DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
SEC file number 801-93169
· BUFFALO, MN
https://dougherty.us ↗
(name-match guess, not verified)
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$307.7M
Discretionary AUM
$306.3M
Employees
8
Clients
—
Firm
- Address
- 103 MARTY DRIVE
BUFFALO, MN 55313 - Phone
- —
- Website
- https://dougherty.us
(name-match guess, not verified) - Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed May 1, 2026
No Form D filings matched on issuer name. (Adviser GPs often file under a separately-named LP, so a missing match is normal.)