ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.CRD 801-63242 · SEC# 801-63242 · ST. LOUIS, MO · 7 employees$483.9M AUM
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MERITAS WEALTH MANAGEMENT, LLCCRD 801-69687 · SEC# 801-69687 · LARKSPUR, CA · 11 employees$483.8M AUM
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WJ INTERESTS, LLCCRD 801-61853 · SEC# 801-61853 · SUGAR LAND, TX · 9 employees$483.8M AUM
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HIGHMARK WEALTH MANAGEMENT LLCCRD 801-76896 · SEC# 801-76896 · ST. PAUL, MN · 6 employees$483.7M AUM
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QFR CAPITAL MANAGEMENT, L.P.CRD 801-70591 · SEC# 801-70591 · NEW YORK, NY · 11 employees$483.5M AUM
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SHAYNE & JACOBS, LLCCRD 801-56424 · SEC# 801-56424 · NASHVILLE, TN · 5 employees$483M AUM
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BRIGHT ROCK CAPITAL MANAGEMENT LLCCRD 801-71081 · SEC# 801-71081 · HANOVER, MA · 5 employees$483M AUM
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BRONSON POINT MANAGEMENT LLCCRD 801-74185 · SEC# 801-74185 · FAIRFIELD, CT · 10 employees$482.4M AUM
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NORTHWEST FINANCIAL SERVICES INCCRD 801-42770 · SEC# 801-42770 · INDIANAPOLIS, IN · 9 employees$482.3M AUM
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EVERCORE ASSET MANAGEMENT, LLCCRD 801-65664 · SEC# 801-65664 · NEW YORK, NY$482.2M AUM
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IDI INVESTMENT MANAGEMENT, LLC.CRD 801-72418 · SEC# 801-72418 · ATLANTA, GA$482M AUM
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CYGNUS ASSET MANAGEMENT SGIIC, SACRD 801-78946 · SEC# 801-78946 · 15 employees$481.9M AUM
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SUREVIEW CAPITAL LLCCRD 801-73746 · SEC# 801-73746 · GREENWICH, CT · 8 employees$481.8M AUM
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HUNTING HILL GLOBAL CAPITAL, LLCCRD 801-78603 · SEC# 801-78603 · NEW YORK, NY · 7 employees$481.7M AUM
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TORTUGA ADVISERS LLCCRD 801-64857 · SEC# 801-64857 · SIMI VALLEY, CA · 1 employees$481.6M AUM
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CHESME INCCRD 801-66375 · SEC# 801-66375 · DEWITT, MI · 6 employees$481.4M AUM
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FIDUCIARY SERVICES CORPORATIONCRD 801-9822 · SEC# 801-9822 · SAVANNAH, GA$480.6M AUM
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CAPITAL DESIGN ASSOCIATES GROUP, LLCCRD 801-70794 · SEC# 801-70794 · GREENVILLE, SC · 3 employees$480.5M AUM
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OAKWOOD REAL ESTATE PARTNERS, LLCCRD 801-79677 · SEC# 801-79677 · DENVER, CO · 8 employees$480.3M AUM
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AFFINITY CAPITAL ADVISORS LLCCRD 801-81133 · SEC# 801-81133 · BERKELEY, CA · 8 employees$480.1M AUM
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EMPIRE CAPITAL MANAGEMENT LLCCRD 801-74062 · SEC# 801-74062 · WESTPORT, CT · 10 employees$479.9M AUM
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WEALTH PRESERVATION ADVISORS, LLCCRD 801-77997 · SEC# 801-77997 · CHATTANOOGA, TN · 3 employees$479.7M AUM
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DG CAPITAL MANAGEMENT, LLCCRD 801-72420 · SEC# 801-72420 · NEW YORK, NY · 10 employees$479.4M AUM
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MFA WEALTH ADVISORS, LLCCRD 801-79952 · SEC# 801-79952 · PITTSBURGH, PA · 14 employees$479.3M AUM
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CLARITY WEALTH ADVISORS, LLCCRD 801-79251 · SEC# 801-79251 · SAN JOSE, CA · 4 employees$478.9M AUM
