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Form ADV search
SEC-registered investment advisers from Form ADV, cross-linked to Form D filings.
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13950 results, page 179 of 279.
13950 advisers
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FOOTHILLS ASSET MANAGEMENT LTDSEC file number 801-55154 · SCOTTSDALE, AZ · 4 employees$197.3M AUM
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DAVIDSON CAPITAL CORPORATIONSEC file number 801-62185 · DAVIDSON, NC · 4 employees$197.3M AUM
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AGH WEALTH ADVISORS, LLCSEC file number 801-69091 · WICHITA, KS · 6 employees$197.2M AUM
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INTEGRATED CAPITAL MANAGEMENT, INC.SEC file number 801-70055 · JESSUP, PA · 6 employees$197M AUM
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OPPENHEIMERFUNDS INCSEC file number 801-8253 · NEW YORK, NY$197M AUM
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AUA CAPITAL MANAGEMENT, LLCSEC file number 801-79050 · CAMP HILL, PA · 6 employees$196.9M AUM
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ROWLAND & CO INVESTMENT COUNSELSEC file number 801-13578 · ATLANTA, GA · 5 employees$196.8M AUM
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SIGMA FINANCIAL SERVICES INCSEC file number 801-55140 · ROANOKE, VA · 3 employees$196.6M AUM
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MANIFOLD PARTNERS LLCSEC file number 801-78502 · SAN FRANCISCO, CA · 16 employees$196.5M AUM
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PERSONAL FINANCIAL CONSULTANTS, INC.SEC file number 801-75061 · LAFAYETTE, CA · 5 employees$196.4M AUM
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LOREM IPSUM MANAGEMENT, LLCSEC file number 801-80188 · NEW YORK, NY · 7 employees$196.4M AUM
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CAPITAL ADVISORY GROUP, INC.SEC file number 801-64114 · DALLAS, TX · 3 employees$196.3M AUM
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SPARROW CAPITAL MANAGEMENT INCSEC file number 801-42906 · ST. LOUIS, MO · 2 employees$196.1M AUM
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WELTON INVESTMENT CORPORATIONSEC file number 801-74664 · CARMEL, CA · 18 employees$195.9M AUM
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AHM ASSET MANAGEMENT, LLCSEC file number 801-56226 · ST LOUIS, MO$195.8M AUM
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BISCHOFF WEALTH MANAGEMENT GROUP, LLCSEC file number 801-106594 · GREENWOOD, IN · 6 employees$195.8M AUM
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TURNBERRY FINANCIAL SERVICES, INC.SEC file number 801-57327 · WESTLAKE VILLAGE, CA$195.7M AUM
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KEMPNER CAPITAL MANAGEMENT, INC.SEC file number 801-17585 · GALVESTON, TX · 9 employees$195.6M AUM
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GARRISON INVESTMENT GROUP LPSEC file number 801-71928 · NEW YORK, NY · 7 employees$195.4M AUM
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PALANTIR CAPITAL MANAGEMENT, LTD.SEC file number 801-63362 · HOUSTON, TX · 3 employees$195.3M AUM
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MOUNT VERNON ASSOCIATES INCSEC file number 801-26821 · BALTIMORE, MD · 3 employees$195.2M AUM
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SP INVESTMENTS MANAGEMENT, LLCSEC file number 801-76627 · SAN FRANCISCO, CA · 8 employees$195.2M AUM
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WARNKE/NICHOLS LTD.SEC file number 801-79230 · DELAFIELD, WI · 3 employees$195.1M AUM
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WAVERLY ADVISORS, LLCSEC file number 801-73146 · CORNING, NY · 3 employees$195M AUM
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ALLISON KAYLOR FLINKSEC file number 801-76790 · 2 employees$195M AUM
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KAHN ASSET MANAGEMENT, INC.SEC file number 801-70912 · BEVERLY HILLS, CA · 4 employees$194.9M AUM
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GOODE PARTNERS LLCSEC file number 801-74320 · NEW YORK, NY · 8 employees$194.9M AUM
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BEDROCK CAPITAL MANAGEMENT, INC.SEC file number 801-61822 · LOS ALTOS, CA$194.8M AUM
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HEFTY WEALTH PARTNERS, INC.SEC file number 801-71660 · AUBURN, IN · 11 employees$194.7M AUM
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MORGAN STANLEY CAPITAL PARTNERS III INCSEC file number 801-45478 · NEW YORK, NY$194.7M AUM
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MILLENNIUM TVP MANAGEMENT CO., LLCSEC file number 801-73857 · NEW YORK, NY · 5 employees$194.7M AUM
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SPICEWOOD OAKS ADVISORS, INC.SEC file number 801-79348 · AUSTIN, TX · 5 employees$194.5M AUM
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KABAREC FINANCIAL ADVISORS LTDSEC file number 801-28513 · PALATINE, IL · 5 employees$194.5M AUM
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LYLE, ALLAN GLENSEC file number 801-16717 · SAN RAFAEL, CA · 2 employees$194.4M AUM
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HALL STRUCTURED FINANCE, INC.SEC file number 801-77529 · FRISCO, TX · 5 employees$194.3M AUM
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AKJ ASSET MANAGEMENT, LLCSEC file number 801-35998 · PALO ALTO, CA$194.2M AUM
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MILLRACE ASSET GROUP, INC.SEC file number 801-70920 · BERWYN, PA · 8 employees$194.1M AUM
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THE APPLETON GROUP, LLCSEC file number 801-62598 · APPLETON, WI · 7 employees$194.1M AUM
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DUET ALTERNATIVE INVESTMENTS (USA) LIMITEDSEC file number 801-61390 · NEW YORK, NY$194M AUM
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TRIMARAN MANAGERS LPSEC file number 801-72147 · NEW YORK, NY · 8 employees$194M AUM
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QUANTUM CAPITAL ADVISORS, LLCSEC file number 801-77003 · 4 employees$193.9M AUM
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EAGLESTONE WEALTH ADVISORS, INC.SEC file number 801-68116 · ROCKVILLE, MD · 6 employees$193.8M AUM
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MCLAUGHLIN RYDER ADVISORY SERVICES, LLCSEC file number 801-71440 · ALEXANDRIA, VA · 10 employees$193.7M AUM
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IMUS WILKINSON INVESTMENT MANAGEMENT, LLCSEC file number 801-81094 · TUCSON, AZ · 3 employees$193.6M AUM
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SCHULTZ FINANCIAL GROUP INCORPORATEDSEC file number 801-18297 · RENO, NV · 6 employees$193.5M AUM
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RED ZONE CAPITAL MANAGEMENT COMPANY, LLCSEC file number 801-74363 · MCLEAN, VA$193.4M AUM
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E2M PARTNERS, LLCSEC file number 801-73484 · DALLAS, TX · 7 employees$193.4M AUM
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MAZARS USA WEALTH ADVISORS LLCSEC file number 801-63968 · NEW YORK, NY · 2 employees$193.3M AUM
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BARNETT FINANCIAL, INC.SEC file number 801-66555 · AUSTIN, TX · 3 employees$193.2M AUM
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STONE LION L.P.SEC file number 801-73812 · NEW YORK, NY · 4 employees$192.8M AUM