CRD 801-64837
• B RILEY WEALTH MANAGEMENT, INC.
  high CRD 801-67275

Form D filings (1)

• 0001223895-26-000001

  D · Mar 12, 2026 · Other Health Care

  Offering: $495,000

  Sold: $330,000