ASC WEALTH & RETIREMENT ADVISORS LLC
SEC file number 801-96217
· APPLETON, WI
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$45.9M
Discretionary AUM
$0
Employees
2
Clients
—
Firm
- Address
- 210 S. BLUEMOUND DR. STE:A
APPLETON, WI 54914 - Phone
- —
- Website
- —
- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- 3700 Ascent LLC Low name-match confidence · CIK 2127214 · CA
- Abascal 57 Investors LLC Low name-match confidence · CIK 2061773 · FL
- Achieve Ascend SPV 2, LLC Low name-match confidence · CIK 2145602 · NY
- ACOF VI Ascent Holdings LP Low name-match confidence · CIK 2085724 · CA
- Allied Resource Partners Cascade, LP Low name-match confidence · CIK 2096415 · CO
- Alpha Ascent Cogent LLC Low name-match confidence · CIK 2081527 · PA
- Alpha Ascent Kaikaku LLC Low name-match confidence · CIK 2116404 · PA
- Alpha Ascent Oxyopia LLC Low name-match confidence · CIK 2104437 · PA
- Alpha Ascent Sprout LLC Low name-match confidence · CIK 2071173 · PA
- Alpha Ascent Wolfberry LLC Low name-match confidence · CIK 2039121 · PA
- Alpha Ascent Zenith LLC Low name-match confidence · CIK 2094890 · PA
- Alphascend Energy Fund LLC Low name-match confidence · CIK 2060905 · VA
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Alpha Ascent Kaikaku LLC · D/A · Sep 10, 2026$4.1M
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Achieve Ascend SPV 2, LLC · D · Aug 12, 2026
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Alpha Ascent Kaikaku LLC · D · Jul 9, 2026$3.1M
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3700 Ascent LLC · D · Apr 3, 2026$250K
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Alpha Ascent Oxyopia LLC · D · Mar 30, 2026$9M
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Alpha Ascent Zenith LLC · D · Nov 26, 2025$1.1M
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Allied Resource Partners Cascade, LP · D · Nov 13, 2025$1.5M
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Alpha Ascent Cogent LLC · D · Nov 12, 2025$18M
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ACOF VI Ascent Holdings LP · D · Oct 23, 2025
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Alpha Ascent Sprout LLC · D · Jul 23, 2025$575K
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Abascal 57 Investors LLC · D · Apr 4, 2025$5.2M
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Alpha Ascent Wolfberry LLC · D · Apr 2, 2025$850K
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Alphascend Energy Fund LLC · D · Mar 17, 2025$100M