ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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MARCHAND FARIES FINANCIAL MANAGEMENT INCCRD 801-57658 · SEC# 801-57658$74.1M AUM
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RESOURCE FINANCIAL FUND MANAGEMENT, LLCCRD 801-65681 · SEC# 801-65681 · NEW YORK, NY · 80 employees$74M AUM
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FRANKLIN WEALTH MANAGEMENT, LLCCRD 801-72163 · SEC# 801-72163 · HIXSON, TN$74M AUM
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STRATA CAPITAL MANAGEMENT LPCRD 801-66777 · SEC# 801-66777 · BEVERLY HILLS, CA$74M AUM
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KEATING INVESTMENTS, LLCCRD 801-67305 · SEC# 801-67305 · GREENWOOD VILLAGE, CO · 9 employees$74M AUM
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INVESTMENT MANAGEMENT CORPORATIONCRD 801-26576 · SEC# 801-26576 · ROANOKE, VA$73.9M AUM
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CHARLESTON FINANCIAL ADVISORS, LLCCRD 801-65932 · SEC# 801-65932 · CHARLESTON, SC$73.9M AUM
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DISCIPLINED FINANCIAL SERVICES, INC.CRD 801-56636 · SEC# 801-56636 · BROOKFIELD, WI$73.9M AUM
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ORCHARD PLATFORM ADVISORS, LLCCRD 801-79199 · SEC# 801-79199 · NEW YORK, NY · 11 employees$73.8M AUM
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PINE COBBLE CAPITAL, LLCCRD 801-72372 · SEC# 801-72372 · WELLESLEY, MA · 4 employees$73.8M AUM
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COMPASS ADVISORY PARTNERS LLCCRD 801-70302 · SEC# 801-70302 · BRENTWOOD, TN$73.8M AUM
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EXCEL CAPITAL MANAGEMENT CORPCRD 801-57188 · SEC# 801-57188 · BELLE MEAD, NJ$73.7M AUM
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CARL DOMINO INC.CRD 801-63409 · SEC# 801-63409 · WEST PALM BEACH, FL · 3 employees$73.6M AUM
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PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLCCRD 801-70576 · SEC# 801-70576 · HENDERSON, NC$73.5M AUM
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SENESCHAL ADVISORS, LLCCRD 801-63156 · SEC# 801-63156 · UNIVERSITY PLACE, WA$73.5M AUM
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YOST CAPITAL MANAGEMENT, L.L.C.CRD 801-71155 · SEC# 801-71155 · FORT WORTH, TX$73.5M AUM
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BERGQUIST WANG, LLCCRD 801-77980 · SEC# 801-77980 · SANTA BARBARA, CA · 4 employees$73.5M AUM
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TERRAPIN ASSET MANAGEMENT, LLCCRD 801-64227 · SEC# 801-64227 · 6 employees$73.5M AUM
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TELEMETRY INVESTMENTS, L.L.C.CRD 801-77916 · SEC# 801-77916 · NEW YORK, NY · 6 employees$73.5M AUM
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CLOSED-END FUND ADVISORS INC.CRD 801-70840 · SEC# 801-70840 · RICHMOND, VA$73.4M AUM
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AMADEUS WEALTH ALTERNATIVES, LLCCRD 801-79213 · SEC# 801-79213 · NEW YORK, NY · 1 employees$73.3M AUM
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MARYLAND FINANCIAL GROUP, INC.CRD 801-71289 · SEC# 801-71289 · ROCKVILLE, MD$73.3M AUM
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WCM, INC.CRD 801-21695 · SEC# 801-21695 · MINNEAPOLIS, MN$73.2M AUM
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JSK ASSOCIATES INC.CRD 801-21958 · SEC# 801-21958 · WHITE PLAINS, NY · 4 employees$73.2M AUM
