ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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QUESTIS PORTFOLIO PARTNERS, LLCCRD 801-78472 · SEC# 801-78472 · CHARLESTON, SC · 4 employees$11.5M AUM
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JMML MEZZANINE ADVISORS, LLCCRD 801-74569 · SEC# 801-74569 · NEW YORK, NY$11.3M AUM
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AVONDALE INVESTMENT COMPANY, LLCCRD 801-80079 · SEC# 801-80079 · SANTA MONICA, CA · 2 employees$11.3M AUM
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GOODWOOD CAPITAL MANAGEMENT, LLCCRD 801-78764 · SEC# 801-78764 · BATON ROUGE, LA · 3 employees$11.2M AUM
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SUBSTANTIA INVEST AGCRD 801-76847 · SEC# 801-76847 · 2 employees$11.2M AUM
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RANGER INTERNATIONAL MANAGEMENT (TX), LPCRD 801-71680 · SEC# 801-71680 · DALLAS, TX$11.2M AUM
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LEVENSOHN VENTURE PARTNERS LLCCRD 801-76615 · SEC# 801-76615 · SAN FRANCISCO, CA · 2 employees$11.1M AUM
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CENTENNIAL WEALTH MANAGEMENT INC.CRD 801-72851 · SEC# 801-72851 · ELMIRA, NY$11.1M AUM
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BAOCHUAN CAPITAL MANAGEMENT, LLCCRD 801-72112 · SEC# 801-72112 · WALNUT CREEK, CA$11M AUM
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DMS ADVISORS, INC.CRD 801-73031 · SEC# 801-73031 · POTTSTOWN, PA · 2 employees$11M AUM
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OM PACIFIC CAPITAL LLCCRD 801-101513 · SEC# 801-101513 · 1 employees$11M AUM
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PRESIDIO CAPITAL INVESTMENTS, LLCCRD 801-71001 · SEC# 801-71001 · SAN MATEO, CA · 2 employees$11M AUM
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PSCM ASSET MANAGEMENT,LPCRD 801-80554 · SEC# 801-80554 · 2 employees$11M AUM
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S BROWN AND ASSOCIATES, LLCCRD 801-72680 · SEC# 801-72680 · SAN FRANCISCO, CA · 1 employees$11M AUM
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CONTEXT ADVISERS III, LLCCRD 801-80975 · SEC# 801-80975 · BALA CYNWYD, PA · 5 employees$10.9M AUM
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GARDA FINANCIAL, LLCCRD 801-79362 · SEC# 801-79362 · 2 employees$10.8M AUM
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SELECT FINANCIAL GROUP, LLCCRD 801-60201 · SEC# 801-60201 · CARNEGIE, PA · 7 employees$10.8M AUM
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SOHO FINANCIAL SERVICES LLCCRD 801-79526 · SEC# 801-79526 · WESTLAKE VILLAGE, CA · 6 employees$10.8M AUM
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FINANCIAL RESOURCES TAX & FINANCIAL CONSULTING SERVICES, INC.CRD 801-64503 · SEC# 801-64503 · TROY, MI$10.8M AUM
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FINTAN PARTNERS LLCCRD 801-65032 · SEC# 801-65032 · 1 employees$10.7M AUM
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WULF BATES & MURPHY INCCRD 801-28591 · SEC# 801-28591 · ST. LOUIS, MO$10.6M AUM
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DAVLIN FUND ADVISORS, LLCCRD 801-68874 · SEC# 801-68874 · 1 employees$10.5M AUM
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STONEBRIDGE CAPITAL MANAGEMENT II LLCCRD 801-57062 · SEC# 801-57062 · PARAMUS, NJ · 5 employees$10.5M AUM
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HORIZONS FINANCIAL GROUP, INC.CRD 801-69134 · SEC# 801-69134 · BIRMINGHAM, AL$10.5M AUM
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MAIN LINE FINANCIAL ADVISORS, LLC.CRD 801-68909 · SEC# 801-68909 · MALVERN, PA · 1 employees$10.5M AUM