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HEMSLEY ADVISORS, LTD.CRD 801-47007 · SEC# 801-47007 · CHICAGO, IL · 5 employees$478.8M AUM
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REGENT INVESTMENT MANAGEMENT LLCCRD 801-76730 · SEC# 801-76730 · LOUISVILLE, KY · 4 employees$478.5M AUM
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ALLEN WEALTH MANAGEMENT, LLCCRD 801-64431 · SEC# 801-64431 · BOONE, NC · 7 employees$478.5M AUM
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THE MOORINGS GROUP, LLCCRD 801-63917 · SEC# 801-63917 · ATLANTA, GA · 3 employees$478.1M AUM
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PHOENIX INVESTMENT ADVISER LLCCRD 801-65790 · SEC# 801-65790 · NEW YORK, NY · 18 employees$478.1M AUM
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CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLCCRD 801-79808 · SEC# 801-79808 · FORT MYERS, FL · 6 employees$478M AUM
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LOMBARD ODIER TRANSATLANTIC LIMITEDCRD 801-72360 · SEC# 801-72360 · 20 employees$477.5M AUM
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HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.CRD 801-61958 · SEC# 801-61958 · GLASTONBURY, CT · 7 employees$477.5M AUM
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JACKSON FINANCIAL MANAGEMENTCRD 801-55787 · SEC# 801-55787 · COSTA MESA, CA · 13 employees$477.4M AUM
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FINANCIAL MANAGEMENT, INC.CRD 801-80360 · SEC# 801-80360 · YAKIMA, WA · 14 employees$477.1M AUM
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NICOLLET INVESTMENT MANAGEMENT, INC.CRD 801-57282 · SEC# 801-57282 · MINNEAPOLIS, MN · 9 employees$477M AUM
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SHIKIAR ASSET MANAGEMENT INCCRD 801-44062 · SEC# 801-44062 · NEW YORK, NY · 7 employees$477M AUM
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INDEPENDENT INVESTORS INCCRD 801-19338 · SEC# 801-19338 · NESCONSET, NY · 6 employees$476.4M AUM
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D.B. FITZPATRICK & CO., INC.CRD 801-22733 · SEC# 801-22733 · BOISE, ID · 10 employees$476.3M AUM
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ROOF ADVISORY GROUP, INC.CRD 801-62995 · SEC# 801-62995 · HARRISBURG, PA · 9 employees$476.3M AUM
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AMBS INVESTMENT COUNSEL LLCCRD 801-49983 · SEC# 801-49983 · GRAND RAPIDS, MI · 11 employees$476.2M AUM
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AMERICA FIRST INVESTMENT ADVISORS LLCCRD 801-41702 · SEC# 801-41702 · OMAHA, NE · 7 employees$476M AUM
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RNK CAPITAL LLCCRD 801-73668 · SEC# 801-73668 · NEW YORK, NY$475.6M AUM
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360 FINANCIAL, INC.CRD 801-78425 · SEC# 801-78425 · WAYZATA, MN · 18 employees$475.4M AUM
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ARMOR ADVISORS, L.L.C.CRD 801-73922 · SEC# 801-73922 · NEW YORK, NY · 7 employees$475.2M AUM
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GRADIENT SECURITIES, LLCCRD 801-80807 · SEC# 801-80807 · ARDEN HILLS, MN · 62 employees$475.2M AUM
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GSB WEALTH MANAGEMENT, LLCCRD 801-61932 · SEC# 801-61932 · GUILFORD, CT · 13 employees$475M AUM
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COOK WEALTH, LLCCRD 801-79160 · SEC# 801-79160 · RALEIGH, NC · 25 employees$475M AUM
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DUNDEEWEALTH US, LPCRD 801-67074 · SEC# 801-67074 · BERWYN, PA · 17 employees$474.7M AUM
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ESSEX LLCCRD 801-54274 · SEC# 801-54274 · DEER PARK, IL · 10 employees$474.3M AUM