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FLEETWOOD ASSET MANAGEMENT LTD.CRD 801-67851 · SEC# 801-67851 · WHITE PLAINS, NY · 1 employees$73.2M AUM
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CAPITAL STRATEGY GROUP LTDCRD 801-20826 · SEC# 801-20826 · SYRACUSE, NY · 2 employees$73M AUM
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TMFS-LAS VEGAS, LLCCRD 801-63976 · SEC# 801-63976 · LAS VEGAS, NV$73M AUM
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PORTFOLIO STRATEGIES INCCRD 801-18475 · SEC# 801-18475 · TACOMA, WA · 5 employees$73M AUM
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FIG PARTNERS, LLCCRD 801-79712 · SEC# 801-79712 · ATLANTA, GA · 2 employees$73M AUM
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GUIDANCE POINT ADVISORS, LLCCRD 801-69731 · SEC# 801-69731 · BOSTON, MA$73M AUM
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THE ADVISOR SOURCE, INC.CRD 801-77384 · SEC# 801-77384 · 4 employees$73M AUM
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ASSET PRESERVATION STRATEGIES, INC.CRD 801-63003 · SEC# 801-63003 · SAN DIEGO, CA$73M AUM
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KING VIRGINIA HIMMELSTEIBCRD 801-31899 · SEC# 801-31899 · 1 employees$72.9M AUM
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BARCLAY BRELAND FAMILY OFFICE LLCCRD 801-78665 · SEC# 801-78665 · JUPITER, FL · 2 employees$72.9M AUM
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INDEPENDENT INVESTMENT ADVISORS INC.CRD 801-50718 · SEC# 801-50718 · HUNTINGTON, WV$72.8M AUM
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HUNGERPILLER CAPITAL MANAGEMENT, LLCCRD 801-60005 · SEC# 801-60005 · SAVANNAH, GA$72.7M AUM
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CALDWELL & ORKIN INCCRD 801-17451 · SEC# 801-17451 · NORCROSS, GA · 6 employees$72.5M AUM
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STATON FINANCIAL ADVISORS, LLCCRD 801-62498 · SEC# 801-62498$72.5M AUM
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FINANCIAL GUIDANCE GROUP, INC.CRD 801-44576 · SEC# 801-44576$72.4M AUM
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EAGLE HARBOR ASSET MANAGEMENT INCCRD 801-57631 · SEC# 801-57631 · SEATTLE, WA$72.4M AUM
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THE MUTUAL FUND STORE-NEW YORK, LLCCRD 801-69762 · SEC# 801-69762 · OVERLAND PARK, KS$72.3M AUM
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GAUDIN AND ASSOCIATES, INC.CRD 801-63552 · SEC# 801-63552 · NORTH LITTLE ROCK, AR$72.3M AUM
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TEKMEN WELLS LLCCRD 801-78418 · SEC# 801-78418 · NEW YORK, NY · 2 employees$72.3M AUM
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CANTERBURY INVESTMENT MANAGEMENT, LLCCRD 801-61876 · SEC# 801-61876 · ZIONSVILLE, IN · 3 employees$72.3M AUM
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INTERNATIONAL CAPITAL MANAGEMENT CORPCRD 801-56416 · SEC# 801-56416 · DALLAS, TX$72.2M AUM
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MERSON, HARVEY NEILCRD 801-70913 · SEC# 801-70913 · 1 employees$72.2M AUM
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UNION INVESTMENT ADVISORS, INCCRD 801-60008 · SEC# 801-60008 · LINCOLN, NE · 5 employees$72.2M AUM
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LUTHER FOREST WEALTH ADVISORS, L.L.C.CRD 801-67506 · SEC# 801-67506 · MALTA, NY · 2 employees$72.2M AUM
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GSG CAPITAL ADVISORS, LLCCRD 801-62890 · SEC# 801-62890 · CARLSBAD, CA$72.2M AUM
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RSA SIGNAL MANAGER L.L.C.CRD 801-74626 · SEC# 801-74626 · WASHINGTON, DC$72.2M AUM