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Form ADV search
SEC-registered investment advisers from Form ADV, cross-linked to Form D filings.
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13950 results, page 135 of 279.
13950 advisers
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EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLCSEC file number 801-78373 · LAWRENCE, KS · 6 employees$440.5M AUM
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HATTON CONSULTING, INC.SEC file number 801-60580 · PHOENIX, AZ · 5 employees$440.4M AUM
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SHAKESPEARE WEALTH MANAGEMENT, LLCSEC file number 801-92171 · PEWAUKEE, WI · 8 employees$440.2M AUM
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WEST OAK CAPITAL, LLCSEC file number 801-62367 · EAGLE, ID · 8 employees$439.9M AUM
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WELLSPRING WEALTH MANAGEMENT LLCSEC file number 801-64350 · ALPHARETTA, GA · 9 employees$439.8M AUM
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PROSPECT CAPITAL ADVISORS, LLCSEC file number 801-100384 · SAUSALITO, CA · 3 employees$439.7M AUM
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FRONTEGRA ASSET MANAGEMENT INCSEC file number 801-52123 · WESTMONT, IL · 3 employees$439.7M AUM
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INVECO INTERNATIONAL, INC.SEC file number 801-74155 · NEW YORK, NY · 3 employees$439.6M AUM
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DREXEL MORGAN & CO.SEC file number 801-70432 · RADNOR, PA · 4 employees$439.6M AUM
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VENOR CAPITAL MANAGEMENT LPSEC file number 801-72616 · NEW YORK, NY · 5 employees$439.5M AUM
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FINANCIAL SECURITY MANAGEMENT, INCSEC file number 801-81072 · LAKEWOOD, CO · 8 employees$439.4M AUM
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CYPRESS CAPITAL PARTNERS, LLCSEC file number 801-66861 · CHICAGO, IL · 3 employees$439.1M AUM
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PRENTISS SMITH & COMPANY, INC.SEC file number 801-17579 · BRATTLEBORO, VT · 9 employees$439.1M AUM
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LISANTI CAPITAL GROWTH LLCSEC file number 801-62639 · NEW YORK, NY · 5 employees$438.5M AUM
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PRAIRIE WEALTH ADVISORS, INC.SEC file number 801-77062 · OMAHA, NE · 8 employees$438.4M AUM
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PAMLI FUND MANAGEMENT LLCSEC file number 801-73956 · NEW YORK, NY · 10 employees$438.4M AUM
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SAYBROOK CAPITAL CORPSEC file number 801-35487 · SAG HARBOR, NY · 5 employees$438.2M AUM
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300 NORTH CAPITAL, LLCSEC file number 801-47993 · PASADENA, CA$438.1M AUM
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HAWKINS CAPITAL L.P.SEC file number 801-62642 · HOUSTON, TX · 5 employees$438M AUM
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GAGNON SECURITIES, LLCSEC file number 801-64836 · NEW YORK, NY · 22 employees$438M AUM
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CAPSTONE FINANCIAL SOLUTIONS, LLCSEC file number 801-62065 · HOUSTON, TX$437.6M AUM
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SILVER RIDGE ASSET MANAGEMENT US LPSEC file number 801-106804 · NEW YORK, NY · 3 employees$437.6M AUM
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PURUS WEALTH MANAGEMENT, LLCSEC file number 801-80854 · NEWPORT BEACH, CA · 10 employees$437.5M AUM
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THE CAVANAUGH GROUP INCSEC file number 801-50257 · HILTON HEAD ISLAND, SC · 2 employees$437.3M AUM
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RITTER DANIHER FINANCIAL ADVISORY, LLCSEC file number 801-61633 · CINCINNATI, OH · 9 employees$437.2M AUM
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BASEL ASSET MANAGEMENT, LLCSEC file number 801-64337 · JERSEY CITY, NJ$437M AUM
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KENNERMAN ASSOCIATE INCSEC file number 801-25724 · SARATOGA SPRING, NY · 4 employees$437M AUM
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BROMFIELD SNEIDER WEALTH ADVISORS, INC.SEC file number 801-67397 · WESTWOOD, MA · 4 employees$436.7M AUM
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BURKETT FINANCIAL SERVICES, LLCSEC file number 801-67535 · ROCK HILL, SC · 6 employees$436.5M AUM
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PERSIUM ADVISORS, LLCSEC file number 801-71127 · ATLANTA, GA · 11 employees$436.5M AUM
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WEALTHTRUST ARIZONA LLCSEC file number 801-67203 · SCOTTSDALE, AZ · 9 employees$436.1M AUM
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CAUSEY DEMGEN & MOORE P.C.SEC file number 801-36051 · DENVER, CO · 58 employees$436M AUM
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MASCOMA WEALTH MANAGEMENT LLCSEC file number 801-80982 · HANOVER, NH · 9 employees$435.3M AUM
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CONCORD ASSET MANAGEMENT, LLCSEC file number 801-61970 · CHICAGO, IL$435.2M AUM
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POMELO CAPITAL LLCSEC file number 801-72842 · NEW YORK, NY · 5 employees$435M AUM
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EXPLORA INVESTIMENTOS GEST?O DE RECURSOS LTDASEC file number 801-72978 · 13 employees$434.9M AUM
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KIRR, MARBACH & COMPANY, LLCSEC file number 801-10809 · COLUMBUS, IN · 7 employees$434.6M AUM
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OPEN DOOR CAPITAL ADVISORS (US), LLCSEC file number 801-72734 · SAN FRANCISCO, CA · 10 employees$434.5M AUM
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SEABRIDGE INVESTMENT ADVISORS LLCSEC file number 801-55009 · SUMMIT, NJ · 11 employees$434.4M AUM
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TRAIN, BABCOCK ADVISORS LLCSEC file number 801-10571 · NEW YORK, NY · 9 employees$434.1M AUM
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MONUMENT CAPITAL MANAGEMENT, LLCSEC file number 801-76802 · ALEXANDRIA, VA · 10 employees$433.8M AUM
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ASSET MANAGEMENT FOR PROFESSIONALS INCSEC file number 801-56387 · WHITEFISH BAY, WI · 4 employees$433.7M AUM
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MIDWEST FINANCIAL GROUP LLCSEC file number 801-81177 · OVERLAND PARK, KS · 7 employees$433.7M AUM
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LIDO ADVISORS, INC.SEC file number 801-61074 · BEVERLY HILLS, CA$433.5M AUM
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HERON FINANCIAL GROUP, LLCSEC file number 801-68679 · NEW YORK, NY · 5 employees$433M AUM
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MSJC, LPSEC file number 801-77180 · COPPELL, TX · 14 employees$432.8M AUM
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OPALEYE MANAGEMENT INC.SEC file number 801-78700 · BOSTON, MA · 4 employees$432.5M AUM
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BNR PARTNERS, LLCSEC file number 801-62645 · CHICAGO, IL · 9 employees$432.4M AUM
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COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.SEC file number 801-62834 · BLOOMINGTON, IN · 20 employees$432.4M AUM
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MREC MANAGEMENT, LLCSEC file number 801-106735 · 10 employees$432.3M AUM