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Form ADV search
SEC-registered investment advisers from Form ADV, cross-linked to Form D filings.
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13950 results, page 112 of 279.
13950 advisers
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DRUM CAPITAL MANAGEMENT LLCSEC file number 801-66278 · STAMFORD, CT · 8 employees$692.8M AUM
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SOUTH STREET ADVISORS, LLCSEC file number 801-55383 · NEW YORK, NY · 7 employees$692.7M AUM
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RETIREMENT FUND MANAGEMENT, LLCSEC file number 801-69594 · ATLANTA, GA · 4 employees$692.5M AUM
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MPS-LORIA FINANCIAL PLANNERS,LLCSEC file number 801-66518 · BURR RIDGE, IL · 8 employees$692.3M AUM
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ARBITER PARTNERS CAPITAL MANAGEMENT, LLCSEC file number 801-72164 · NEW YORK, NY · 12 employees$691.9M AUM
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LIBBIE AGRAN FINANCIAL SERVICES & SEMINARSSEC file number 801-24081 · SANTA MONICA, CA · 8 employees$691.9M AUM
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CAPITAL INVESTMENT COUNSEL INCSEC file number 801-20824 · RALEIGH, NC · 9 employees$691.5M AUM
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FIRST ALLIED ASSET MANAGEMENTSEC file number 801-67188 · SAN DIEGO, CA$691.4M AUM
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DERBY AND COMPANY INCSEC file number 801-30056 · NEWTON, MA · 15 employees$691.3M AUM
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CREDO CAPITAL MANAGEMENT, LLCSEC file number 801-67033 · BALTIMORE, MD$689.4M AUM
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JAMES CAIRD ASSET MANAGEMENT (US) LPSEC file number 801-73673 · NEW YORK, NY$688.3M AUM
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DETALUS ADVISORS, LLCSEC file number 801-61481 · ST. LOUIS, MO · 10 employees$687.9M AUM
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DAVIDSON FIXED INCOME MANAGEMENT, INC.SEC file number 801-62264 · DENVER, CO · 7 employees$687.3M AUM
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ASSETBUILDER, INC.SEC file number 801-67404 · PLANO, TX · 10 employees$687M AUM
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BCG SECURITIES, INC.SEC file number 801-56943 · CHERRY HILL, NJ · 55 employees$685.8M AUM
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HARTFORD FINANCIAL MANAGEMENT INCSEC file number 801-33701 · HARTFORD, CT · 10 employees$684.9M AUM
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SAGUENAY STRATHMORE CAPITAL, LLCSEC file number 801-65371 · PURCHASE, NY$684.9M AUM
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DAVIDSON & GARRARD INCSEC file number 801-28022 · LYNCHBURG, VA · 12 employees$684.8M AUM
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FIRST NATIONAL CAPITAL MARKETS, INC.SEC file number 801-71101 · OMAHA, NE · 70 employees$684M AUM
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LEM CAPITAL, L.P.SEC file number 801-73703 · PHILADELPHIA, PA · 22 employees$683.6M AUM
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MONTAG & CALDWELL LLCSEC file number 801-15398 · ATLANTA, GA · 17 employees$683.5M AUM
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SMART INVESTOR, LLCSEC file number 801-61937 · ROSEVILLE, CA · 18 employees$682.7M AUM
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CONSERVATION RESOURCE PARTNERS, LLCSEC file number 801-73775 · EXETER, NH · 16 employees$682.7M AUM
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KAVAR CAPITAL PARTNERS, LLCSEC file number 801-72079 · LEAWOOD, KS · 5 employees$682.2M AUM
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BERNZOTT CAPITAL ADVISORSSEC file number 801-56940 · CAMARILLO, CA · 5 employees$682M AUM
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PRIVATE WEALTH MANAGEMENT, INC.SEC file number 801-61214 · MEMPHIS, TN · 4 employees$681.6M AUM
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RUBENSTEIN PARTNERS, L.P.SEC file number 801-74293 · PHILADELPHIA, PA · 51 employees$681M AUM
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TUTTLE CAPITAL MANAGEMENT, LLCSEC file number 801-76982 · 4 employees$680.9M AUM
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PARAGON ADVISORS, L.L.C.SEC file number 801-67813 · COLLEGE STATION, TX · 12 employees$680.6M AUM
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ARTHA CAPITAL MANAGEMENT, INC.SEC file number 801-68532 · STAMFORD, CT · 14 employees$679.9M AUM
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OLD MISSION INVESTMENT COMPANY, LLCSEC file number 801-66666 · TRAVERSE CITY, MI · 10 employees$679.5M AUM
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CUBIC ASSET MANAGEMENT, LLCSEC file number 801-68445 · BOSTON, MA · 6 employees$679.3M AUM
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AUSTIN CAPITAL CONSULTING, LLCSEC file number 801-69911 · DALLAS, TX · 3 employees$679M AUM
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HARDING ADVISORY LLCSEC file number 801-66757 · BOCA RATON, FL · 3 employees$678.7M AUM
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SHULMAN DEMEO ASSET MANAGEMENT, LLCSEC file number 801-67835 · LAKE SUCCESS, NY · 5 employees$678.6M AUM
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MACQUARIE BANK INTERNATIONAL LIMITEDSEC file number 801-77059 · 144 employees$678.6M AUM
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AGIS MANAGEMENT LLCSEC file number 801-106537 · BOSTON, MA · 17 employees$678.5M AUM
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YORKTOWN MANAGEMENT AND RESEARCH CO INCSEC file number 801-23441 · FOREST, VA · 12 employees$678.3M AUM
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NTV ASSET MANAGEMENT, LLCSEC file number 801-58140 · CHARLESTON, WV · 5 employees$678.3M AUM
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HILL INVESTMENT GROUP, LLCSEC file number 801-64551 · ST. LOUIS, MO · 12 employees$677.9M AUM
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SIC ADVISORS LLCSEC file number 801-73077 · NEW YORK, NY · 42 employees$677.7M AUM
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MCMILLAN OFFICE, INC.SEC file number 801-72698 · ST. CLAIR SHORES, MI · 8 employees$677.7M AUM
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CLARIS ADVISORS, LLCSEC file number 801-66993 · ST. LOUIS, MO · 5 employees$677.6M AUM
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APOLLO VALUE MANAGEMENT, L.P.SEC file number 801-62336 · NEW YORK, NY$677.5M AUM
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NETOLS ASSET MANAGEMENT INCSEC file number 801-63133 · MEQUON, WI · 6 employees$677.4M AUM
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MARATHON CAPITAL MANAGEMENT LLCSEC file number 801-62793 · HUNT VALLEY, MD · 8 employees$677.1M AUM
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FAGAN ASSOCIATES INCSEC file number 801-50955 · TROY, NY · 5 employees$677M AUM
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RAMSAY STATTMAN VELA & PRICE INCSEC file number 801-11769 · COLORADO SPRINGS, CO · 7 employees$677M AUM
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PGR SOLUTIONS, LLCSEC file number 801-62632 · SAN JOSE, CA · 18 employees$676.2M AUM
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DROMS STRAUSS ADVISORS, INC.SEC file number 801-55207 · ST. LOUIS, MO · 9 employees$676.2M AUM