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Form ADV search
SEC-registered investment advisers from Form ADV, cross-linked to Form D filings.
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13950 results, page 97 of 279.
13950 advisers
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FINANCIAL MANAGEMENT PROFESSIONALS INCSEC file number 801-30367 · AUSTIN, TX · 14 employees$952M AUM
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DOME EQUITIES, LLCSEC file number 801-78608 · NEW YORK, NY · 11 employees$951.9M AUM
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PAULSON MANAGEMENT LPSEC file number 801-66030 · NEW YORK, NY · 51 employees$951.3M AUM
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AFAM CAPITAL, INC.SEC file number 801-30528 · AUSTIN, TX · 16 employees$950.9M AUM
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PROVIDENT INVESTMENT MANAGEMENT, INC.SEC file number 801-16412 · NOVI, MI · 10 employees$950.2M AUM
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SIGNET FINANCIAL MANAGEMENT, LLCSEC file number 801-31294 · PARSIPPANY, NJ · 20 employees$949.4M AUM
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CITY SECURITIES CORPORATIONSEC file number 801-67527 · INDIANAPOLIS, IN · 84 employees$949.1M AUM
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PRAIRIEVIEW PARTNERS, LLCSEC file number 801-68588 · ST. PAUL, MN · 20 employees$949M AUM
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FRESHFORD CAPITAL MANAGEMENT, LLCSEC file number 801-72564 · RYE BROOK, NY · 10 employees$948.7M AUM
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GRACE & WHITE, INCSEC file number 801-13000 · NEW YORK, NY · 5 employees$948.3M AUM
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AVANTI INVESTMENT ADVISORS, INC.SEC file number 801-41177 · WINTER PARK, FL · 3 employees$947.9M AUM
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MIDWEST CAPITAL ADVISORS, LLCSEC file number 801-79681 · GRAND RAPIDS, MI · 8 employees$947.3M AUM
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ARISTOTLE CREDIT PARTNERS, LLCSEC file number 801-78984 · NEWPORT BEACH, CA · 4 employees$947.3M AUM
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DINUZZO PRIVATE WEALTH, INC.SEC file number 801-57384 · BEAVER, PA · 20 employees$946.5M AUM
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CAPITAL ADVISORY GROUP, LLCSEC file number 801-66418 · RICHMOND, VA$946.4M AUM
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NOVANT ASSET MANAGEMENT, LLCSEC file number 801-68335 · WINSTON-SALEM, NC · 6 employees$945.8M AUM
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ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLCSEC file number 801-78637 · OLD GREENWICH, CT · 162 employees$945.7M AUM
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TRAN CAPITAL MANAGEMENT, L.P.SEC file number 801-9747 · SAN RAFAEL, CA · 7 employees$944.5M AUM
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SILICON VALLEY RETIREMENT SERVICES, LLCSEC file number 801-71756 · SAN JOSE, CA · 2 employees$944.3M AUM
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REGAL PARTNERS LIMITEDSEC file number 801-77723 · 23 employees$944.3M AUM
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COVENANT PARTNERS, LLCSEC file number 801-62178 · NASHVILLE, TN · 14 employees$944M AUM
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KOBALT CAPITAL LIMITEDSEC file number 801-76671 · 6 employees$943.6M AUM
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SOFI WEALTH LLCSEC file number 801-78185 · SAN FRANCISCO, CA · 70 employees$943.5M AUM
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UBP INVESTMENT ADVISORS S.A.SEC file number 801-79172 · 8 employees$943.1M AUM
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THE DE BURLO GROUP, INC.SEC file number 801-71288 · BOSTON, MA · 7 employees$942.6M AUM
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BEACON RETIREMENT PLANNING SERVICES INC.SEC file number 801-57962 · DALLAS, TX · 14 employees$942.5M AUM
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GEC ADVISORS LLCSEC file number 801-86179 · HOUSTON, TX · 6 employees$941.9M AUM
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TRUTINA FINANCIAL, L.L.C.SEC file number 801-70313 · BELLEVUE, WA · 16 employees$941.5M AUM
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CLEAR BROOK ADVISORS, INC.SEC file number 801-66918 · BOSTON, MA · 7 employees$941.1M AUM
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LEBENTHAL WEALTH ADVISORS, LLCSEC file number 801-78930 · NEW YORK, NY · 14 employees$940.7M AUM
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QUENTEC ASSET MANAGEMENT LLCSEC file number 801-77554 · NEW YORK, NY · 8 employees$939.8M AUM
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CORBYN INVESTMENT MANAGEMENT INCSEC file number 801-9139 · LUTHERVILLE, MD · 11 employees$939.3M AUM
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VERITY AND VERITY, LLCSEC file number 801-63829 · BEAUFORT, SC · 13 employees$938.8M AUM
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HORIZON WEALTH MANAGEMENT, LLCSEC file number 801-79492 · LA GRANGE, IL · 10 employees$938.7M AUM
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AETNA CAPITAL MANAGEMENT, LLCSEC file number 801-64865 · WEST HARTFORD, CT · 10 employees$938.3M AUM
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AFFINITY INVESTMENT ADVISORS, LLCSEC file number 801-42015 · NEWPORT BEACH, CA · 8 employees$938.1M AUM
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SOLOMON HESS SBA MANAGEMENT LLCSEC file number 801-73744 · ARLINGTON, VA · 7 employees$937.1M AUM
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WAYPOINT WEALTH PARTNERS, INC.SEC file number 801-69262 · MILL VALLEY, CA · 13 employees$935.8M AUM
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HAMILTON POINT INVESTMENT ADVISORS, LLCSEC file number 801-68186 · CHAPEL HILL, NC · 11 employees$935.1M AUM
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RIVERPARK ADVISORS, LLCSEC file number 801-70321 · NEW YORK, NY · 16 employees$935M AUM
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ARBOR CAPITAL MANAGEMENT CORPSEC file number 801-47941 · AMHERST, NY · 7 employees$934.2M AUM
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ENCLAVE ADVISORS, LLCSEC file number 801-77040 · AUSTIN, TX · 6 employees$933.9M AUM
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KEB ASSET MANAGEMENT, LLCSEC file number 801-62965 · SPRINGFIELD, IL · 15 employees$933.4M AUM
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CALLAHAN ADVISORS, LLCSEC file number 801-61981 · HOUSTON, TX · 10 employees$932.9M AUM
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WALNUT STREET SECURITIES, INC.SEC file number 801-62161 · NEW YORK, NY · 1409 employees$932.7M AUM
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EAM INVESTORS, LLCSEC file number 801-70305 · SOLANA BEACH, CA · 22 employees$932.6M AUM
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PERLMUTTER ADVISORS LLCSEC file number 801-71904 · HIGHLAND PARK, IL · 5 employees$930.5M AUM
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PRINCETON FUND ADVISORS, LLCSEC file number 801-72525 · DENVER, CO · 35 employees$929.6M AUM
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LEXINGTON WEALTH MANAGEMENT, INC.SEC file number 801-64329 · LEXINGTON, MA · 18 employees$929.2M AUM
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HCI INVESTMENT MANAGEMENT, LLCSEC file number 801-73312 · DALLAS, TX · 11 employees$928.9M AUM