ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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MCCARTHY GRITTINGER FINANCIAL GROUP, LLCCRD 801-56927 · SEC# 801-56927 · MILWAUKEE, WI · 10 employees$389.8M AUM
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ANCHOR CAPITAL MANAGEMENT GROUP, INC.CRD 801-61643 · SEC# 801-61643 · ALISO VIEJO, CA · 4 employees$389.7M AUM
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HAWK QUANTITATIVE STRATEGIES, LLCCRD 801-74805 · SEC# 801-74805 · NEW YORK, NY · 4 employees$389.7M AUM
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INDICES-PAC RESEARCH CORP.CRD 801-73725 · SEC# 801-73725 · MONTVALE, NJ$389.2M AUM
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CALVERT STREET CAPITAL PARTNERS, INC.CRD 801-73600 · SEC# 801-73600 · TOWSON, MD · 20 employees$389.2M AUM
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HOCHMAN COLE INVESTMENT ADVISORS, INC.CRD 801-67213 · SEC# 801-67213 · DEERFIELD, IL · 5 employees$388.8M AUM
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POINTE CAPITAL MANAGEMENT LLCCRD 801-70983 · SEC# 801-70983 · GROSSE POINTE FARMS, MI · 6 employees$388.1M AUM
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SIERRA INVESTMENT MANAGEMENT, LLCCRD 801-42954 · SEC# 801-42954 · SANTA MONICA, CA · 31 employees$388.1M AUM
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BMS FINANCIAL ADVISORS, LLCCRD 801-79498 · SEC# 801-79498 · RAPID CITY, SD · 10 employees$388M AUM
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SG FINANCIAL ADVISORS, LLCCRD 801-67524 · SEC# 801-67524 · SANDY SPRINGS, GA · 4 employees$387.7M AUM
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ZIMMERMAN WEALTH MANAGEMENT, LLCCRD 801-62210 · SEC# 801-62210 · EVANSTON, IL · 7 employees$387.7M AUM
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VEDANTA MANAGEMENT, L.P.CRD 801-73691 · SEC# 801-73691 · NEW YORK, NY · 8 employees$387.3M AUM
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LIGHTHOUSE FINANCIAL SERVICES INCCRD 801-55848 · SEC# 801-55848 · BREA, CA · 7 employees$387.3M AUM
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SHILANSKI & ASSOCIATES, INC.CRD 801-88195 · SEC# 801-88195 · ANCHORAGE, AK · 16 employees$386.7M AUM
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TRUENORTH, INC.CRD 801-56776 · SEC# 801-56776 · WICHITA, KS · 14 employees$386.7M AUM
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CLARK FINANCIAL SERVICES GROUP INCCRD 801-50052 · SEC# 801-50052 · CHESTERFIELD, MO · 5 employees$386.5M AUM
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ABRY PARTNERS, LLCCRD 801-74146 · SEC# 801-74146 · BOSTON, MA · 3 employees$386.4M AUM
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PARADIGM ASSET MANAGEMENT COMPANY, L.L.C.CRD 801-49001 · SEC# 801-49001 · WHITE PLAINS, NY · 5 employees$386.4M AUM
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HARBOURVIEW ASSET MANAGEMENT CORPORATIONCRD 801-27136 · SEC# 801-27136 · NEW YORK, NY$386.4M AUM
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RWB CAPITAL MANAGEMENT, LLCCRD 801-60510 · SEC# 801-60510 · GRAND RAPIDS, MI · 5 employees$386.3M AUM
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CARDINAL CAPITAL MANAGEMENT, L.L.C.CRD 801-49090 · SEC# 801-49090 · GREENWICH, CT · 13 employees$386.3M AUM
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GOLD COAST WEALTH MANAGEMENT, LLCCRD 801-72197 · SEC# 801-72197 · JERICHO, NY · 3 employees$386.3M AUM
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DIASTOLE WEALTH MANAGEMENT, INC.CRD 801-57610 · SEC# 801-57610 · GUILFORD, CT · 12 employees$386.2M AUM
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FRUTH INVESTMENT MANAGEMENTCRD 801-40948 · SEC# 801-40948 · HOUSTON, TX · 3 employees$386.2M AUM
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SOVARNUM CAPITAL L.P.CRD 801-73525 · SEC# 801-73525 · NEW YORK, NY · 7 employees$385.9M AUM
