ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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SMITH, THURMAN LEONARDCRD 801-64817 · SEC# 801-64817$41.7M AUM
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HOWARD M. BORRIS & COMPANY, INC.CRD 801-15184 · SEC# 801-15184 · BEVERLY HILLS, CA · 10 employees$41.7M AUM
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GRAY WEALTH MANAGEMENT, INCCRD 801-69425 · SEC# 801-69425 · BANGOR, ME$41.7M AUM
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CAROL H. BALDI, INC.CRD 801-15105 · SEC# 801-15105 · NEW YORK, NY$41.7M AUM
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S & S WEALTH MANAGEMENT, L.P.CRD 801-62897 · SEC# 801-62897 · GRAND PRAIRIE, TX$41.6M AUM
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FINANCIAL MANAGEMENT ADVISORS INCCRD 801-39889 · SEC# 801-39889 · VIENNA, VA$41.6M AUM
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CARNE CAPITAL, LLCCRD 801-72965 · SEC# 801-72965 · RADNOR, PA · 1 employees$41.6M AUM
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LAFAYETTE ADVISORS LLCCRD 801-77128 · SEC# 801-77128 · NORFOLK, VA · 8 employees$41.5M AUM
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CAROSA STANTON ASSET MANAGEMENT, LLCCRD 801-53311 · SEC# 801-53311 · MENDON, NY · 3 employees$41.5M AUM
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RAWDIN-BARON FINANCIAL, INC.CRD 801-63960 · SEC# 801-63960 · SAN DIEGO, CA$41.5M AUM
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CENTURY CAPITAL, LLCCRD 801-71640 · SEC# 801-71640 · BELLEVUE, WA$41.5M AUM
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RAYBURN WEST FINANCIAL SERVICES LLCCRD 801-68801 · SEC# 801-68801 · NASHVILLE, TN$41.5M AUM
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HILLCREST ASSET MANAGEMENT LLCCRD 801-79552 · SEC# 801-79552 · PLANO, TX · 10 employees$41.4M AUM
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CAG TAMPA, LLCCRD 801-69161 · SEC# 801-69161 · TAMPA, FL$41.4M AUM
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LAKEWATER CAPITAL LLCCRD 801-78938 · SEC# 801-78938 · SKANEATELES, NY · 6 employees$41.4M AUM
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RAY SHI CAPITAL GROUP, LLCCRD 801-72935 · SEC# 801-72935$41.4M AUM
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WESSEL INVESTMENT COUNSEL, L.L.C.CRD 801-71485 · SEC# 801-71485 · ASHEVILLE, NC$41.3M AUM
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HEPWORTH EQUITY PARTNERS, LLCCRD 801-68598 · SEC# 801-68598 · WOLFEBORO, NH$41.3M AUM
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AMDG FINANCIAL ADVISORY SERVICES, LLCCRD 801-68411 · SEC# 801-68411 · PLYMOUTH, MI$41.3M AUM
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CHEQUERS FINANCIAL MANAGEMENT LLCCRD 801-81074 · SEC# 801-81074 · 2 employees$41.2M AUM
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THUNDERSTORM CAPITAL LLCCRD 801-62975 · SEC# 801-62975 · BOSTON, MA$41.2M AUM
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PARITER WEALTH MANAGEMENT GROUP LLCCRD 801-69079 · SEC# 801-69079 · GUAYNABO, PR · 3 employees$41.2M AUM
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LIFELINE FINANCIAL, LLCCRD 801-69388 · SEC# 801-69388 · WETHERSFIELD, CT$41.2M AUM
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TANAKA CAPITAL MANAGEMENT INCCRD 801-28990 · SEC# 801-28990 · NEW YORK, NY · 3 employees$41.2M AUM
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CBIZ FINANCIAL SOLUTIONS, INC.CRD 801-56332 · SEC# 801-56332 · CLEVELAND, OH · 24 employees$41.1M AUM
