ADV Search
Search SEC-registered investment advisers (Form ADV). Cross-linked to Form D filings under the same name.
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13950 advisers
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ALLIANCE ADVISORY & SECURITIES, LLCCRD 801-67105 · SEC# 801-67105 · WESTLAKE VILLAGE, CA · 25 employees$608.4M AUM
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ARGENT WEALTH MANAGEMENT, INC.CRD 801-44739 · SEC# 801-44739 · WESTON, MA · 10 employees$608.1M AUM
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PROTECTED INVESTORS OF AMERICACRD 801-10299 · SEC# 801-10299 · SAN FRANCISCO, CA · 68 employees$607.9M AUM
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MINIS & CO., INC.CRD 801-68430 · SEC# 801-68430 · SAVANNAH, GA · 10 employees$607.6M AUM
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OCEAN ENDOWMENT PARTNERS, LLCCRD 801-78273 · SEC# 801-78273 · 2 employees$607.6M AUM
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HANLON INVESTMENT MANAGEMENT, INC.CRD 801-60889 · SEC# 801-60889 · EGG HARBOR TWP., NJ · 26 employees$607.5M AUM
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SENECA FINANCIAL ADVISORS LLCCRD 801-71051 · SEC# 801-71051 · ROCHESTER, NY · 19 employees$607M AUM
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HUSSMAN STRATEGIC ADVISORS INCCRD 801-57572 · SEC# 801-57572 · ELLICOTT CITY, MD · 6 employees$606.9M AUM
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KINGFISHER CAPITAL, LLCCRD 801-70267 · SEC# 801-70267 · CHARLOTTE, NC · 7 employees$606.8M AUM
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RIVA RIDGE CAPITAL MANAGEMENT LPCRD 801-73405 · SEC# 801-73405 · NEW YORK, NY · 9 employees$606.8M AUM
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EXCALIBUR MANAGEMENT CORPCRD 801-39935 · SEC# 801-39935 · WALTHAM, MA · 11 employees$606.4M AUM
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THOMSON HORSTMANN & BRYANT INCCRD 801-54432 · SEC# 801-54432 · NORWALK, CT · 14 employees$606M AUM
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PRINCETON GLOBAL ASSET MANAGEMENT LLCCRD 801-71305 · SEC# 801-71305 · PRINCETON, NJ · 15 employees$605.8M AUM
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ALBITZ/MILOE AND ASSOCIATES, INC.CRD 801-22365 · SEC# 801-22365 · TORRANCE, CA · 5 employees$605.5M AUM
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LIBERTY CAPITAL MANAGEMENT INCCRD 801-42852 · SEC# 801-42852 · BIRMINGHAM, MI · 4 employees$605.4M AUM
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TOMPKINS WEALTH MANAGEMENT INC.CRD 801-18453 · SEC# 801-18453 · PITTSFORD, NY · 22 employees$605.2M AUM
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VISIONARY ASSET MANAGEMENT, INC.CRD 801-69217 · SEC# 801-69217 · HOUSTON, TX · 8 employees$605.1M AUM
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CENTERPOINT ADVISORS, LLCCRD 801-72619 · SEC# 801-72619 · NEEDHAM, MA · 13 employees$605M AUM
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ERMITAGE ASSET MANAGEMENT JERSEY LIMITEDCRD 801-65247 · SEC# 801-65247 · 10 employees$604.9M AUM
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MCNAMARA FINANCIAL SERVICES, INC.CRD 801-71682 · SEC# 801-71682 · MARSHFIELD, MA · 11 employees$604.8M AUM
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SEAMOUNT FINANCIAL GROUP INCCRD 801-56412 · SEC# 801-56412 · COLORADO SPRINGS, CO · 10 employees$604.7M AUM
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WATTS GWILLIAM & COMPANY, LLCCRD 801-63078 · SEC# 801-63078 · GILBERT, AZ · 10 employees$604.6M AUM
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GRAND WEALTH MANAGEMENT, LLCCRD 801-63306 · SEC# 801-63306 · GRAND RAPIDS, MI · 13 employees$604.5M AUM
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TRUE NORTH MANAGEMENT GROUP, LLCCRD 801-74203 · SEC# 801-74203 · STAMFORD, CT · 11 employees$604.5M AUM
