ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
Searching…
13950 advisers
-
THE WATERFORD GROUP, LLCCRD 801-72033 · SEC# 801-72033 · ROCHESTER, NY · 5 employees$39M AUM
-
LEERINK SWANN LLCCRD 801-68264 · SEC# 801-68264 · BOSTON, MA$38.9M AUM
-
MCDONOUGH CAPITAL MANAGEMENT, INC.CRD 801-69701 · SEC# 801-69701 · ORLANDO, FL$38.9M AUM
-
J.P. MORGAN PARTNERS, LLCCRD 801-58234 · SEC# 801-58234 · NEW YORK, NY · 10 employees$38.9M AUM
-
GOSTING DONALD LOUIS JRCRD 801-36035 · SEC# 801-36035$38.9M AUM
-
PERSONAL ASSET STRATEGIES, INC.CRD 801-63578 · SEC# 801-63578 · WESTBURY, NY · 3 employees$38.9M AUM
-
AQUA CAPITAL ADVISORS LLCCRD 801-70732 · SEC# 801-70732 · LOS ANGELES, CA$38.8M AUM
-
APOGEE GLOBAL ADVISORS, INC.CRD 801-62804 · SEC# 801-62804 · 3 employees$38.8M AUM
-
KNELMAN ASSET MANAGEMENT GROUP, LLCCRD 801-69568 · SEC# 801-69568 · MINNEAPOLIS, MN · 4 employees$38.8M AUM
-
FEIC FINANCIAL INC.CRD 801-67034 · SEC# 801-67034 · YOUNGSTOWN, OH$38.8M AUM
-
PROFESSIONAL ADVISORY GROUP, INC.CRD 801-64447 · SEC# 801-64447 · ROSWELL, GA$38.8M AUM
-
FORTUNE FINANCIAL ADVISORS, LLCCRD 801-68604 · SEC# 801-68604 · OVERLAND PARK, KS$38.7M AUM
-
MARTINELLI DISCENZA INVESTMENT COUNSEL, INC.CRD 801-67908 · SEC# 801-67908 · LONGMEADOW, MA$38.7M AUM
-
GIVEN CAPITAL MANAGEMENT, LLCCRD 801-64316 · SEC# 801-64316 · CARMEL, CA$38.7M AUM
-
BEACON INVESTMENT MANAGEMENT INCCRD 801-55377 · SEC# 801-55377 · RALEIGH, NC$38.7M AUM
-
BENCHMARK FINANCIAL LTDCRD 801-33512 · SEC# 801-33512 · PHOENIX, AZ$38.7M AUM
-
KELLNER CAPITAL MANAGEMENT, INC.CRD 801-63893 · SEC# 801-63893 · PHILADELPHIA, PA$38.6M AUM
-
PACESETTER FINANCIAL GROUP, L.L.C.CRD 801-64625 · SEC# 801-64625 · LINCOLN, IL$38.6M AUM
-
MUTUAL SECURITIES INC. OF CALIFORNIACRD 801-68443 · SEC# 801-68443 · CAMARILLO, CA$38.6M AUM
-
MINDSHARE CAPITAL MANAGEMENT, LLCCRD 801-66755 · SEC# 801-66755 · ST. LOUIS, MO$38.6M AUM
-
INTERCONTINENTAL CAPITAL MANAGEMENT, LLCCRD 801-72811 · SEC# 801-72811 · BOSTON, MA · 2 employees$38.6M AUM
-
PRINCIPLY, INC.CRD 801-106798 · SEC# 801-106798 · SAN FRANCISCO, CA · 20 employees$38.6M AUM
-
TIMPE & TIMPE FINANCIAL ADVISORY SERVICES, L.L.C.CRD 801-69127 · SEC# 801-69127 · INDIANAPOLIS, IN$38.6M AUM
-
ROBERTS, JERRY RAYCRD 801-66740 · SEC# 801-66740$38.6M AUM
-
PREMIER FINANCIAL PLANNING, INC.CRD 801-68634 · SEC# 801-68634$38.6M AUM
-