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OPIS ADVISORS, INC.CRD 801-67039 · SEC# 801-67039 · BELL CANYON, CA$41.1M AUM
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BRIGHT ASSET MANAGEMENT LLCCRD 801-66909 · SEC# 801-66909 · WESTBROOK, CT$41.1M AUM
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BECKWITH FINANCIAL ADVISORS, INC.CRD 801-66933 · SEC# 801-66933 · GREENVILLE, SC$41.1M AUM
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AAD CAPITAL MANAGEMENT L.P.CRD 801-63926 · SEC# 801-63926 · SOLANA BEACH, CA$41.1M AUM
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FIRST ASSOCIATED INVESTMENT ADVISORS, INC.CRD 801-60972 · SEC# 801-60972 · DULUTH, MN · 3 employees$41.1M AUM
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MOHAWK CAPITAL ADVISORS, LLCCRD 801-80127 · SEC# 801-80127 · 1 employees$41M AUM
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JHH WEALTH, LLCCRD 801-71578 · SEC# 801-71578 · GREENVILLE, SC · 6 employees$41M AUM
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CICC INVESTMENT MANAGEMENT (USA), INC.CRD 801-80874 · SEC# 801-80874 · NEW YORK, NY · 6 employees$41M AUM
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CR INVESTMENT ADVISORS, LLCCRD 801-72735 · SEC# 801-72735 · BAY HARBOR ISLANDS, FL · 1 employees$41M AUM
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MEYER MARJORIE ANNCRD 801-64120 · SEC# 801-64120 · UNIVERSITY PARK, FL$40.9M AUM
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IGDALOFF BARRYCRD 801-50232 · SEC# 801-50232$40.9M AUM
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STRATEGIC WEALTH MANAGEMENT ADVISORS, INC.CRD 801-66999 · SEC# 801-66999 · TALLAHASSEE, FL$40.9M AUM
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CYPRESS PRAXIS, LLCCRD 801-67575 · SEC# 801-67575$40.9M AUM
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ALDRIDGE ROBERT JOHNCRD 801-19270 · SEC# 801-19270 · LAGUNA HILLS, CA$40.9M AUM
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ADVISERS INVESTMENT MANAGEMENT,INCCRD 801-66255 · SEC# 801-66255 · COLORADO SPRINGS, CO$40.9M AUM
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TMFS-BATON ROUGE, LLCCRD 801-70542 · SEC# 801-70542 · BATON ROUGE, LA$40.8M AUM
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VELLUM FINANCIAL, LLCCRD 801-70489 · SEC# 801-70489 · ARROYO GRANDE, CA · 9 employees$40.7M AUM
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GLASSMAN WEALTH MANAGEMENT LLCCRD 801-78005 · SEC# 801-78005 · 2 employees$40.7M AUM
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ADVANCED ASSET MANAGEMENT L.L.C.CRD 801-57970 · SEC# 801-57970 · GRANDVILLE, MI$40.7M AUM
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MICHAELSON CAPITAL SPECIAL FINANCE, LLCCRD 801-79720 · SEC# 801-79720 · NEW YORK, NY · 4 employees$40.7M AUM
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MSREF II, INC.CRD 801-47598 · SEC# 801-47598 · NEW YORK, NY$40.7M AUM
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HEARTWOOD INVESTMENTS, INC.CRD 801-68579 · SEC# 801-68579 · WATERLOO, IA$40.6M AUM
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NANCY C. NELSON & ASSOCIATES INCCRD 801-56357 · SEC# 801-56357 · OLYMPIA, WA$40.5M AUM
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HOGAN STEPHEN HARRISONCRD 801-13730 · SEC# 801-13730 · BREWSTER, NY · 1 employees$40.5M AUM
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FOY FINANCIAL SERVICES, INC.CRD 801-61755 · SEC# 801-61755 · 3 employees$40.5M AUM