THOMAS JAMES BROWN
SEC file number 801-80897
· LATHAM, NY
This record was imported using its SEC file number. A CRD has not been verified in our database. Search SEC IAPD by firm name and confirm the entity before relying on this profile.
Regulatory AUM
$36.2M
Discretionary AUM
$36.2M
Employees
1
Clients
—
Firm
- Address
- 950 NEW LOUDON ROAD
LATHAM, NY 12110 - Phone
- —
- Website
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- Disciplinary
- Unknown — verify on SEC IAPD
Sources
- Search SEC IAPD to verify this firm ↗
- Last refreshed Apr 28, 2026
Possible Form D name matches (not verified)
- Raymond Thomas Holdings, Inc. Low name-match confidence · CIK 1980350 · NY
- Rise Thomas, LLC Low name-match confidence · CIK 1850728 · AZ
- Sarah-Jane Thomas LLC Low name-match confidence · CIK 1961554 · VA
- THOMAS JOHNSON SURGERY CENTER LLC Low name-match confidence · CIK 1424093 · MA
- Thomas&Wynter R&D, L.L.C. Low name-match confidence · CIK 1915878 · MD
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THOMAS JOHNSON SURGERY CENTER LLC · D/A · Jun 15, 2026$165K
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THOMAS JOHNSON SURGERY CENTER LLC · D · Jun 15, 2026$165K
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Rise Thomas, LLC · D · Aug 8, 2025$11.4M
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Raymond Thomas Holdings, Inc. · D · Feb 13, 2025$5M