ALLEGIANCE FINANCIAL ADVISORS, INC.CRD 801-66584 · SEC# 801-66584 · PITTSBURGH, PA$38.5M AUM
-
KC ASSET MANAGEMENT, INC.CRD 801-71635 · SEC# 801-71635$38.5M AUM
-
HICKMAN R T REGISTERED INVESTMENT ADVISER LLCCRD 801-55905 · SEC# 801-55905 · PEARL RIVER, NY$38.5M AUM
-
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLCCRD 801-60172 · SEC# 801-60172 · NEW YORK, NY · 2 employees$38.5M AUM
-
MONUMENT INVESTMENTS INC.CRD 801-52693 · SEC# 801-52693 · DALLAS, TX$38.5M AUM
-
D'ARCY CAPITAL MANAGEMENT, LLCCRD 801-72149 · SEC# 801-72149 · SAN DIEGO, CA$38.5M AUM
-
WELLINGTON CAPITAL MANAGEMENT, INC.CRD 801-62752 · SEC# 801-62752 · BETHESDA, MD$38.4M AUM
-
PORTFOLIO DESIGN ADVISORS, INC.CRD 801-64971 · SEC# 801-64971 · ENGLEWOOD, CO · 4 employees$38.4M AUM
-
AMERICAN INVESTMENT PLANNERS LLCCRD 801-71988 · SEC# 801-71988 · JERICHO, NY · 18 employees$38.4M AUM
-
BILL LOSEY RETIREMENT SOLUTIONS, LLCCRD 801-78201 · SEC# 801-78201 · 1 employees$38.3M AUM
-
CROSS CREEK FUND ADVISORS, LLCCRD 801-106776 · SEC# 801-106776 · HOUMA, LA · 11 employees$38.3M AUM
-
MAZZON JUSTIN SPENCERCRD 801-41518 · SEC# 801-41518 · LARKSPUR, CA$38.3M AUM
-
STONETREE CAPITAL ADVISORS, LLCCRD 801-74378 · SEC# 801-74378 · 2 employees$38.3M AUM
-
CHESTNUT CREEK MANAGEMENT COMPANY LLCCRD 801-68090 · SEC# 801-68090 · WICHITA FALLS, TX$38.2M AUM
-
SIERRA NEVADA WEALTH MANAGEMENT, LLCCRD 801-74439 · SEC# 801-74439 · RENO, NV · 2 employees$38.2M AUM
-
KOEHLER FINANCIAL SERVICES, INC.CRD 801-68578 · SEC# 801-68578 · STEVENSVILLE, MI$38.2M AUM
-
VERDEAM, LLCCRD 801-64536 · SEC# 801-64536 · LITTLETON, CO · 6 employees$38.2M AUM
-
MEZZACAPPA INVESTORS, LLCCRD 801-60683 · SEC# 801-60683 · NEW YORK, NY$38.2M AUM
-
STAAR FINANCIAL ADVISORS INCCRD 801-35817 · SEC# 801-35817 · PITTSBURGH, PA · 3 employees$38.2M AUM
-
SONICA CAPITAL LLCCRD 801-76955 · SEC# 801-76955 · NEW YORK, NY · 2 employees$38.1M AUM
-
CPA INVESTMENT SOLUTIONS, LLCCRD 801-58133 · SEC# 801-58133 · YARDLEY, PA · 5 employees$38.1M AUM
-
MAAS CAPITAL ADVISORS, LLCCRD 801-66128 · SEC# 801-66128 · PORTLAND, OR$38.1M AUM
-
STEPHEN M. COOPERCRD 801-40965 · SEC# 801-40965 · TAMPA, FL$38M AUM
-
BYRD CAPITAL MARKET ADVISERS INCCRD 801-48506 · SEC# 801-48506 · ARLINGTON, TX$38M AUM
-
DEWAAY CAPITAL MANAGEMENT, INC.CRD 801-61161 · SEC# 801-61161 · WEST DES MOINES, IA · 2 employees$38M AUM