ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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IVY EQUITIES II, LLCCRD 801-72881 · SEC# 801-72881 · GREENWICH, CT · 5 employees$2.2M AUM
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STRATEGIC PLANNING, INC.CRD 801-66374 · SEC# 801-66374 · COLUMBUS, OH · 3 employees$2.2M AUM
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PIM FINANCIAL SERVICES, INC.CRD 801-72856 · SEC# 801-72856 · ESCONDIDO, CA · 3 employees$2.2M AUM
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OPTIMUM WEALTH MANAGEMENT, LLC.CRD 801-63421 · SEC# 801-63421 · 1 employees$2.2M AUM
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HONEST ADVISORS, LLCCRD 801-80986 · SEC# 801-80986 · NEW YORK, NY · 17 employees$2.1M AUM
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OWL FINANCE, INC.CRD 801-72786 · SEC# 801-72786 · CHICAGO, IL$2.1M AUM
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IQVESTMENT, LLCCRD 801-79638 · SEC# 801-79638 · WOBURN, MA · 7 employees$2.1M AUM
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RSA FMO MANAGER, LLCCRD 801-74422 · SEC# 801-74422 · WASHINGTON, DC · 22 employees$2.1M AUM
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BAIRD CAPITAL PARTNERS ASIA MANAGEMENT I LIMITED PARTNERSHIPCRD 801-69238 · SEC# 801-69238 · MILWAUKEE, WI · 15 employees$2.1M AUM
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RESURGENCE ASSET MANAGEMENT, L.L.C.CRD 801-54100 · SEC# 801-54100 · NEW YORK, NY$2.1M AUM
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BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY V, LLCCRD 801-69666 · SEC# 801-69666 · MILWAUKEE, WI · 9 employees$2M AUM
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CAPITAL FORMATION GROUP, INC.CRD 801-24315 · SEC# 801-24315 · WELLESLEY, MA · 5 employees$2M AUM
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TRAILBRAKE CAPITAL LLCCRD 801-80512 · SEC# 801-80512 · 1 employees$2M AUM
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CONVEX CAPITAL MANAGEMENT LLCCRD 801-80139 · SEC# 801-80139 · WARRENVILLE, IL · 2 employees$2M AUM
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BAIRD VENTURE PARTNERS MANAGEMENT COMPANY I, L.L.C.CRD 801-57737 · SEC# 801-57737 · MILWAUKEE, WI · 10 employees$2M AUM
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SELECTIVE CAPITAL SRLCRD 801-77161 · SEC# 801-77161 · 1 employees$1.9M AUM
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MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC.CRD 801-48140 · SEC# 801-48140 · NEW YORK, NY$1.9M AUM
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DELRAY FINANCIAL CORPORATIONCRD 801-60746 · SEC# 801-60746$1.9M AUM
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WEST GATE ADVISORS, LLCCRD 801-63237 · SEC# 801-63237 · LOS ANGELES, CA · 8 employees$1.9M AUM
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INSTAVEST ADVISER, INC.CRD 801-81000 · SEC# 801-81000 · TAMPA, FL · 1 employees$1.8M AUM
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PARKER GLOBAL STRATEGIES LLCCRD 801-51642 · SEC# 801-51642 · STAMFORD, CT · 3 employees$1.8M AUM
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EARLY ADOPTER FUND MANAGER INCCRD 801-56337 · SEC# 801-56337 · NEW YORK, NY$1.8M AUM
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WELD NORTH ADVISERS LLCCRD 801-78272 · SEC# 801-78272 · GREENWICH, CT · 2 employees$1.7M AUM
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CARTICA MANAGEMENT, LLCCRD 801-69467 · SEC# 801-69467 · VERO BEACH, FL · 4 employees$1.7M AUM
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BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLCCRD 801-68489 · SEC# 801-68489 · MILWAUKEE, WI · 10 employees$1.6M AUM
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GHE ADVISERS, L.P.CRD 801-67253 · SEC# 801-67253 · HOUSTON, TX$1.6M AUM
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GOODSPEED CAPITAL ADVISORS, LLCCRD 801-76601 · SEC# 801-76601 · NEW YORK, NY · 6 employees$1.6M AUM
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WEST WIND WEALTH MANAGEMENT, LLCCRD 801-70307 · SEC# 801-70307$1.6M AUM
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BPM ADVISORS, INC.CRD 801-76826 · SEC# 801-76826 · PALO ALTO, CA · 2 employees$1.6M AUM
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TURQUOISE ASSET MANAGEMENT LLCCRD 801-72114 · SEC# 801-72114 · PACIFIC PALISADES, CA$1.6M AUM
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INVESTOR MOTION, LLCCRD 801-72646 · SEC# 801-72646 · 2 employees$1.5M AUM
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BROADMEADOW CAPITAL, LLCCRD 801-80839 · SEC# 801-80839 · BARRINGTON, IL · 4 employees$1.5M AUM
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ARMADILLO CAPITAL MANAGEMENT, LLCCRD 801-80838 · SEC# 801-80838 · 16 employees$1.5M AUM
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EQUITY LOGIC, LLCCRD 801-71776 · SEC# 801-71776$1.5M AUM
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GOSLIN III, ALBERT ERNESTCRD 801-72960 · SEC# 801-72960$1.5M AUM
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PRINCETON ABSOLUTE RETURNS, LLCCRD 801-79245 · SEC# 801-79245 · PALM BEACH GARDESN, FL · 1 employees$1.5M AUM
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RMR WEALTH CREATIONS, INC.CRD 801-72821 · SEC# 801-72821 · LINCOLN, NE$1.5M AUM
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PIPER JAFFRAY INVESTMENT MANAGEMENT, LLCCRD 801-68637 · SEC# 801-68637 · MINNEAPOLIS, MN · 2 employees$1.5M AUM
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MILLER, JOHN STENNINGCRD 801-71084 · SEC# 801-71084$1.5M AUM
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POLLY PORTFOLIO, INCCRD 801-97341 · SEC# 801-97341 · NEW YORK, NY · 7 employees$1.4M AUM
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CERTUS INVESTMENT ADVISORS, LLCCRD 801-76679 · SEC# 801-76679 · ATLANTA, GA$1.4M AUM
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SANTA BARBARA ALPHA STRATEGIESCRD 801-60363 · SEC# 801-60363 · SANTA BARBARA, CA$1.3M AUM
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CLEMENTS INVESTMENT MANAGEMENTCRD 801-78483 · SEC# 801-78483 · VENTURA, CA · 1 employees$1.3M AUM
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THOMAS CROWN CAPITAL, LLCCRD 801-80465 · SEC# 801-80465 · ATLANTA, GA · 2 employees$1.3M AUM
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WEST RIM CAPITAL I, LLCCRD 801-61778 · SEC# 801-61778 · LEHI, UT · 28 employees$1.3M AUM
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PLAINSBORO GLOBAL CAPITAL INC.CRD 801-72652 · SEC# 801-72652$1.3M AUM
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1ST CONSUMER ADVISORY GROUP LLCCRD 801-78825 · SEC# 801-78825 · GREENWOOD VILLAGE, CO · 3 employees$1.3M AUM
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SAVEDAILY.COM, INC.CRD 801-72546 · SEC# 801-72546 · COSTA MESA, CA · 20 employees$1.2M AUM
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GLOBAL WEALTH ALLOCATION LIMITEDCRD 801-80359 · SEC# 801-80359 · 1 employees$1.2M AUM
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GOALMINE, INCCRD 801-68764 · SEC# 801-68764 · SAN FRANCISCO, CA$1.2M AUM