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Form ADV search
SEC-registered investment advisers from Form ADV, cross-linked to Form D filings.
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13950 results, page 8 of 279.
13950 advisers
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NEW STREET RESEARCH LLPSEC file number 801-96176 · 40 employees
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NEXUS RISK MANAGEMENT, LPSEC file number 801-81103 · 5 employees
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NIKKO ASSET MANAGEMENT HONG KONG LIMITEDSEC file number 801-74400 · 9 employees
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NOMURA SECURITIES INTERNATIONAL, INC.SEC file number 801-72991 · NEW YORK, NY · 13 employees
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NORTHEAST ASSET MANAGEMENT LLCSEC file number 801-71727 · MITCHEL FIELD, NY · 1 employees
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NORTHFIELD TRADING LPSEC file number 801-72998 · DENVER, CO · 10 employees
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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCSEC file number 801-8095 · MILWAUKEE, WI · 2537 employees
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NUTS2INVEST.COM, LLCSEC file number 801-76998 · 1 employees
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OBRIMAH, OGHENOVO ADEWALESEC file number 801-76804 · BOSTON, MA
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OLD FORT PARTNERS LTD.SEC file number 801-76569 · 5 employees
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OVERLOOK ADVISORS, LLCSEC file number 801-60602 · WOODSTOCK, NY
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PACIFIC CORPORATE GROUP LLCSEC file number 801-20706 · 1 employees
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PAMA GROUP INC.SEC file number 801-44260 · 2 employees
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PATAGONIA PARTNERS, LLCSEC file number 801-78925 · NEWPORT BEACH, CA · 5 employees
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PAVILION ALTERNATIVES GROUP, LLCSEC file number 801-71170 · EL DORADO HILLS, CA · 50 employees
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PEARLMARK INVESTMENT ADVISERS, L.L.C.SEC file number 801-77305 · CHICAGO, IL · 20 employees
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PENSION CONSULTING ALLIANCE, INC.SEC file number 801-67820 · PORTLAND, OR · 1 employees
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PENSION FUND EVALUATIONS, INC.SEC file number 801-15614 · CENTEREACH, NY · 3 employees
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PEOPLE'S SECURITIES, INC.SEC file number 801-63122 · BRIDGEPORT, CT · 550 employees
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PETER NIKOLA PESICSEC file number 801-77418 · 1 employees
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PETROFF INSTITUTIONAL LLCSEC file number 801-76636 · SEATTLE, WA
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PICTET ASSET MANAGEMENT INC.SEC file number 801-81132 · 7 employees
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PIVOTALPATH (AMERICAS) LLCSEC file number 801-78720 · NEW YORK, NY · 10 employees
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PLESO, JOSEPH FRANCISSEC file number 801-88174
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PLEXUS FINANCIAL SERVICES, LLCSEC file number 801-81192 · DEER PARK, IL · 8 employees
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PMF ADVISORS LLCSEC file number 801-73753 · SAN BRUNO, CA
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PORTFOLIO EVALUATIONS, INC.SEC file number 801-70015 · WARREN, NJ · 45 employees
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PORTFOLIO MANAGEMENT CONSULTANTS, INC.SEC file number 801-29130 · DENVER, CO · 2 employees
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PORTREAL, LLCSEC file number 801-64786
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PRAESTO INVESTMENT ADVISORS INC.SEC file number 801-77991 · MIAMI, FL · 1 employees
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PRECIPIO WEALTH MANAGEMENT LLCSEC file number 801-70369 · MCLEAN, VA · 4 employees
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PREMIER ASSET MANAGEMENT LLCSEC file number 801-60559 · CHICAGO, IL · 2 employees
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PREMIERSOURCE LLCSEC file number 801-62656 · OKLAHOMA CITY, OK · 7 employees
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PREMISE CAPITAL, LLCSEC file number 801-74819 · AURORA, IL · 1 employees
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PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLCSEC file number 801-51193 · NEW YORK, NY · 35 employees
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PRINCIPAL ENTERPRISE CAPITAL, LLCSEC file number 801-73645 · DES MOINES, IA · 2 employees
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PRINCIPLED ADVISORS, INC.SEC file number 801-71185 · STATEN ISLAND, NY · 1 employees
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PROFESSIONAL FINANCIAL ADVISORS INCSEC file number 801-21205
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PROSPERITY ECONOMICS PARTNERS, LLCSEC file number 801-69706 · 13 employees
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PROXYVOTE PLUS, LLCSEC file number 801-61408 · 5 employees
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PRUCO SECURITIES, LLCSEC file number 801-52208 · NEWARK, NJ · 116 employees
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PSA FINANCIAL ADVISORS INCSEC file number 801-56821 · HUNT VALLEY, MD · 1 employees
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PT ASSET MANAGEMENT, LLCSEC file number 801-76519 · DENVER, CO · 29 employees
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PULSE CAPITAL PARTNERS MANAGEMENT, LLCSEC file number 801-74011 · NEW YORK, NY · 7 employees
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QA INVESTMENT SERVICES, LLCSEC file number 801-63455 · MINNETONKA, MN · 8 employees
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QUANTELLIGENT SOLUTIONS,LLCSEC file number 801-67577 · FLEMINGTON, NJ · 1 employees
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QUANTITATIVE INVESTMENT DECISIONS LLCSEC file number 801-81113 · NAPLES, FL · 4 employees
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QUAN VEST CONSULTANTS INCSEC file number 801-20177 · MANHASSET, NY · 6 employees
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QUOVO, LLCSEC file number 801-70646 · NEW YORK, NY · 10 employees
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RANGER MATADOR LATIN AMERICA MANAGEMENT, LPSEC file number 801-80520 · DALLAS, TX · 19 employees