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SYNOBIS ADVISORS, INC.CRD 801-106720 · SEC# 801-106720 · CARY, NC · 7 employees$10.4M AUM
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SOUTH OCEAN MANAGEMENT LTD.CRD 801-41804 · SEC# 801-41804 · 4 employees$10.4M AUM
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HTX CAPITAL MANAGEMENT, LPCRD 801-76595 · SEC# 801-76595 · HOUSTON, TX$10.4M AUM
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STERNE AGEE ASSET MANAGEMENT, INC.CRD 801-63297 · SEC# 801-63297 · BIRMINGHAM, AL · 8 employees$10.4M AUM
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LIVIA CAPITAL PARTNERS LPCRD 801-106770 · SEC# 801-106770 · NEW YORK, NY · 7 employees$10.2M AUM
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MONTGOMERY ASSET MANAGEMENT, LLCCRD 801-71711 · SEC# 801-71711 · MCDONOUGH, GA$10.2M AUM
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PHASECAPITAL LPCRD 801-74643 · SEC# 801-74643 · BOSTON, MA$10.2M AUM
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RIA TECHNOLOGY INCCRD 801-66498 · SEC# 801-66498$10.2M AUM
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VIRTUE OF SELFISH INVESTING, LLCCRD 801-72854 · SEC# 801-72854 · PLAYA DEL REY, CA · 3 employees$10.2M AUM
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BERWYN FINANCIAL SERVICES CORP.CRD 801-56469 · SEC# 801-56469 · BERWYN, PA · 3 employees$10.2M AUM
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RIOUX & COMPANY, LLCCRD 801-64933 · SEC# 801-64933 · BRISTOL, CT$10.1M AUM
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INVESTAMERICA NW MANAGEMENT, INC.CRD 801-64124 · SEC# 801-64124 · CEDAR RAPIDS, IA$10.1M AUM
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WATERLOO INTERNATIONAL ADVISORS LLCCRD 801-77090 · SEC# 801-77090 · 2 employees$10.1M AUM
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J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC.CRD 801-57330 · SEC# 801-57330 · NEW YORK, NY · 5 employees$10.1M AUM
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ALPHA TEAM CAPITAL LLCCRD 801-76806 · SEC# 801-76806 · STOCKTON, CA$10M AUM
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CAMBRIDGE PLACE COLLATERAL MANAGEMENT LLCCRD 801-73407 · SEC# 801-73407 · CONCORD, MA · 2 employees$10M AUM
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COBALT PRIVATE WEALTH LLCCRD 801-78499 · SEC# 801-78499 · ENGLEWOOD, CO · 2 employees$10M AUM
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ELECT-INVEST.COM,INC.CRD 801-58092 · SEC# 801-58092 · PAOLI, PA · 3 employees$10M AUM
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FIRST CLASS CAPITAL LLCCRD 801-80462 · SEC# 801-80462 · LIBERTY, MO · 1 employees$10M AUM
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LAKEWOOD INVESTMENT MANAGEMENT LLCCRD 801-79246 · SEC# 801-79246 · CHICAGO, IL · 4 employees$10M AUM
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MARCH ALTUS CAPITAL MANAGEMENT LPCRD 801-77582 · SEC# 801-77582 · GREENWICH, CT · 7 employees$10M AUM
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MPS FUNDS LLCCRD 801-79939 · SEC# 801-79939 · NEW YORK, NY · 4 employees$10M AUM
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STADDEN FORBES WEALTH MANAGEMENT LTDCRD 801-81137 · SEC# 801-81137 · 3 employees$10M AUM
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TIBERIUS ASSET MANAGEMENT AGCRD 801-76861 · SEC# 801-76861 · 3 employees$10M AUM
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TORTUGA WEALTH MANAGEMENT, INC.CRD 801-71443 · SEC# 801-71443 · TORRANCE, CA$10M AUM