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KEENEY FINANCIAL GROUP INC.CRD 801-106762 · SEC# 801-106762 · COLUMBIA, MD · 10 employees$385.6M AUM
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ADVANTAGE INVESTMENT MANAGEMENT, LLCCRD 801-69551 · SEC# 801-69551 · CEDAR RAPIDS, IA · 30 employees$385.6M AUM
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ASHDON INVESTMENT MANAGEMENT, LLCCRD 801-68173 · SEC# 801-68173 · TULLAHOMA, TN · 5 employees$385.5M AUM
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HEACOCK & JONES FINANCIAL SERVICES, INC.CRD 801-58064 · SEC# 801-58064 · DUBUQUE, IA · 8 employees$385.5M AUM
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WEATHERSTONE CAPITAL MANAGEMENT, INC.CRD 801-57263 · SEC# 801-57263 · NORTHGLENN, CO · 11 employees$384.9M AUM
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BECK CAPITAL MANAGEMENT LLCCRD 801-70977 · SEC# 801-70977 · AUSTIN, TX · 10 employees$384.6M AUM
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DAY & ENNIS, LLCCRD 801-62106 · SEC# 801-62106 · MACON, GA · 6 employees$384.1M AUM
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ADKINS SEALE CAPITAL MANAGEMENT LLCCRD 801-77795 · SEC# 801-77795 · SHREVEPORT, LA · 4 employees$384M AUM
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PATHWAY FINANCIAL ADVISERS, LLCCRD 801-80650 · SEC# 801-80650 · AUBURN, IN · 8 employees$383.9M AUM
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C. C. DUNNAVAN & CO., INC.CRD 801-14602 · SEC# 801-14602 · MINNEAPOLIS, MN · 7 employees$383.8M AUM
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SEVEN LOCKS CAPITAL MANAGEMENT LPCRD 801-73864 · SEC# 801-73864 · NEW YORK, NY · 7 employees$383.5M AUM
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GO INVESTMENT PARTNERS LLPCRD 801-68761 · SEC# 801-68761 · 10 employees$383.4M AUM
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SCHNEIDER CAPITAL MANAGEMENT CORPCRD 801-55439 · SEC# 801-55439 · BERWYN, PA · 7 employees$383.4M AUM
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CARL MARKS MANAGEMENT COMPANY, LLCCRD 801-41108 · SEC# 801-41108 · NEW YORK, NY · 9 employees$383.3M AUM
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LJM FUNDS MANAGEMENT, LTD.CRD 801-76983 · SEC# 801-76983 · CHICAGO, IL · 18 employees$383.2M AUM
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HAWKEYE CAPITAL MANAGEMENT, LLCCRD 801-74072 · SEC# 801-74072 · MIAMI BEACH, FL · 5 employees$383M AUM
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VICIS CAPITAL, LLCCRD 801-65023 · SEC# 801-65023 · NEW YORK, NY$382.9M AUM
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PIVOTAL PLANNING GROUP, LLCCRD 801-71335 · SEC# 801-71335 · MELVILLE, NY · 7 employees$382.6M AUM
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CLARAPHI ADVISORY NETWORK, LLCCRD 801-80575 · SEC# 801-80575 · ALISO VIEJO, CA · 8 employees$382.5M AUM
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ROSENBLUM SILVERMAN SUTTON SF INCCRD 801-21730 · SEC# 801-21730 · SAN FRANCISCO, CA · 6 employees$382M AUM
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JWA FINANCIAL GROUP, INC.CRD 801-61361 · SEC# 801-61361 · DALLAS, TX$381.7M AUM
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MATSON FINANCIAL ADVISORS, INC.CRD 801-61439 · SEC# 801-61439 · DANBURY, CT · 7 employees$381.5M AUM
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MKT ADVISORS LLCCRD 801-76469 · SEC# 801-76469 · ESCONDIDO, CA · 4 employees$381.5M AUM
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GAINPLAN LLCCRD 801-81166 · SEC# 801-81166 · BLOOMFIELD HILLS, MI · 11 employees$381.1M AUM
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DELTA FINANCIAL ADVISORS, L.L.C.CRD 801-61891 · SEC# 801-61891 · NEW ORLEANS, LA · 4 employees$381.1M AUM