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SARASIN ASSET MANAGEMENT LIMITEDCRD 801-62077 · SEC# 801-62077 · 12 employees$603.3M AUM
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ECP MANAGER III LPCRD 801-70870 · SEC# 801-70870 · WASHINGTON, DC · 30 employees$603.2M AUM
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3D ASSET MANAGEMENT, INC.CRD 801-68413 · SEC# 801-68413 · HARTFORD, CT · 15 employees$603M AUM
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NEWFOCUS FINANCIAL GROUP, LLCCRD 801-63625 · SEC# 801-63625 · VANCOUVER, WA · 14 employees$603M AUM
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PACIFICA CAPITAL INVESTMENTS LLCCRD 801-62010 · SEC# 801-62010 · 3 employees$602M AUM
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ALTAVISTA WEALTH MANAGEMENT, INC.CRD 801-62511 · SEC# 801-62511 · ASHEVILLE, NC · 10 employees$601.5M AUM
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CONCENTRIC WEALTH MANAGEMENT LLCCRD 801-68940 · SEC# 801-68940 · LAFAYETTE, CA · 6 employees$601.3M AUM
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INFANGER INVESTMENT TECHNOLOGY, LLCCRD 801-57817 · SEC# 801-57817 · MOUNTAIN VIEW, CA · 1 employees$601M AUM
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BFI INFINITY LTD.CRD 801-72602 · SEC# 801-72602 · 17 employees$600.8M AUM
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ALIDADE CAPITAL, LLCCRD 801-78660 · SEC# 801-78660 · BLOOMFIELD HILLS, MI · 20 employees$600.4M AUM
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PROFFITT & GOODSON INC.CRD 801-28292 · SEC# 801-28292 · KNOXVILLE, TN · 8 employees$600.4M AUM
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LINCOLNSHIRE MANAGEMENT, INC.CRD 801-73345 · SEC# 801-73345 · NEW YORK, NY · 27 employees$600.4M AUM
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BYRON FINANCIAL, LLCCRD 801-68802 · SEC# 801-68802 · CHARLOTTE, NC · 6 employees$600.2M AUM
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CASTLE HARLAN, INC.CRD 801-74023 · SEC# 801-74023 · NEW YORK, NY · 21 employees$600M AUM
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CARNICK & KUBIK, LLCCRD 801-72828 · SEC# 801-72828 · DENVER, CO · 10 employees$600M AUM
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IAM PRIVATE DEBT GROUPCRD 801-79054 · SEC# 801-79054 · 16 employees$600M AUM
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RETIREMENT FUNDING ADVISORS INC.CRD 801-49645 · SEC# 801-49645 · TROY, MI · 5 employees$599.8M AUM
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DUNCKER, STREETT & CO., LLCCRD 801-58224 · SEC# 801-58224 · ST. LOUIS, MO · 5 employees$599.6M AUM
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VIRTUS REAL ESTATE LLCCRD 801-77068 · SEC# 801-77068 · AUSTIN, TX · 43 employees$599.4M AUM
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BCS FINANCIAL, LLCCRD 801-60905 · SEC# 801-60905 · JOHNSON CITY, TN · 13 employees$599.4M AUM
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TEAK TREE CAPITAL MANAGEMENT, LLCCRD 801-69936 · SEC# 801-69936 · FORT WORTH, TX · 7 employees$599.3M AUM
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RETIREMENT DESIGN & MANAGEMENT INCCRD 801-47206 · SEC# 801-47206 · WESTPORT, CT · 15 employees$599.1M AUM
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OPTIMA ASSET MANAGEMENT INCCRD 801-52409 · SEC# 801-52409 · DALLAS, TX · 2 employees$599M AUM
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SUN MOUNTAIN CAPITAL ADVISORS, LLCCRD 801-72312 · SEC# 801-72312 · SANTA FE, NM · 9 employees$599M AUM
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KRAFT, DAVIS & ASSOCIATES, LLCCRD 801-99353 · SEC# 801-99353 · ST. LOUIS, MO · 14 employees$598.9M AUM
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QUADRANT CAPITAL MANAGEMENT, LLCCRD 801-60050 · SEC# 801-60050 · FAIRFIELD, NJ · 11 employees$598.9M AUM