Form ADV search

13950 results, page 246 of 279.

• THE WATERFORD GROUP, LLC

  SEC file number 801-72033 · ROCHESTER, NY · 5 employees

  $39M AUM
• LEERINK SWANN LLC

  SEC file number 801-68264 · BOSTON, MA

  $38.9M AUM
• MCDONOUGH CAPITAL MANAGEMENT, INC.

  SEC file number 801-69701 · ORLANDO, FL

  $38.9M AUM
• J.P. MORGAN PARTNERS, LLC

  SEC file number 801-58234 · NEW YORK, NY · 10 employees

  $38.9M AUM
• GOSTING DONALD LOUIS JR

  SEC file number 801-36035

  $38.9M AUM
• PERSONAL ASSET STRATEGIES, INC.

  SEC file number 801-63578 · WESTBURY, NY · 3 employees

  $38.9M AUM
• AQUA CAPITAL ADVISORS LLC

  SEC file number 801-70732 · LOS ANGELES, CA

  $38.8M AUM
• APOGEE GLOBAL ADVISORS, INC.

  SEC file number 801-62804 · 3 employees

  $38.8M AUM
• KNELMAN ASSET MANAGEMENT GROUP, LLC

  SEC file number 801-69568 · MINNEAPOLIS, MN · 4 employees

  $38.8M AUM
• FEIC FINANCIAL INC.

  SEC file number 801-67034 · YOUNGSTOWN, OH

  $38.8M AUM
• PROFESSIONAL ADVISORY GROUP, INC.

  SEC file number 801-64447 · ROSWELL, GA

  $38.8M AUM
• FORTUNE FINANCIAL ADVISORS, LLC

  SEC file number 801-68604 · OVERLAND PARK, KS

  $38.7M AUM
• MARTINELLI DISCENZA INVESTMENT COUNSEL, INC.

  SEC file number 801-67908 · LONGMEADOW, MA

  $38.7M AUM
• GIVEN CAPITAL MANAGEMENT, LLC

  SEC file number 801-64316 · CARMEL, CA

  $38.7M AUM
• BEACON INVESTMENT MANAGEMENT INC

  SEC file number 801-55377 · RALEIGH, NC

  $38.7M AUM
• BENCHMARK FINANCIAL LTD

  SEC file number 801-33512 · PHOENIX, AZ

  $38.7M AUM
• KELLNER CAPITAL MANAGEMENT, INC.

  SEC file number 801-63893 · PHILADELPHIA, PA

  $38.6M AUM
• PACESETTER FINANCIAL GROUP, L.L.C.

  SEC file number 801-64625 · LINCOLN, IL

  $38.6M AUM
• MUTUAL SECURITIES INC. OF CALIFORNIA

  SEC file number 801-68443 · CAMARILLO, CA

  $38.6M AUM
• MINDSHARE CAPITAL MANAGEMENT, LLC

  SEC file number 801-66755 · ST. LOUIS, MO

  $38.6M AUM
• INTERCONTINENTAL CAPITAL MANAGEMENT, LLC

  SEC file number 801-72811 · BOSTON, MA · 2 employees

  $38.6M AUM
• PRINCIPLY, INC.

  SEC file number 801-106798 · SAN FRANCISCO, CA · 20 employees

  $38.6M AUM
• TIMPE & TIMPE FINANCIAL ADVISORY SERVICES, L.L.C.

  SEC file number 801-69127 · INDIANAPOLIS, IN

  $38.6M AUM
• ROBERTS, JERRY RAY

  SEC file number 801-66740

  $38.6M AUM
• PREMIER FINANCIAL PLANNING, INC.

  SEC file number 801-68634

  $38.6M AUM
• ALLEGIANCE FINANCIAL ADVISORS, INC.

  SEC file number 801-66584 · PITTSBURGH, PA

  $38.5M AUM
• KC ASSET MANAGEMENT, INC.

  SEC file number 801-71635

  $38.5M AUM
• HICKMAN R T REGISTERED INVESTMENT ADVISER LLC

  SEC file number 801-55905 · PEARL RIVER, NY

  $38.5M AUM
• MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC

  SEC file number 801-60172 · NEW YORK, NY · 2 employees

  $38.5M AUM
• MONUMENT INVESTMENTS INC.

  SEC file number 801-52693 · DALLAS, TX

  $38.5M AUM
• D'ARCY CAPITAL MANAGEMENT, LLC

  SEC file number 801-72149 · SAN DIEGO, CA

  $38.5M AUM
• WELLINGTON CAPITAL MANAGEMENT, INC.

  SEC file number 801-62752 · BETHESDA, MD

  $38.4M AUM
• PORTFOLIO DESIGN ADVISORS, INC.

  SEC file number 801-64971 · ENGLEWOOD, CO · 4 employees

  $38.4M AUM
• AMERICAN INVESTMENT PLANNERS LLC

  SEC file number 801-71988 · JERICHO, NY · 18 employees

  $38.4M AUM
• BILL LOSEY RETIREMENT SOLUTIONS, LLC

  SEC file number 801-78201 · 1 employees

  $38.3M AUM
• CROSS CREEK FUND ADVISORS, LLC

  SEC file number 801-106776 · HOUMA, LA · 11 employees

  $38.3M AUM
• MAZZON JUSTIN SPENCER

  SEC file number 801-41518 · LARKSPUR, CA

  $38.3M AUM
• STONETREE CAPITAL ADVISORS, LLC

  SEC file number 801-74378 · 2 employees

  $38.3M AUM
• CHESTNUT CREEK MANAGEMENT COMPANY LLC

  SEC file number 801-68090 · WICHITA FALLS, TX

  $38.2M AUM
• SIERRA NEVADA WEALTH MANAGEMENT, LLC

  SEC file number 801-74439 · RENO, NV · 2 employees

  $38.2M AUM
• KOEHLER FINANCIAL SERVICES, INC.

  SEC file number 801-68578 · STEVENSVILLE, MI

  $38.2M AUM
• VERDEAM, LLC

  SEC file number 801-64536 · LITTLETON, CO · 6 employees

  $38.2M AUM
• MEZZACAPPA INVESTORS, LLC

  SEC file number 801-60683 · NEW YORK, NY

  $38.2M AUM
• STAAR FINANCIAL ADVISORS INC

  SEC file number 801-35817 · PITTSBURGH, PA · 3 employees

  $38.2M AUM
• SONICA CAPITAL LLC

  SEC file number 801-76955 · NEW YORK, NY · 2 employees

  $38.1M AUM
• CPA INVESTMENT SOLUTIONS, LLC

  SEC file number 801-58133 · YARDLEY, PA · 5 employees

  $38.1M AUM
• MAAS CAPITAL ADVISORS, LLC

  SEC file number 801-66128 · PORTLAND, OR

  $38.1M AUM
• STEPHEN M. COOPER

  SEC file number 801-40965 · TAMPA, FL

  $38M AUM
• BYRD CAPITAL MARKET ADVISERS INC

  SEC file number 801-48506 · ARLINGTON, TX

  $38M AUM
• DEWAAY CAPITAL MANAGEMENT, INC.

  SEC file number 801-61161 · WEST DES MOINES, IA · 2 employees

  $38M AUM